Notification of issue of securities

Stock Exchange Announcement
STOCK EXCHANGE LISTINGS: NEW ZEALAND (FPH), AUSTRALIA (FPH)

NOTIFICATION OF ISSUE OF SECURITIES
Auckland, New Zealand, 14 February 2017 - Fisher & Paykel Healthcare Corporation Limited
(NZSX:FPH, ASX:FPH) advises that the following securities were issued pursuant to the
Company’s 2013 issue of options under the Fisher & Paykel Healthcare 2003 Share Option Plan.
The issue of options and shares under the Option Plan was approved by the Board on 27 August
2013.
(a) Class of security Ordinary shares
ISIN NZFAPE0001S2
(b) Number issued 1,510
(c) Issue price $3.57
(d) Payment terms Nil refer (g) below
(e) Amount paid up In full
(f) Percentage of total class issued 0.00027%
(g) Reason for issue Employee cancelling options issued under the 2013
issue of the Fisher & Paykel Healthcare 2003 Share
Option Plan.
2,490 options were cancelled on 14 February 2017
pursuant to the Cancellation Offer approved by
shareholders at the ASM held on 12 August 2004.
1,510 shares were issued in consideration of the
cancellation of the options and are equal in value to the
gain on the options (such gain being calculated based
on an exercise price of $3.57).
(h) Authority for issue Directors’ resolution
(i) Terms of issue The shares rank pari passu with the existing ordinary
shares.
(j) Total number of securities after
issue
567,465,251
(l) Date of issue 14 February 2017

This advice is given under Listing Rule 7.12.1.
Ends
Contact: Tony Barclay, Company Secretary on +64 9 574 0119. For more information about the
company visit our website www.fphcare.com

---

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 1
Rul e 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B

New issue announcement,
application for quotation of additional securities
and agreement

I nfor mati on or documents not avai l abl e now must be gi ven to ASX as soon as avai l abl e. I nfor mati on and
documents gi ven to ASX become ASX’ s pr oper ty and may be made publ i c.
I ntroduced 01/07/96 Ori gi n: A ppendi x 5 A mended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13


N ame of ent i t y
Fi sher & Pay k el H eal t hcar e Cor por at i on L i mi t ed

ABN
098 026 281


We (the enti ty) gi ve A SX the f ol l owi ng i nf ormati on.


Part 1 - All issues
You must compl ete the r el evant secti ons (attach sheets i f ther e i s not enough space).

1
+
Cl ass of
+
secur i t i es i ssued or t o
be i ssued

Or di nar y Shar es


2 Number of
+
secur i t i es i ssued or t o
be i ssued (i f known) or maxi mum
number whi ch may be i ssued

1,510


3 Pr i nci pal t er ms of t he
+
secur i t i es
(e.g. i f opt i ons, ex er ci se pr i ce and
ex pi r y dat e; i f par t l y pai d
+
securi ti es, the amount outstandi ng
and due dat es
f or pay ment ; i f
+
conv er t i bl e secur i t i es, t he
conversi on pri ce and dates f or
conversi on)
I ssue of 1,510 f ul l y pai d ordi nary shares
f ol l owi ng cancel l ati on of 2,490 opti ons granted
under t he Fi sher & Pay k el H eal t hcar e Shar e
Opti on Pl an i n Sept ember 2013.
The shares were i ssued i n consi derati on of the
cancel l ati on of the opti ons and are equal i n
val ue to the gai n on the opti ons (such gai n
bei ng cal cul ated based on an ex er ci se pr i ce of
$3.57).

4 D o t he
+
secur i t i es r ank equal l y i n
al l r espect s f r om t he
+
issue dat e
wi th an exi sti ng
+
cl ass of quoted
+
secur i t i es?

I f t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• the extent to whi ch they
par t i ci pat e f or t he nex t
di v i dend, ( i n t he case of a t r ust ,
di stri buti on) or i nter est
pay ment
• the extent to whi ch they do not
rank equal l y, other than i n
r el at i on t o t he nex t di v i dend,
di stri buti on or i nterest payment

Y es


5 I ssue pri ce or consi derati on

NZD3.57 (AUD3.35) per ordi nary share -
1,510 shar es.



6 Purpose of the i ssue
( I f i ssued as consi der at i on f or t he
acqui si t i on of asset s, cl ear l y
i dent i f y t hose asset s)






I ssued to empl oyees under the “ Fi sher & Paykel
H eal thcare 2003 Share Opti on Pl an” – 1,510
shar es.



6a I s t he ent i t y an
+
eligible entity that
has obtai ned secur i t y hol der
approval under rul e 7.1A ?

I f Y es, compl ete secti ons 6b – 6h
i n r el ati on to the
+
secur i t i es t he
subj ect of thi s Appendi x 3B, and
compl y wi th secti on 6i
No


6b T he dat e t he secur i t y hol der
resol uti on under rul e 7.1A was
passed



6c Number of
+
secur i t i es i ssued
wi thout securi ty hol der approval
under rul e 7.1



6d Number of
+
secur i t i es i ssued w i t h
secur i t y hol der appr ov al under r ul e
7.1A

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 3
6e Number of
+
secur i t i es i ssued w i t h
secur i t y hol der appr ov al under r ul e
7.3, or
anot her speci f i c secur i t y
hol der approval (speci f y date of
meet i ng)




6f Number of
+
secur i t i es i ssued under
an ex cept i on i n r ul e 7. 2



6g If
+
secur i t i es i ssued under r ul e
7. 1A , w as i ssue pr i ce at l east 75%
of 15 day V W A P as cal cul at ed
under rule 7.1A .3? I ncl ude the
+
i ssue dat e and bot h v al ues.
I ncl ude the source of the V WA P
calculation.



6h If
+
secur i t i es w er e i ssued under
rul e 7.1A f or non-cash
consi der at i on, st at e dat e on w hi ch
v al uat i on of consi der at i on w as
r el eased t o A SX M ar k et
A nnouncements



6i Cal cul at e t he ent i t y ’ s r emai ni ng
i ssue capaci t y under r ul e 7. 1 and
rul e 7.1A – compl et e A nnex ur e 1
and r el ease t o A SX M ar k et
A nnouncements



7
+
I ssue dat es
N ot e: T he i ssue dat e may be pr escr i bed by A SX
( r ef er t o t he def i ni t i on of i ssue date i n rul e 19.12).
For ex ampl e, t he i ssue dat e f or a pr o r at a
ent i t l ement i ssue must compl y w i t h t he appl i cabl e
ti metabl e i n A ppendi x 7A .
Cross ref erence: i tem 33 of A ppendi x 3B.
14 February 2017



Number
+
Cl ass
8 N umber and
+
class of all
+
securi ti es quoted on A SX
(i ncl udi ng t he
+
securities in sect i on
2 i f appl i cabl e)



567,465,251 Or di nar y Shar es

Part 2 - Pro rata issue

9 Number and +class of all
+securities not quoted on
ASX (including the
securities in clause 2 if
applicable

Number Class


FPHAJ 396,132 PSRs expiring 6 September
2021, NZ$Nil exercise price.

FPHAH 461,680 PSRs expiring 8 September
2020, NZ$Nil exercise price.

FPHAF 557,390 PSRs expiring 28 August 2019,
NZ$Nil exercise price.

FPHAD 2,530 PSRs expiring 4 September
2018, NZ$Nil exercise price.

FPHAB 1,219,727 Options expiring 6 September
2021, exercise price NZ$9.82.

FPHAI 35,480 Options expiring 11 September
2020, exercise price NZ$7.23.


FPHAG 1,225,700 Options expiring 8 September
2020, exercise price NZ$7.23.


FPHAE 1,461,470 Options expiring 28 August 2019,
exercise price NZ$4.88.


FPHAC 1,554,240 Options expiring 4 September
2018, exercise price NZ$3.57.


FPHAS 1,094,052 Options expiring 30 August 2017,
exercise price NZ$2.06.


10 Di vi dend pol i cy ( i n t he case of a
trust, di stri buti on pol i cy) on the
i ncr eased capi t al ( i nt er est s)
No change
11 I s securi ty hol der approval
r equi r ed?




12 I s t he i ssue r enounceabl e or non-
r enounceabl e?



13 Rati o i n whi ch the
+
securities will
be of f er ed



14
+
Cl ass of
+
securi ti es to whi ch the
of f er r el at es




15
+
Recor d dat e t o det er mi ne
ent i t l ement s

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 5
16 Will holdings on different registers
( or subr egi st er s) be aggr egat ed f or
cal cul at i ng ent i t l ement s?



17 Policy for deciding entitlements in
r el at i on t o f r act i ons




18 Names of countri es i n whi ch the
entity has security holders who will
not be sent new offer documents
Note: Securi ty hol ders must be tol d how thei r
ent i t l ement s ar e t o be deal t w i t h.
Cr oss r ef er ence: r ul e 7. 7.



19 Cl osi ng dat e f or r ecei pt of
accept ances or r enunci at i ons

+ See chapter 19 f or def i ned terms.

A ppendi x 3B Page 6 04/03/2013

20 N ames of any under w r i t er s





21 A mount of any underwri ti ng f ee or
commi ssi on



22 N ames of any br ok er s t o t he i ssue





23 Fee or commi ssi on pay abl e t o t he
broker to the i ssue



24 A mount of any handl i ng f ee pay abl e
to brokers who l odge acceptances
or renunci ati ons on behal f of
secur i t y hol der s



25 I f the i ssue i s conti ngent on securi ty
hol der s’ appr ov al , t he dat e of t he
meet i ng



26 D at e ent i t l ement and accept ance
f orm and of f er documents will be
sent t o per sons ent i t l ed



27 I f the enti ty has i ssued opti ons, and
the terms enti tl e opti on hol ders to
par t i ci pat e on ex er ci se, t he dat e on
whi ch noti ces wi l l be sent to opti on
hol ders



28 Date rights trading will begin (if
appl i cabl e)



29 Date rights trading will end (if
appl i cabl e)





30 How do securi ty hol ders sel l thei r
ent i t l ement s i n ful l through a
broker?



31 How do securi ty hol ders sel l par t of
thei r enti tl ements through a broker
and accept f or the bal ance?

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 7

32 How do securi ty hol ders di spose of
t hei r ent i t l ement s ( ex cept by sal e
through a broker)?



33
+
I ssue dat e





Part 3 - Quotation of securities
You need onl y compl ete thi s secti on i f you ar e appl yi ng for quotati on of secur i ti es

34 Type of
+
secur i t i es
(ti ck one)

( a)

+
Secur i t i es descr i bed i n Par t 1


(b)

All other
+
secur i t i es
Ex ampl e: r est r i ct ed secur i t i es at t he end of t he escr ow ed per i od, par t l y pai d secur i t i es t hat become f ul l y pai d, empl oy ee
i ncent i v e shar e secur i t i es w hen r est r i ct i on ends, secur i t i es i ssued on ex pi r y or conv er si on of conv er t i bl e secur i t i es

Entities that have ticked box 34(a)

Additional secur ities for ming a new class of secur ities


Ti ck to i ndi cate you ar e pr ovi di ng the i nfor mati on or
documents


35

I f t he
+
secur i t i es ar e
+
equi t y secur i t i es, t he names of t he 20 l ar gest hol der s of t he
addi ti onal
+
secur i t i es, and t he number and per cent age of addi t i onal
+
secur i t i es hel d by
those hol ders


36

I f t he
+
secur i t i es ar e
+
equity securities, a distribution schedule of the additional
+
securi ti es setti ng out the number of hol ders i n the categori es
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over


37

A copy of any trust deed f or the addi ti onal
+
secur i t i es

+ See chapter 19 f or def i ned terms.

A ppendi x 3B Page 8 04/03/2013

Entities that have ticked box 34(b)

38 Number of
+
securi ti es f or whi ch
+
quotati on i s sought





39
+
Cl ass of
+
securi ti es f or whi ch
quotati on i s sought




40 D o t he
+
secur i t i es r ank equally in all
r espect s f r om t he
+
i ssue dat e w i t h an
exi sti ng
+
cl ass of quoted
+
secur i t i es?

I f t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• the extent to whi ch they
par t i ci pat e f or t he nex t di v i dend,
( i n t he case
of a trust,
di stri buti on) or i nterest payment
• the extent to whi ch they do not
rank equal l y, other than i n
r el at i on t o t he nex t di v i dend,
di stri buti on or i nterest payment



41 Reason f or request f or quotati on
now
Ex ampl e: I n t he case of r est r i ct ed secur i t i es, end of
restri cti on peri od

(i f i ssued upon conversi on of
anot her
+
security, clearly identify
that other
+
secur i t y )





Number
+
Cl ass
42 N umber and
+
class of all
+
secur i t i es
quoted on A SX (i ncl udi ng t he
+
secur i t i es i n cl ause 38)

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 9


Quotation agr eement

1
+
Quotati on of our addi ti onal
+
securi ti es i s i n A SX ’ s absol ute di screti on. A SX may
quote the
+
securi ti es on any condi ti ons i t deci des.

2 We warrant the f ol l owi ng to A SX .

• The i ssue of the
+
securi ti es to be quoted compl i es wi th the l aw and i s not
f or an i l l egal purpose.

• There i s no reason why those
+
securi ti es shoul d not be granted
+
quotati on.

• A n of f er of the
+
securi ti es f or sal e wi thi n 12 months af ter thei r i ssue wi l l
not requi re di scl osure under secti on 707(3) or secti on 1012C(6) of the
Corporati ons A ct.
N ot e: A n ent i t y may need t o obt ai n appr opr i at e w ar r ant i es f r om subscr i ber s f or t he secur i t i es i n or der t o be abl e t o gi v e
t hi s w ar r ant y

• Secti on 724 or secti on 1016E of the Corporati ons A ct does not appl y to any
applications recei ved by us i n rel ati on to any
+
securi ti es to be quoted and
that no-one has any ri ght to return any
+
securi ti es to be quoted under
secti ons 737, 738 or 1016F of the Corporati ons A ct at the ti me that we
r equest t hat t he
+
securi ti es be quoted.

• If we are a trust, we warrant that no person has the ri ght to return the
+
securi ti es to be quoted under secti on 1019B of the Corporati ons A ct at t he
t i me t hat w e r equest t hat t he
+
securi ti es be quoted.

3 We wi l l i ndemni f y A SX to the f ul l est extent permi tted by l aw i n r espect of any
cl ai m, acti on or expense ari si ng f rom or connected wi th any breach of the
w ar r ant i es i n t hi s agr eement .

4 We gi ve A SX the i nf ormati on and documents requi red by thi s f orm. I f any
i nf ormati on or document i s not avai l abl e now, w e will gi v e i t t o A SX bef or e
+
quotati on of the
+
securi ti es begi ns. We acknowl edge that A SX i s rel yi ng on the
i nf ormati on and documents. We warrant that they are (wi l l be) true and compl ete.


Si gn her e: ................................................ D at e: 14 February 2017
Company Secr et ar y

Pr i nt name: A ntony G. Barcl ay

== == == == ==