SSH – Colonial First State Asset Management (Australia) Ltd

100080615/3821102.1
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX Limited
and
To The A2 Milk Company Limited
Date this disclosure made: 13 January 2017
Date on which substantial holding began: 12 January 2017
Substantial product holder(s) giving disclosure
Full name(s): Colonial First State Asset Management (Australia) Limited

Summary of substantial holding
Class of quoted voting products: Ordinary Shares
Summary for Colonial First State Asset Management (Australia) Limited
For this disclosure,—
(a) total number held in class: 36,752,078
(b) total in class: 725,620,065
(c) total percentage held in class: 5.065%

100080615/3821102.1
2
Details of relevant interests
Details for Colonial First State Asset Management (Australia) Limited ACN 114 194 311

(a) Nature of relevant interest:
Relevant interest arising from having the power to
control the exercise of the right to vote attached to
securities and/or to control the exercise of the power
to dispose of securities in its capacity as investment
manager (as provided for under its investment
mandates).

(b) Number held in class: 36,752,078

(c) Percentage held in class (%): 5.06

Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citicorp Nominees Pty Limited
(Australia)
20,210,561 2.79
Citicorp Nominees Pty Limited
(New Zealand)
1,512,326 0.21
Citibank N A Hong Kong 14,880,980 2.05
BNP Paribas 95,186 0.01
The Bank of New York Mellon
Corp
53,025 0.01







Grand Total
36,752,078 5.065%

100080615/3821102.1
3
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
See Appendix A
Additional information

Addresses of substantial product holder(s):
 Colonial First State Asset Management (Australia) Limited, Ground Floor Tower 1,
201 Sussex Street, Sydney, NSW 2000, Australia
Contact details: Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: [not applicable]
Certification
I, Jeannette Ferguson, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.

100080615/3821102.1
4
Appendix A
Date of Transaction Registered Company
Nature of
Change
Class
Number
of
Securities
Cash
Consideration
(NZD)
Thursday, 15 September
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

20,814
39,667.32
Friday, 16 September
2016
Citicorp Nominees Pty
Limited (New Zealand)
Ordinary
Shares
Purchase

8,046
15,287.40
Wednesday, 21
September 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

28,884
53,724.24
Friday, 30 September
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

136,851
249,835.19
Monday, 3 October 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

29,881
55,211.12
Tuesday, 4 October
2016
Citicorp Nominees Pty
Limited (New Zealand)
Ordinary
Shares
Purchase

27,465
51,908.85
Wednesday, 12 October
2016
Citicorp Nominees Pty
Limited (New Zealand)
Ordinary
Shares
Purchase

10,532
20,010.80
Monday, 17 October
2016
Citicorp Nominees Pty
Limited (New Zealand)
Ordinary
Shares
Purchase

5,435
10,598.25
Tuesday, 18 October
2016
Citicorp Nominees Pty
Limited (New Zealand)
Ordinary
Shares
Purchase

2,566

5,080.68
Thursday, 20 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

27,918
56,673.54
Friday, 21 October 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

46,693
96,089.52
Tuesday, 25 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

55,831
117,245.10
Thursday, 27 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

263,608
522,312.89
Friday, 28 October 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

187,079
362,540.39
Monday, 31 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

261,875
499,657.50
Tuesday, 1 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

46,454
85,475.36
Tuesday, 1 November
2016
Citicorp Nominees Pty
Limited (New Zealand)
Ordinary
Shares
Sale

46,454
85,475.36

100080615/3821102.1
5
Wednesday, 2
November 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

226,499
418,049.20
Thursday, 3 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

227,290
407,440.05
Monday, 7 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

230,202
452,185.79
Tuesday, 8 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

210,000
418,908.00
Tuesday, 15 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

231,749
494,876.81
Wednesday, 16
November 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

211,596
460,644.49
Friday, 18 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

193,336
413,487.70
Monday, 21 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

157,365
332,040.15
Tuesday, 22 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

8,502
18,449.34
Tuesday, 29 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

59,792
143,500.80
Wednesday, 30
November 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

105,724
260,081.04
Thursday, 1 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

297,330
760,451.21
Friday, 2 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

13,503
30,786.84
Thursday, 8 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

11,582
28,260.08
Friday, 16 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Sale

37,738
81,136.70
Thursday, 29 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

87,080
183,799.76
Thursday, 29 December
2016
Citicorp Nominees Pty
Limited (New Zealand)
Ordinary
Shares
Purchase

16,994
35,869.24
Friday, 30 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

63,911
136,130.43
Wednesday, 4 January
2017
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

61,888
131,165.43

100080615/3821102.1
6
Wednesday, 11 January
2017
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

5,472
12,312.00



Date of Transaction Registered Company Class Nature of Change
Number
of
Securities
Cash
Consideration
(AUD)
Thursday, 15 September
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

9,802
18,184.67
Thursday, 15 September
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

2,735

5,070.14
Thursday, 15 September
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

90,198
167,335.33
Wednesday, 21
September 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

17,674
31,519.81
Wednesday, 21
September 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

3,384,974
6,005,959.37
Wednesday, 21
September 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

162,326
289,492.19
Wednesday, 21
September 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

1,615,026
2,865,540.63
Friday, 23 September
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

12,286
21,898.57
Friday, 23 September
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

112,714
200,901.43
Wednesday, 28
September 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

4,916

8,520.41
Wednesday, 28
September 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

1,830,071
3,183,225.50
Wednesday, 28
September 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

45,084
78,139.59
Wednesday, 28
September 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

878,754
1,528,504.71
Thursday, 29 September
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

14,742
25,593.59
Thursday, 29 September
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

135,258
234,821.41

100080615/3821102.1
7
Wednesday, 5 October
2016
BNP Paribas
Ordinary
Shares
Purchase

3,364

6,021.56
Wednesday, 5 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

22,505
40,283.95
Wednesday, 12 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

641,450
1,144,988.25
Wednesday, 12 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

308,550
550,761.75
Thursday, 13 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

158,101
283,348.61
Thursday, 13 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 5) , See
Appendix B

401,884
N/A
Thursday, 13 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 12) ,
See Appendix B

216,803
N/A
Thursday, 13 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

76,268
136,687.51
Friday, 14 October 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

6,396
11,448.84
Friday, 14 October 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 5) , See
Appendix B

407,938
N/A
Friday, 14 October 2016
Citibank N A Hong
Kong
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 12) ,
See Appendix B

220,075
N/A
Friday, 14 October 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

3,086

5,523.94
Monday, 17 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

17,640
31,575.60
Monday, 17 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 12) ,
See Appendix B

56,204
N/A
Monday, 17 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

8,509
15,231.11
Tuesday, 18 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

155,153
287,079.60
Tuesday, 18 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

74,847
138,489.40
Wednesday, 19 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

147,941
281,990.34
Wednesday, 19 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 12) ,
See Appendix B

55,189
N/A

100080615/3821102.1
8
Wednesday, 19 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

71,367
136,032.64
Thursday, 20 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

146,384
280,398.55
Thursday, 20 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

70,616
135,264.95
Friday, 21 October 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

42,965
83,261.87
Friday, 21 October 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Borrow Decrease Citigroup Global
Markets Limited (Agreement 5) , See
Appendix B

277,294
N/A
Friday, 21 October 2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

20,727
40,166.85
Monday, 24 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

450,000
896,265.00
Tuesday, 25 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

12,307
23,997.42
Tuesday, 25 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 12) ,
See Appendix B

75,750
N/A
Tuesday, 25 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

112,693
219,740.08
Tuesday, 25 October
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

20,000
38,754.00
Thursday, 27 October
2016
Citibank N A Hong
Kong
Ordinary
Shares
Sale

10,790
19,853.60
Friday, 28 October 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

4,844

8,719.20
Tuesday, 1 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

9,839
17,096.25
Tuesday, 1 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

90,161
156,663.75
Tuesday, 1 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

15,000
26,064.00
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

64,434
116,316.26
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

38,626
69,383.88
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

3,182

5,697.37

100080615/3821102.1
9
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

590,566
1,066,089.74
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

354,024
635,933.31
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

29,168
52,225.30
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

50,000
90,260.00
Friday, 4 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

50,000
89,815.00
Monday, 7 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

32,451
60,706.09
Monday, 7 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

297,549
556,624.91
Monday, 7 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

20,000
37,414.00
Wednesday, 9
November 2016
Citibank N A Hong
Kong
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 12) ,
See Appendix B

45,224
N/A
Wednesday, 9
November 2016
Citibank N A Hong
Kong
Ordinary
Shares
Borrow Increase Citigroup Global
Markets Limited (Agreement 12) ,
See Appendix B

186,584
N/A
Monday, 14 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

27,030
54,195.15
Monday, 14 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

247,970
497,179.85
Monday, 14 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

20,000
40,100.00
Monday, 21 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

27,715
54,598.55
Tuesday, 22 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

316,730
664,942.96
Tuesday, 22 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

333,270
699,667.04
Wednesday, 23
November 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

114,373
249,333.14
Wednesday, 23
November 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

120,346
262,354.28
Wednesday, 23
November 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

149,322
332,092.13

100080615/3821102.1
10
Thursday, 24 November
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

12,997
29,113.28
Friday, 25 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Sale

187,465
420,727.70
Friday, 25 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Sale

243,638
546,650.58
Friday, 25 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Sale

197,254
442,697.15
Friday, 25 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Sale

256,362
575,199.42
Monday, 28 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

200,000
456,920.00
Tuesday, 29 November
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

316,411
719,676.82
Wednesday, 30
November 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

236,425
557,844.79
Thursday, 1 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Purchase

8,750
21,525.00
Friday, 2 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

299,228
657,613.38
Monday, 5 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

339,485
747,376.23
Tuesday, 6 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

14,799
33,309.59
Tuesday, 6 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

135,201
304,310.41
Tuesday, 6 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

162,323
365,356.61
Tuesday, 6 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

20,000
45,016.00
Wednesday, 7
December 2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

140,670
318,786.35
Thursday, 8 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

19,746
45,986.46
Thursday, 8 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

180,254
419,793.54
Friday, 9 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

296,220
691,821.81

100080615/3821102.1
11
Thursday, 15 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

184,980
368,498.66
Monday, 19 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Sale

676,177
1,337,275.25
Monday, 19 December
2016
Citibank N A Hong
Kong
Ordinary
Shares
Sale

323,823
640,424.75
Tuesday, 20 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

6,491
12,657.45
Thursday, 22 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

268,000
540,288.00
Thursday, 22 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

135,864
279,947.77
Thursday, 22 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

39,738
80,111.81
Thursday, 22 December
2016
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

12,000
24,192.00
Tuesday, 3 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

56,283
113,905.54
Wednesday, 4 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

30,000
60,087.00
Thursday, 12 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

851,976
1,821,524.69
Thursday, 12 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

249,159
545,134.98
Thursday, 12 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

260,513
569,976.39
Thursday, 12 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

890,807
1,904,545.37
Thursday, 12 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

138,627
296,384.53
Thursday, 12 January
2017
Citicorp Nominees Pty
Limited (Australia)
Ordinary
Shares
Purchase

210,048
459,564.02

100080615/3821102.1
12
Appendix B
Citigroup Global Markets Limited (Agreement 5)
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be
delivered to the borrower or its nominee (ie borrow date):
The dates indicated in Appendix A on which securities were
borrowed.
Scheduled date (if any) when the securities are expected to be
returned to the borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early?
[Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie
before the scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be
required to return the securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A

Citigroup Global Markets Limited (Agreement 12)
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No

100080615/3821102.1
13
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be
delivered to the borrower or its nominee (ie borrow date):
The dates indicated in Appendix A on which securities were
borrowed.
Scheduled date (if any) when the securities are expected to be
returned to the borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early?
[Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie
before the scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be
required to return the securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A