Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 3 March 2017
The previous notice was given to the ASX on: 17 February 2017
The previous notice was dated: 17 February 2017
2. Issued Share Capital
2,936,037,009 fully paid Ordinary Shares in the capital of ANZ have been issued as at
2 March 2017.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,734,226 0.77%
21,129,659 0.72%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,734,226 0.77%
21,129,659 0.72%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
2,894 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 36,180 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ /
Citicorp Nominees
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 11,318 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 1,005,824 0.04%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 249,331 0.01%
ANZ Custodial Services New
Zealand Limited
ANZ Custodial Services New
Zealand Limited as trustee for
various private clients 946,106 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust 21,677 0.00%
ANZ Nominees Limited
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 1,236,948 0.04%
ANZ Nominees Limited
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 746,010 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust 348,531 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 54,222 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,253,060 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30 533,416 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA 588,604 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,169,014 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool 10,831,435 0.37%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool 842,557 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Passive Defensive Pool 0 0.00%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd 0 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap
ADG 14,473 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion
17,161 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP
57,958 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor
9,535 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix
27,953 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage
421,039 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac
124,744 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Portfolio
One 579,669 0.02%
Aggregation 21,129,659 0.72%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation
to change
Class of Share
Number of
Shares
17/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market purchase 21,032.09
Ordinary fully
paid
685
20/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 926.71
Ordinary fully
paid
30
20/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 10,550,979.95
Ordinary fully
paid
-340,954
20/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market purchase 9,832.31
Ordinary fully
paid
316
21/02/2017
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
501
21/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market purchase 377,580.63
Ordinary fully
paid
12,345
21/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
Optimix
Wholesale
Australian
Share Trust
On-market sale 79,249.66
Ordinary fully
paid
-2,599
21/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 10,119,129.64
Ordinary fully
paid
-330,926
21/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 72,196.39
Ordinary fully
paid
3,429
21/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer Nil
Ordinary fully
paid
-3,429
22/02/2017
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
11,204
22/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 2,188.24
Ordinary fully
paid
71
22/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 10,194,347.83
Ordinary fully
paid
-330,927
22/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market purchase 52,992.00
Ordinary fully
paid
1,800
22/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market purchase 40,101.03
Ordinary fully
paid
1,300
23/02/2017
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
220
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,791.66
Ordinary fully
paid
54
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,824.84
Ordinary fully
paid
55
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 6,513.45
Ordinary fully
paid
197
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,545.87
Ordinary fully
paid
77
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 694.33
Ordinary fully
paid
-21
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,611.99
Ordinary fully
paid
-79
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,815.58
Ordinary fully
paid
115
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,256.40
Ordinary fully
paid
-38
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 4,959.49
Ordinary fully
paid
-150
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,016.86
Ordinary fully
paid
-61
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,182.17
Ordinary fully
paid
-66
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,281.36
Ordinary fully
paid
-69
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 6,414.26
Ordinary fully
paid
194
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,322.53
Ordinary fully
paid
70
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 25,580.96
Ordinary fully
paid
771
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,152.00
Ordinary fully
paid
95
23/02/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 529.01
Ordinary fully
paid
16
23/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 966.59
Ordinary fully
paid
31
23/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market purchase 216,392.79
Ordinary fully
paid
6,972
23/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
Off-market transfer 138,909,977.76
Ordinary fully
paid
4,456,528
23/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
Off-market transfer 138,909,977.76
Ordinary fully
paid
-4,456,528
23/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market purchase 25,969.66
Ordinary fully
paid
836
23/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market purchase 8,287.39
Ordinary fully
paid
265
24/02/2017
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-22,923
27/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 11,514.43
Ordinary fully
paid
-373
27/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 13,447.27
Ordinary fully
paid
-438
28/02/2017
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
client portfolios
On-market purchase 10,510.47
Ordinary fully
paid
340
28/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market purchase 995,527.41
Ordinary fully
paid
31,939
28/02/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 18,837,102.91
Ordinary fully
paid
-607,618
28/02/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 4,992.01
Ordinary fully
paid
-162
1/03/2017
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
client portfolios
On-market purchase 219,231.43
Ordinary fully
paid
7,000
1/03/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,163.66
Ordinary fully
paid
-392
1/03/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market purchase 193,225.67
Ordinary fully
paid
6,223
1/03/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 4,893.21
Ordinary fully
paid
-160
2/03/2017
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-50,878
2/03/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 4,801.74
Ordinary fully
paid
144
2/03/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,901.41
Ordinary fully
paid
117
2/03/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,967.74
Ordinary fully
paid
89
2/03/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,534.25
Ordinary fully
paid
76
2/03/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,700.97
Ordinary fully
paid
81
2/03/2017
ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,434.58
Ordinary fully
paid
103
2/03/2017
OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 1,034.78
Ordinary fully
paid
33
2/03/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 3,046.23
Ordinary fully
paid
-98
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
HSBC Custody
Nominees
PO Box 8522, Perth WA 6849
Citicorp Nominees
Pty Limited
Level 15, 120 Collins Street, Melbourne VIC 3000
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Asset
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Fund
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
3 March 2017
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- WBC — Westpac Banking Corporation: 259C Exemption Notice2017-03-19
“Page 1 of 4 Notice given in accordance with Australian Securities and Investments Commission Corporations Act Subsection 259C (2) Exemption To: Market Announcements Office ASX Limited 20 Bridge Street Sydney NSW 2000 Westpac Banking Corporation (ABN 33 007 457 141)…”
- ATM — The a2 Milk Company Limited: SSH Notice – Commonwealth Bank of Australia2017-02-08
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To NZX LIMITED and To The A2 Milk Company Limited Relevant event being disclosed:…”
- SKC — SkyCity Entertainment Group Limited: SSH Notice – Commonwealth Bank of Australia2017-01-30
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKYCITY ENTERTAINMENT GROUP LIMITED Relevant event being dis…”