SPH Notice – Harbour Asset Management Limited
100080615/3821107.1 1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To The a2 Milk Company Limited (ATM)
Date this disclosure made: 7 April 2017
Date last disclosure made: 23 December 2016
Date on which substantial holding ceased: 6 April 2017
Substantial product holder(s) giving disclosure
Full name(s): Harbour Asset Management Limited
Summary of previous substantial holding
Class of quoted voting products: The a2 Milk Company Limited (ATM)
Summary for Harbour Asset Management Limited & First NZ Capital Securities Limited
For last disclosure,—
(a) total number held in class: 36,398,472
(b) total in class: 725,620,065
(c) total percentage held in class: 5.016%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 36,168,695
(b) total in class: 726,988,067
(c) total percentage held in class: 4.975%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: On 23 December 2016,
Harbour Asset Management Limited (First NZ Capital Group Limited) had disclosed an
interest in 36,398,472 (5.016%) ATM shares. Since the last disclosure, as a result of normal
on market trading activity, Harbour Asset Management Limited has sold 4,763,160 ATM
ordinary shares for a total consideration of $13,836,294 and purchased 4,487,483 ATM
ordinary shares for a total consideration of $11,192,272, leaving it with 36,122,795
(4.969%) ATM ordinary shares at 6 April 2017. As a result of normal on market trading
activity, First NZ Capital Securities Limited has an interest in 45,900 (0.006%) ATM ordinary
shares at 6 April 2017.
100080615/3821107.1 2
Additional information
Address(es) of substantial product holder(s): Level 16, 171 Featherston Street, Wellington
Contact details: Kate Livingston +64 9 307 5747, kate.livingston@fnzc.co.nz
Nature of connection between substantial product holders: First NZ Capital Group Limited,
First NZ Capital Securities Limited and Harbour Asset Management Limited are related
bodies corporate.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products
to which this disclosure relates: None
Certification
I, Kate Livingston, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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