SPH Notice – Castlerigg Master Investments, Ltd
Disclosure of movement of 1% or more in substantial holding or change in nature of relevant
interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.
To: NZX Limited
and
To: Rubicon Limited
Relevant event being disclosed: Movement of 1%
Date of relevant event: 7 December 2017
Date this disclosure made: 8 December 2017
Date last disclosure made: 26 September 2017
Substantial product holder(s) giving disclosure
Full name(s): Castlerigg Master Investments, Ltd.
Summary of substantial holding
Class of quoted voting products: Ordinary Shares
Summary for: Castlerigg Master Investments, Ltd.
For this disclosure,—
(a) total number held in class: 29,271,989
(b) total in class: 487,908,343
(c) total percentage held in class: 6.00%
For last disclosure,—
(a) total number held in class: 34,502,835
(b) total in class: 487,908,343
(c) total percentage held in class: 7.07%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure:
The sale of a beneficial interest in 5,230,846 ordinary shares by Castlerigg Master Investments, Ltd. at
$0.19 per share on between 28 September 2017 and 7 December 2017.
Details after relevant event
Details for: Castlerigg Master Investments, Ltd.
Nature of relevant interest(s): Castlerigg Master Investments, Ltd. is the beneficial owner of
29,271,989 ordinary voting shares of Rubicon Limited.
For that relevant interest,—
(a) number held in class: 29,271,989
(b) percentage held in class: 6.00%
(c) current registered holder(s): HSBC Nominees (New Zealand) Limited
(d) registered holder(s) once transfers are registered: no change
For a derivative relevant interest, also—
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest
in the derivative: N/A
Additional information
Address(es) of substantial product holder(s): 540 Madison Avenue, 36
th
Floor
New York, NY 10022, USA
Contact details: Triet Leminh
+1 212 603 5816
tleminh@sandellmgmt.com
Nature of connection between substantial product holders: N/A
Name of any other person believed to have given, or believed to be required to give, a disclosure under
the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure
relates: Sandell Asset Management Corp.
Certification
I, Triet Leminh, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is
made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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