NZX Employee Share Plan – Team and Results

NZX Limited
Level 1, NZX Centre
11 Cable Street
PO Box 2959
Wellington 6140
New Zealand
Tel +64 4 472 7599

www.nzx.com

27 January 2017

NZX Employee Share Plan - Team and Results

Following NZX’s announcement of 30 December 2016 in relation to the redemption of NZX
employee restricted shares pursuant to the terms of the NZX Employee Share Plan – Team and
Results (the Plan), please see the attached Senior Managers’ Relevant Interest Notice for
Amanda Simpson (former NZX Chief Operating Officer).

For further information please contact:
Hannah Lynch
Communications Manager
T: 09 308 3710
M: 021 252 8990
E: hannah.lynch@nzx.com

About NZX Limited
NZX builds and operates capital, risk and commodity markets and the infrastructure required to
support them. We provide high quality information, data and tools to support business decision
making. We aim to make a meaningful difference to wealth creation for our shareholders and
the individuals, businesses and economies in the countries in which we operate. To learn more
about NZX please visit: www.nzxgroup.com

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
27-Jan-17
Date of last disclosure:
10-May-16
Director or senior manager giving disclosure
Full name(s):
Amanda Rhean Simpson
Name of listed issuer:
NZX Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Former Chief Operating Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
NZX non-participating
redeemable shares (NZXTRP)
Nature of the affected relevant interest(s):
Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:
198,582
Number held in class after acquisition or disposal:
0
Current registered holder(s):
NZX Executive Share Plan
Nominees Limited
Registered holder(s) once transfers are registered:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 3
Details of transactions requiring disclosure-
Date of transaction:29-Dec-16
Nature of transaction:
Redemption of NZX non-
participating redeemable
shares (NZXTRP) in
accordance with the NZX
Employee Share Plan - Team
and Results.
Name of any other party or parties to the transaction (if known):
NZX Executive Share Plan
Nominees Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
60,867 NZXTRP at $1.2322
($75,000)

64,257 NZXTRP at $1.1672
($75,000)
73,458 NZXTRP at $1.0210
($75,000)
Number of financial products to which the transaction related: 198,582
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
NZX non-participating
redeemable shares (NZXTRP)
Nature of the affected relevant interest(s):
Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:
198,582
Number held in class after acquisition or disposal:
0
Current registered holder(s):
NZX Executive Share Plan
Nominees Limited
Registered holder(s) once transfers are registered:
0
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 3
Details of transactions requiring disclosure-
Date of transaction:29-Dec-16
Nature of transaction:
Redemption of NZX non-
participating redeemable
shares (NZXTRP) in
accordance with the NZX
Employee Share Plan - Team
and Results
Name of any other party or parties to the transaction (if known):
NZX Executive Share Plan
Nominees Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
60,867 NZXTRP at $1.2322
($75,000)

64,257 NZXTRP at $1.1672
($75,000)
73,458 NZXTRP at $1.0210
($75,000)
Number of financial products to which the transaction related: 198,582
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:NZX ordinary shares
Nature of relevant interest:Legal
For that relevant interest,-
Number held in class:630
Current registered holder(s):Amanda Rhean Simpson
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:27-Jan-17
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—

(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.