NZX Shareholder Metrics November 2017

Markets
NZX Listed IssuersNov 2017Change YoY Cash Market TradingNov 2017Change YoY
Total Equity Securities 160-5.9%Total Trades217,15346.5%
Total Listed Debt Securities1158.5%Daily Average Trades9,87146.5%
Total Other Securities25-7.4%Total Trades < $50k205,15549.6%
Total Listed Securities300-1.0%Total Value Traded$5.6 b43.1%
Daily Average Value Traded$254 m43.1%
Total NZX Main Board Issuers158-5.4%
Total NZAX Issuers17-5.6%
Total Equity Transactions
Total NXT Issuers3-25.0%Total Trades214,11048.7%
Total NZDX Issuers454.7%Value Traded $5.4 b47.3%
Capital RaisingNov 2017YTDTotal Debt Transactions
New Capital Listed
Total Trades3,043-27.2%
IPOs and Compliance Listings
$0.00 b$0.48 bValue Traded$141 m-31.3%
New Debt Listings
$0.20 b$2.97 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades1,879,13915.1%
Total Capital Raised By All Issuers$275 m$3,626 mTotal Value Traded$41.0 b0.0%
Total Equity Raised - Primary Issuers$141 m$1,115 m
Clearing House / DepositoryNov 2017Change YoY
Total Equity Raised - Dual & Secondary Issuers$1 m$1,353 mGross Value of Cleared Trades over Month$5.7 b42.4%
Total Debt Raised$133 m$1,158 mCollateral Held At Month End$44.7 m10.3%
Depository transactions3,31430.8%
Number of Capital Raising Events17160Assets under custody in depository$463 m25.9%
Capital Raised < $0.5m325Value of stock lent over month$569 m231.0%
Capital Raised > $0.5m < $10m773
Capital Raised > $10m < $100m759
Wholesale DataNov 2017Change YoY
Capital Raised > $100m03Terminal Numbers - Professional*6,074-2.7%
Terminal Numbers - Retail*1,2670.8%
Market CapitalisationNov 2017Change YoY % of GDP
Licences - Value > $20k pa3421.4%
All Equity$131.2 b13.4%48.5%Licences - Value < $20k pa630.0%
All Debt$27.3 b8.1%10.1%
NZX Indices PerformanceNov 2017Change YoY Direct Data ProductsNov 2017Change YoY
S&P/NZX 50 Index8,18718.7%Proprietary Security Subscription Products4051.5%
S&P/NZX 50 Portfolio Index5,11420.7%- Products ≥ $3,000 p.a1595.3%
S&P/NZX A-Grade Bond Index5,1405.1%- Products < $3,000 p.a.246-0.8%
S&P/NZX All Swap Index2023.9%
NZX Limited - Monthly Shareholder Metrics
November 2017
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesNov 2017Change YoY Derivatives Total Lots Traded 2015 / 2016 / 2017
Futures - Total Lots Traded21,342-8.9%
Options - Total Lots Traded2,950-28.0%
Open Interest49,1984.7%
Energy ContractsNov 2017
Operating / Technology Contracts17
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.13
Funds Services
SuperLifeNov 2017Change YoY
Funds Under Management - KiwiSaver$736 m25.5%
Funds Under Management - Other$1,229 m17.7%
Total$1,965 m20.5%
SmartsharesNov 2017Change YoY
Funds Under Management - External$667 m40.2%
Funds Under Management - SuperLife funds$1,429 m19.9%
Total$2,096 m25.7%
Units on Issue866 m12.5%
NZX Wealth TechnologiesNov 2017Change YoY
Funds Under Administration$1,175 m-7.6%
Agri
Direct Data ProductsNov 2017Change YoY
Subscriptions - NZ Agri Data Products3,10227.0%
Subscription - Australian Agri Data Products1,515-3.1%
Total Paid Advertising Page Equivalents*19051.0%
Total Paid Advertising Page Equivalents YTD*1,096-42.0%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: data@nzx.com
To enquire about information listed on this sheet, please email cds@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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