SSH Notice – First NZ Capital Group Limited
100080615/3821103.1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To Gentrack Group Limited
Relevant event being disclosed: Disclosure of movement of 1% or more in substantial
holding
Date of relevant event: 1 February 2017
Date this disclosure made: 2 February 2017
Date last disclosure made: 11 October 2016
Substantial product holder(s) giving disclosure
Full name(s): First NZ Capital Group Limited
Summary of substantial holding
Class of quoted voting products: GTK Ordinary Shares
Summary for: First NZ Capital Group Limited
For this disclosure,—
(a) total number held in class: 5,729,353
(b) total in class: 72,699,510
(c) total percentage held in class: 7.881%
For last disclosure,—
(a) total number held in class: 4,914,094
(b) total in class: 72,699,510
(c) total percentage held in class: 6.759%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: As noted above, on 11
October 2016, First NZ Capital Group Limited disclosed an interest in 4,914,094 (6.759%)
GTK ordinary shares.
On 1 February 2017, Harbour Asset Management Limited held 5,572,099 GTK ordinary
shares (7.665%) and First NZ Capital Securities Limited held 157,254 GTK ordinary shares
100080615/3821103.1
(0.022%), a total relevant interest held by First NZ Group Limited of 5,729,353 GTK shares
(7.881%).
Between 7 October 2016 and 1 February 2017, as a result of normal on market trading
activity, Harbour Asset Management Limited, purchased 759,860 GTK shares for a total
consideration of $2,556,518.50 and sold 80,800 GTK shares for a total consideration of
$278,771.87. During this period, as a result of normal on market trading First NZ Capital
Group Limited purchased a net position of 136,199 GTK shares.
Details after relevant event
Details for: First NZ Capital Group Limited
Nature of relevant interest(s): Harbour Asset Management Limited, as fund manager, the
power to exercise a right to vote attached to, and power to acquire or dispose of, the
products, under powers of investment contained in investment management contracts with
clients (the beneficial owners of the products).
For that relevant interest,—
(a) number held in class: 5,572,099
(b) percentage held in class: 7.665%
(c) current registered holder(s): 5,572,099 – Various nominee companies on
behalf of clients as beneficial owners.
Additional information
Address(es) of substantial product holder(s): Level 16, 171 Featherston Street, Wellington
Contact details: Helen Stevens, + 64 4 474 4430, Helen.Stevens@fnzc.co.nz
Nature of connection between substantial product holders: First NZ Capital Group Limited,
First NZ Capital Securities Limited and Harbour Asset Management Limited are related
bodies corporate.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: None
Certification
I, Helen Stevens, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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