NZX Shareholder Metrics January 2017

Markets
NZX Listed IssuersJan 2017 Change YoY Cash Market TradingJan 2017Change YoY
Total Equity Securities 169-2.3%Total Trades110,935-12.0%
Total Listed Debt Securities10720.2%Daily Average Trades5,547-16.4%
Total Other Securities270.0%Total Trades < $50k104,757-12.6%
Total Listed Securities3034.8%Total Value Traded$2.2 b2.3%
Daily Average Value Traded$111 m-2.8%
Total NZX Main Board Issuers166-1.8%
Total NZAX Issuers18-10.0%
Total Equity Transactions
Total NXT Issuers4100.0%Total Trades108,668-12.3%
Total NZDX Issuers437.5%Value Traded $2.1 b3.0%
Capital RaisingJan 2017YTDTotal Debt Transactions
New Capital Listed
Total Trades2,2674.4%
IPOs and Compliance Listings
$0.00 b$0.00 bValue Traded$89 m-11.1%
New Debt Listings
$0.00 b$0.00 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades110,935-12.0%
Total Capital Raised By All Issuers$49 m$49 mTotal Value Traded$2.2 b2.3%
Total Equity Raised - Primary Issuers$16 m$16 m
Clearing House / DepositoryJan 2017Change YoY
Total Equity Raised - Dual & Secondary Issuers$0 m$0 mGross Value of Cleared Trades over Month$2.3 b3.2%
Total Debt Raised$33 m$33 mCollateral Held At Month End$58.5 m65.3%
Depository transactions1,57812.3%
Number of Capital Raising Events88Assets under custody in depository$371 m13.2%
Capital Raised < $0.5m33Value of stock lent over month$393 m119.0%
Capital Raised > $0.5m < $10m33
Capital Raised > $10m < $100m22
Wholesale DataJan 2017Change YoY
Capital Raised > $100m00Terminal Numbers - Professional*6,3900.5%
Terminal Numbers - Retail*1,139-1.5%
Market CapitalisationJan 2017Change YoY % of GDP
Licences - Value > $20k pa316.9%
All Equity$116.9 b8.3%45.6%Licences - Value < $20k pa626.9%
All Debt$25.7 b29.7%10.0%
NZX Indices PerformanceJan 2017 Change YoY Direct Data ProductsJan 2017Change YoY
S&P/NZX 50 Index7,05114.3%Proprietary Security Subscription Products3953.7%
S&P/NZX 50 Portfolio Index4,32313.0%- Products ≥ $3,000 p.a15117.1%
S&P/NZX A-Grade Bond Index4,8913.2%- Products < $3,000 p.a.244-3.2%
S&P/NZX All Swap Index1932.4%
NZX Limited - Monthly Shareholder Metrics
January 2017
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesJan 2017 Change YoY Derivatives Total Lots Traded 2014 / 2015 / 2016
Futures - Total Lots Traded23,517133.8%
Options - Total Lots Traded1,6603.8%
Open Interest51,64436.1%
Energy ContractsJan 2017
Operating / Technology Contracts16
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.12
Funds Services
SuperLifeJan 2017Change YoY
Funds Under Management - KiwiSaver$608 m25.0%
Funds Under Management - Other$1,074 m16.9%
Total$1,683 m19.7%
SmartsharesJan 2017Change YoY
Funds Under Management - External$499 m13.3%
Funds Under Management - SuperLife funds$1,220 m15.5%
Total$1,718 m14.9%
Units on Issue789 m14.5%
NZX Wealth TechnologiesJan 2017Change YoY
Funds Under Administration$1,285 m-3.6%
Agri
Direct Data ProductsJan 2017Change YoY
Subscriptions - NZ Agri Data Products2,43013.3%
Subscription - Australian Agri Data Products1,486-7.1%
Total Paid Advertising Page Equivalents7335.2%
Total Paid Advertising Page Equivalents YTD7335.2%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. The Grain Trading season in Australia runs from October to September.
5. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited. Differences may arise between this
data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: info@nzx.com
To enquire about information listed on this sheet, please email info@nzx.com
*Total paid advertising page equivalents relates to Farmers Weekly only
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