NZX December 2016 Shareholder Metrics

Markets
NZX Listed IssuersDec 2016Change YoY Cash Market TradingDec 2016Change YoY
Total Equity Securities 170-1.7%Total Trades121,605-4.9%
Total Listed Debt Securities10720.2%Daily Average Trades6,080-0.2%
Total Other Securities270.0%Total Trades < $50k113,050-4.6%
Total Listed Securities3045.2%Total Value Traded$3.0 b-11.2%
Daily Average Value Traded$149 m-6.8%
Total NZX Main Board Issuers167-0.6%
Total NZAX Issuers18-14.3%
Total Equity Transactions
Total NXT Issuers4100.0%Total Trades118,059-5.6%
Total NZDX Issuers437.5%Value Traded $2.8 b-11.8%
Capital RaisingDec 2016YTDTotal Debt Transactions
New Capital Listed
Total Trades3,54622.8%
IPOs and Compliance Listings
$0.00 b$2.12 bValue Traded$139 m6.5%
New Debt Listings
$0.48 b$6.43 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades1,754,62919.8%
Total Capital Raised By All Issuers$846 m$4,636 mTotal Value Traded$44.0 b5.5%
Total Equity Raised - Primary Issuers$84 m$1,516 m
Clearing House / DepositoryDec 2016Change YoY
Total Equity Raised - Dual & Secondary Issuers$550 m$1,721 mGross Value of Cleared Trades over Month$4.0 b17.6%
Total Debt Raised$212 m$1,399 mCollateral Held At Month End$40.6 m29.5%
Depository transactions2,53413.7%
Number of Capital Raising Events22243Assets under custody in depository$368 m10.8%
Capital Raised < $0.5m478Value of stock lent over month$172 m-17.3%
Capital Raised > $0.5m < $10m1198
Capital Raised > $10m < $100m559
Wholesale DataDec 2016Change YoY
Capital Raised > $100m28Terminal Numbers - Professional*6,360-0.1%
Terminal Numbers - Retail*1,2195.0%
Market CapitalisationDec 2016Change YoY % of GDP
Licences - Value > $20k pa28-3.4%
All Equity$115.5 b4.9%45.1%Licences - Value < $20k pa648.5%
All Debt$25.7 b29.7%10.0%
NZX Indices PerformanceDec 2016Change YoY Direct Data ProductsDec 2016Change YoY
S&P/NZX 50 Index6,8818.8%Proprietary Security Subscription Products3953.7%
S&P/NZX 50 Portfolio Index4,2257.7%- Products ≥ $3,000 p.a15117.1%
S&P/NZX A-Grade Bond Index4,8583.7%- Products < $3,000 p.a.244-3.2%
S&P/NZX All Swap Index1923.4%
NZX Limited - Monthly Shareholder Metrics
December 2016
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesDec 2016Change YoY Derivatives Total Lots Traded 2014 / 2015 / 2016
Futures - Total Lots Traded18,960117.2%
Options - Total Lots Traded5,40015328.6%
Open Interest50,06517.5%
Energy ContractsDec 2016
Operating / Technology Contracts16
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.12
Funds Services
SuperLifeDec 2016Change YoY
Funds Under Management - KiwiSaver$599 m21.1%
Funds Under Management - Other$1,061 m13.0%
Total$1,660 m15.8%
SmartsharesDec 2016Change YoY
Funds Under Management - External$487 m10.7%
Funds Under Management - SuperLife funds$1,218 m16.0%
Total$1,705 m14.4%
Units on Issue775 m15.2%
NZX Wealth TechnologiesDec 2016Change YoY
Funds Under Administration$1,292 m-1.9%
Agri
Grain TradingSeason to dateChange YoY Grain Trading: Tonnes Traded Monthly (14/15 v 15/16 v 16/17 Season)
Tonnes Traded72,587-57.6%
Direct Data ProductsDec 2016Change YoY
Dairy Information Subscriptions4,621-50.8%
Grain Information Subscriptions1,820-1.2%
General Agri Subscriptions7,665-36.4%
Total Paid Advertising Page Equivalents50-48.5%
Total Paid Advertising Page Equivalents YTD1,679-20.8%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. The Grain Trading season in Australia runs from October to September.
5. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited. Differences may arise between this
data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: info@nzx.com
To enquire about information listed on this sheet, please email info@nzx.com
*The reduction in dairy subscriptions, general agri subscriptions and advertising page equivalents results from
the sale of the Group's magazine publications on 1 November 2016
*Clear Grain Exchange was sold effective 1 December 2016
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