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SSH Notice – First NZ Capital Group Limited

Substantial Holder Notice31 March 2017GTKInformation Technology

100080615/3821103.1
Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the

form.

To NZX Limited

and

To Gentrack Group Limited (GTK)

Relevant event being disclosed: Disclosure of movement of 1% or more in substantial

holding

Date of relevant event: 30 March 2017

Date this disclosure made: 31 March 2017

Date last disclosure made: 2 February 2017

Substantial product holder(s) giving disclosure

Full name(s): First NZ Capital Group Limited

Summary of substantial holding

Class of quoted voting products: Gentrack Group Limited Ordinary Shares (GTK)

Summary for: First NZ Capital Group Limited

For this disclosure,—

(a) total number held in class: 5,572,552

(b) total in class: 82,237,883

(c) total percentage held in class: 6.776%

For last disclosure,—

(a) total number held in class: 5,729,353

(b) total in class: 72,699,510

(c) total percentage held in class: 7.881%

Details of transactions and events giving rise to relevant event

Details of the transactions or other events requiring disclosure:

As a result of GTK issuing 9,538,373 new ordinary shares on 30 March 2017, GTK holdings

of entities within First NZ Capital Group Limited have been diluted.



100080615/3821103.1

As noted above, on 2 February 2017 First NZ Capital Group Limited held 5,729,353 GTK

ordinary shares (7.881%) where: First NZ Capital Securities Limited held 157,254 GTK

ordinary shares (0.216%) and Harbour Asset Management Limited held 5,572,099 GTK

ordinary shares (7.665%).

Between 2 February 2017 and 30 March 2017, as a result of normal on market trading

activity, First NZ Capital Securities Limited sold net 156,801 GTK shares and holds 543

GTK ordinary shares at 30 March 2017. During this period, Harbour Asset Management

Limited, did not buy or sell any GTK ordinary shares and continues to hold 5,572,099 GTK

ordinary shares (6.776%) at 30 March 2017.

Details after relevant event

Details for: First NZ Capital Group Limited

Nature of relevant interest(s): Harbour Asset Management Limited, as fund manager, the

power to exercise a right to vote attached to, and power to acquire or dispose of, the

products, under powers of investment contained in investment management contracts with

clients (the beneficial owners of the products).

For that relevant interest,—

(a) number held in class: 5,572,099

(b) percentage held in class: 6.776%

(c) current registered holder(s): 5,572,099 – Various nominee companies on

behalf of clients as beneficial owners.

Additional information

Address(es) of substantial product holder(s): Level 16, 171 Featherston Street, Wellington

Contact details: Kate Livingston, + 64 9 307 5747, kate.livingston@fnzc.co.nz

Nature of connection between substantial product holders: First NZ Capital Group Limited,

First NZ Capital Securities Limited and Harbour Asset Management Limited are related

bodies corporate.

Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: None

Certification

I, Kate Livingston, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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