NZX Shareholder Metrics October 2017

Markets
NZX Listed IssuersOct 2017Change YoY Cash Market TradingOct 2017Change YoY
Total Equity Securities 162-5.3%Total Trades217,27660.2%
Total Listed Debt Securities11412.9%Daily Average Trades10,34652.6%
Total Other Securities260.0%Total Trades < $50k206,57963.3%
Total Listed Securities3021.3%Total Value Traded$4.1 b31.9%
Daily Average Value Traded$197 m25.6%
Total NZX Main Board Issuers160-4.8%
Total NZAX Issuers17-5.6%
Total Equity Transactions
Total NXT Issuers3-25.0%Total Trades213,88461.4%
Total NZDX Issuers444.8%Value Traded $4.0 b33.2%
Capital RaisingOct 2017YTDTotal Debt Transactions
New Capital Listed
Total Trades3,3928.8%
IPOs and Compliance Listings
$0.00 b$0.48 bValue Traded$177 m7.4%
New Debt Listings
$0.10 b$2.77 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades1,661,98611.9%
Total Capital Raised By All Issuers$318 m$3,351 mTotal Value Traded$35.4 b-4.5%
Total Equity Raised - Primary Issuers$198 m$974 m
Clearing House / DepositoryOct 2017Change YoY
Total Equity Raised - Dual & Secondary Issuers$0 m$1,352 mGross Value of Cleared Trades over Month$4.2 b31.8%
Total Debt Raised$120 m$1,025 mCollateral Held At Month End$55.9 m55.4%
Depository transactions2,80424.6%
Number of Capital Raising Events15143Assets under custody in depository$447 m21.1%
Capital Raised < $0.5m322Value of stock lent over month$683 m219.8%
Capital Raised > $0.5m < $10m566
Capital Raised > $10m < $100m752
Wholesale DataOct 2017Change YoY
Capital Raised > $100m03Terminal Numbers - Professional*6,1570.6%
Terminal Numbers - Retail*1,288-1.2%
Market CapitalisationOct 2017Change YoY % of GDP
Licences - Value > $20k pa3421.4%
All Equity$131.3 b12.3%48.6%Licences - Value < $20k pa62-1.6%
All Debt$27.1 b10.3%10.0%
NZX Indices PerformanceOct 2017Change YoY Direct Data ProductsOct 2017Change YoY
S&P/NZX 50 Index8,14617.0%Proprietary Security Subscription Products4032.8%
S&P/NZX 50 Portfolio Index5,07919.3%- Products ≥ $3,000 p.a15910.4%
S&P/NZX A-Grade Bond Index5,1143.8%- Products < $3,000 p.a.244-1.6%
S&P/NZX All Swap Index2012.4%
NZX Limited - Monthly Shareholder Metrics
October 2017
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesOct 2017Change YoY Derivatives Total Lots Traded 2015 / 2016 / 2017
Futures - Total Lots Traded25,99749.6%
Options - Total Lots Traded1,900-12.0%
Open Interest51,39139.3%
Energy ContractsOct 2017
Operating / Technology Contracts17
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.13
Funds Services
SuperLifeOct 2017Change YoY
Funds Under Management - KiwiSaver$723 m24.6%
Funds Under Management - Other$1,209 m15.0%
Total$1,932 m18.4%
SmartsharesOct 2017Change YoY
Funds Under Management - External$659 m38.9%
Funds Under Management - SuperLife funds$1,426 m21.5%
Total$2,085 m26.5%
Units on Issue859 m14.5%
NZX Wealth TechnologiesOct 2017Change YoY
Funds Under Administration$1,184 m-8.2%
Agri
Direct Data ProductsOct 2017Change YoY
Subscriptions - NZ Agri Data Products3,07730.2%
Subscription - Australian Agri Data Products1,509-3.5%
Total Paid Advertising Page Equivalents*21816.4%
Total Paid Advertising Page Equivalents YTD*906-48.7%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: data@nzx.com
To enquire about information listed on this sheet, please email cds@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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