ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice11 January 2017ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

Australian Securities Exchange

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 11 January 2017

The previous notice was given to the ASX on: 28 December 2016

The previous notice was dated: 28 December 2016

2. Issued Share Capital

2,936,037,009 fully paid Ordinary Shares in the capital of ANZ have been issued as at

10 January 2017.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


23,375,459 0.80%


23,393,151 0.80%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


23,375,459 0.80%


23,393,151 0.80%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee for

ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

58,706 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 36,180 0.00%



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZ NZ Investments Nominees

/ Reserve Bank of NZ /

Citicorp Nominees

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 3,959 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 1,415,416 0.05%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 69,363 0.00%

ANZ Custodial Services New

Zealand Limited

ANZ Custodial Services New

Zealand Limited as trustee for

various private clients 1,006,139 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Wholesale Protected Aus 50 Trust 24,330 0.00%

ANZ Nominees Limited

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 1,247,023 0.04%

ANZ Nominees Limited

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 746,010 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Tax

Effective Income Trust 355,784 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 54,222 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,210,089 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OPTIMIX WHOLESALE AUSTRALIAN

SHARES TRUST ARNHEM 130/30 824,481 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

WHOLESALE AUSTRALIAN SHARES

TRUST - VINVA 647,464 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,145,274 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index

Pool 6,374,907 0.22%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity OnePath

Australian Shares – Imputation

Index Pool 6,903,287 0.24%



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Passive Defensive Pool 0 0.00%

HSBC Custody Nominees ACF

OASIS

Oasis Fund Management Limited as

responsible entity for Oasis Asset

Management Ltd 0 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap

ADG 7,070 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion

16,758 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP

57,958 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor

10,065 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix

28,090 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage

428,590 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac

125,905 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Portfolio

One 596,081 0.02%


Aggregation


23,393,151 0.80%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation

to change

Class of Share

Number of

Shares

28/12/2016

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

8



29/12/2016

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

14

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 192.97

Ordinary fully

paid

6

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 737.12

Ordinary fully

paid

23

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 10,259.38

Ordinary fully

paid

319

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 32.05

Ordinary fully

paid

1

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 546.73

Ordinary fully

paid

17

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 673.03

Ordinary fully

paid

21

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 9,391.02

Ordinary fully

paid

292



29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market sale 929.42

Ordinary fully

paid

-29

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 64.10

Ordinary fully

paid

2

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 1,318.60

Ordinary fully

paid

41

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market sale 1,730.64

Ordinary fully

paid

-54

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 256.39

Ordinary fully

paid

8

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 3,762.84

Ordinary fully

paid

117

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 576.88

Ordinary fully

paid

18

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 7,847.30

Ordinary fully

paid

244

29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 320.49

Ordinary fully

paid

10



29/12/2016

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 4,759.83

Ordinary fully

paid

148

29/12/2016

OnePath Funds

Management

Ltd as

responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market purchase 1,791.63

Ordinary fully

paid

58

29/12/2016

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 12,934.96

Ordinary fully

paid

-423

29/12/2016

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 8,454.52

Ordinary fully

paid

-277

30/12/2016

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

13,175

30/12/2016

OnePath Funds

Management

Ltd as

responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market purchase 13,450.07

Ordinary fully

paid

442

30/12/2016

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 7,314.01

Ordinary fully

paid

-240



3/01/2017

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

2

3/01/2017

OnePath Funds

Management

Ltd as

responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market sale 20,661.10

Ordinary fully

paid

-668

3/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 14,678.41

Ordinary fully

paid

-476

3/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 9,666.33

Ordinary fully

paid

-314

3/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 9,187.15

Ordinary fully

paid

-298

3/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 14,166.88

Ordinary fully

paid

-459

4/01/2017

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

4,791



4/01/2017

OnePath Funds

Management

Ltd as

responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market purchase 12,773.19

Ordinary fully

paid

409

4/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 4,173.91

Ordinary fully

paid

-135

4/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 10,907.17

Ordinary fully

paid

-351

5/01/2017

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 2,450.59

Ordinary fully

paid

75

5/01/2017

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 3,561.52

Ordinary fully

paid

109

5/01/2017

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 4,116.99

Ordinary fully

paid

126

5/01/2017

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 4,116.99

Ordinary fully

paid

126

5/01/2017

ANZ Custodial

Services New

Zealand

Limited as

trustee for

various private

clients

On-market purchase 12,122.25

Ordinary fully

paid

371



6/01/2017

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

3,462

6/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 11,354.36

Ordinary fully

paid

-365

9/01/2017

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

74

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market purchase 16,730.49

Ordinary fully

paid

526

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market purchase 10,829.46

Ordinary fully

paid

341

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market purchase 9,983.79

Ordinary fully

paid

314

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 1,875.61

Ordinary fully

paid

-60

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 49,301.26

Ordinary fully

paid

-1,567



9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 49,520.42

Ordinary fully

paid

-1,567

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 4,426.21

Ordinary fully

paid

-140

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 3,945.01

Ordinary fully

paid

-125

9/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Matrix

On-market sale 2,749.93

Ordinary fully

paid

-88

10/01/2017

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and /

or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

14

10/01/2017

OnePath Funds

Management

Ltd as

responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market purchase 16,208.39

Ordinary fully

paid

518

10/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market purchase 9,972.76

Ordinary fully

paid

311

10/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 21,473.11

Ordinary fully

paid

-687

10/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 1,123.66

Ordinary fully

paid

-37



10/01/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 14,948.35

Ordinary fully

paid

-481





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ Nominees

Limited

Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

HSBC Custody

Nominees

PO Box 8522, Perth WA 6849

Citicorp Nominees

Pty Limited

Level 15, 120 Collins Street, Melbourne VIC 3000

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

Oasis Asset

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

Oasis Fund

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

ANZ NZ

Investments

Nominees Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

11 January 2017

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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