Appendix 3Y – Change of Directors’ Interest Notices x3

2 March 2017



The Manager
ASX Market Announcements
Australian Securities Exchange
Exchange Centre
Level 4
20 Bridge Street
Sydney NSW 2000


Electronic Lodgement


Australian Foundation Investment Company Limited
Change of Directors’ Interest Notices x3


Dear Sir / Madam

Please find attached three Change of Directors’ Interest Notices for the Company.




Yours faithfully

Matthew Rowe
Company Secretary

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 1 
 
Rule 3.19A.2
Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents
given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity: AUSTRALIAN FOUNDATION INVESTMENT COMPANY LIMITED
ABN: 56 004 147 120

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director
for the purposes of section 205G of the Corporations Act.

Name of Director
ROSS ERNEST BARKER
Date of last notice
16 September 2016


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this
part.

Direct or indirect interest
Indirect and Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.


Date of change
28 February 2017
No. of securities held prior to change
Ordinary shares
804,396 R E Barker

1,115 R E Barker
subject to 2 year holding term

72,057 *Benlaird Provident Investments P/L
<Barker Super Fund A/C>

14,771 *Benlaird Provident Investments P/L
<Barker Super Fund A/C>,
subject to 2 year holding term
AFIC Notes
250 Benlaird Provident Investments P/L
<Barker Super Fund A/C>
Class
Ordinary shares and AFIC Notes

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 2 
 
Number acquired
Ordinary shares
4,915 Benlaird Provident Investments Pty Ltd
<Barker Super Fund A/C>
Number disposed
AFIC Notes
250 Benlaird Provident Investments Pty Ltd
<Barker Super Fund A/C>
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

The AFIC Notes had a face value of $100 per note and
the ordinary shares were issued on a basis of $5.0864
per share.

No. of securities held after change
Ordinary shares
804,396 R E Barker

1,115 R E Barker
subject to 2 year holding term

76,972 *Benlaird Provident Investments P/L
<Barker Super Fund A/C>

14,771 *Benlaird Provident Investments P/L
<Barker Super Fund A/C>,
subject to 2 year holding term

Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation
in buy-back
Issue of ordinary shares as a result of the conversion of
AFIC notes.

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 3 
 
Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this
part.


Detail of contract
N/A
Nature of interest

Name of registered holder
(if issued securities)

Date of change

No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed


Interest acquired

Interest disposed

Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation

Interest after change


Part 3 –
+
Closed period

Were the interests in the securities or contracts
detailed above traded during a
+
closed period where
prior written clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
N/A
If prior written clearance was provided, on what date
was this provided?
N/A

Lodgement date:
2 March 2017

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 1 
 
Rule 3.19A.2
Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents
given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity: AUSTRALIAN FOUNDATION INVESTMENT COMPANY LIMITED
ABN: 56 004 147 120

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director
for the purposes of section 205G of the Corporations Act.

Name of Director
JOHN PATERSON
Date of last notice
15 November 2016

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this
part.

Direct or indirect interest
Direct and Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.


Date of change
28 February 2017
No. of securities held prior to change
Ordinary shares
283,156 J Paterson
122,404 AK Paterson
30,275 Akir Pty Ltd
AFIC Notes
5,875 Annie & John Paterson Foundation Ltd
<Paterson Foundation A/C>
300 AK Paterson
Class
Ordinary Shares and AFIC Notes

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 2 
 
Number acquired
Ordinary shares
115,504 Annie & John Paterson Foundation Ltd
<Paterson Foundation A/C>
5,898 AK Paterson
Number disposed
AFIC Notes
5,875 Annie & John Paterson Foundation Ltd
<Paterson Foundation A/C>
300 AK Paterson
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

The AFIC Notes had a face value of $100 per note and
the ordinary shares were issued on a basis of $5.0864
per share.

No. of securities held after change
Ordinary shares
283,156 J Paterson
128,302 AK Paterson
30,275 Akir Pty Ltd
115,504 Annie & John Paterson Foundation Ltd
<Paterson Foundation A/C>
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation
in buy-back
Issue of ordinary shares as a result of the conversion
of AFIC Notes.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this
part.


Detail of contract
N/A
Nature of interest



Name of registered holder
(if issued securities)


Date of change

No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed


Interest acquired

Interest disposed

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 3 
 
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation


Interest after change


Part 3 –
+
Closed period

Were the interests in the securities or contracts
detailed above traded during a
+
closed period where
prior written clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
N/A
If prior written clearance was provided, on what date
was this provided?
N/A

Lodgement date:
2 March 2017

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 1 
 
Rule 3.19A.2
Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents
given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity: AUSTRALIAN FOUNDATION INVESTMENT COMPANY LIMITED
ABN: 56 004 147 120

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director
for the purposes of section 205G of the Corporations Act.

Name of Director
CATHERINE MARY WALTER
Date of last notice
24 February 2017


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this
part.

Direct or indirect interest
Direct and Indirect
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.


Date of change
28 February 2017
No. of securities held prior to change
Ordinary shares
5,571 CM Walter
125,819 Murrindindi Estates P/L
<Walter S/F A/C>
56,667 JM Walter
AFIC Notes
4,262 Murrindindi Estates P/L
<Walter S/F A/C>
2,000 JM Walter
Class
Ordinary Shares and AFIC Notes

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 2 
 
Number acquired
Ordinary Shares
83,792 Murrindindi Estates P/L
<Walter S/F A/C>
39,320 JM Walter

Number disposed
AFIC Notes
4,262 Murrindindi Estates P/L
<Walter S/F A/C>
2,000 JM Walter
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

The AFIC Notes had a face value of $100 per note and
the ordinary shares were issued on a basis of $5.0864
per share.

No. of securities held after change
Ordinary shares
5,571 CM Walter
209,611 Murrindindi Estates P/L
<Walter S/F A/C>
95,987 JM Walter
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation
in buy-back
Issue of ordinary shares as a result of the conversion
of AFIC Notes.



Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this
part.


Detail of contract
N/A
Nature of interest


Name of registered holder
(if issued securities)


Date of change

No. and class of securities to
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed


Interest acquired

Interest disposed

Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation

Appendix 3Y 
Change of Director’s Interest Notice 
 

 
+ See chapter 19 for defined terms. 
 
01/01/2011 Appendix 3Y  Page 3 
 
Interest after change


Part 3 –
+
Closed period

Were the interests in the securities or contracts
detailed above traded during a
+
closed period where
prior written clearance was required?
No
If so, was prior written clearance provided to allow the
trade to proceed during this period?
N/A
If prior written clearance was provided, on what date
was this provided?
N/A

Lodgement date:
2 March 2017