Gentrack Group Limited logo

SSH Notice – First NZ Capital Group Limited

Substantial Holder Notice2 February 2017GTKInformation Technology

100080615/3821103.1
Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the

form.

To NZX Limited

and

To Gentrack Group Limited

Relevant event being disclosed: Disclosure of movement of 1% or more in substantial

holding

Date of relevant event: 1 February 2017

Date this disclosure made: 2 February 2017

Date last disclosure made: 11 October 2016

Substantial product holder(s) giving disclosure

Full name(s): First NZ Capital Group Limited

Summary of substantial holding

Class of quoted voting products: GTK Ordinary Shares

Summary for: First NZ Capital Group Limited

For this disclosure,—

(a) total number held in class: 5,729,353

(b) total in class: 72,699,510

(c) total percentage held in class: 7.881%

For last disclosure,—

(a) total number held in class: 4,914,094

(b) total in class: 72,699,510

(c) total percentage held in class: 6.759%

Details of transactions and events giving rise to relevant event

Details of the transactions or other events requiring disclosure: As noted above, on 11

October 2016, First NZ Capital Group Limited disclosed an interest in 4,914,094 (6.759%)

GTK ordinary shares.

On 1 February 2017, Harbour Asset Management Limited held 5,572,099 GTK ordinary

shares (7.665%) and First NZ Capital Securities Limited held 157,254 GTK ordinary shares



100080615/3821103.1

(0.022%), a total relevant interest held by First NZ Group Limited of 5,729,353 GTK shares

(7.881%).

Between 7 October 2016 and 1 February 2017, as a result of normal on market trading

activity, Harbour Asset Management Limited, purchased 759,860 GTK shares for a total

consideration of $2,556,518.50 and sold 80,800 GTK shares for a total consideration of

$278,771.87. During this period, as a result of normal on market trading First NZ Capital

Group Limited purchased a net position of 136,199 GTK shares.


Details after relevant event

Details for: First NZ Capital Group Limited

Nature of relevant interest(s): Harbour Asset Management Limited, as fund manager, the

power to exercise a right to vote attached to, and power to acquire or dispose of, the

products, under powers of investment contained in investment management contracts with

clients (the beneficial owners of the products).

For that relevant interest,—

(a) number held in class: 5,572,099

(b) percentage held in class: 7.665%

(c) current registered holder(s): 5,572,099 – Various nominee companies on

behalf of clients as beneficial owners.

Additional information

Address(es) of substantial product holder(s): Level 16, 171 Featherston Street, Wellington

Contact details: Helen Stevens, + 64 4 474 4430, Helen.Stevens@fnzc.co.nz

Nature of connection between substantial product holders: First NZ Capital Group Limited,

First NZ Capital Securities Limited and Harbour Asset Management Limited are related

bodies corporate.

Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: None

Certification

I, Helen Stevens, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

Other issuers discussed similar conditions around this time

Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.

  • MPG — Metro Performance Glass: SSH Notice – First NZ Capital Limited
    2017-02-22

    041898866/2178860.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the f…”

  • APL — Asset Plus: SSH – Augusta Capital Limited
    2017-04-06

    Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limite…”

  • SKT — Sky Network Television Limited: SSH Notice – Lazard Asset Management Pacific Co
    2017-01-09

    100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the…”