NZX Shareholder Metrics December 2017

Markets
NZX Listed IssuersDec 2017Change YoY Cash Market TradingDec 2017Change YoY
Total Equity Securities 159-6.5%Total Trades174,34843.4%
Total Listed Debt Securities1135.6%Daily Average Trades9,17650.9%
Total Other Securities25-7.4%Total Trades < $50k166,07046.9%
Total Listed Securities297-2.3%Total Value Traded$3.0 b1.6%
Daily Average Value Traded$159 m6.9%
Total NZX Main Board Issuers159-4.8%
Total NZAX Issuers16-11.1%
Total Equity Transactions
Total NXT Issuers3-25.0%Total Trades171,73145.5%
Total NZDX Issuers454.7%Value Traded $2.9 b1.9%
Capital RaisingDec 2017YTDTotal Debt Transactions
New Capital Listed
Total Trades2,617-26.2%
IPOs and Compliance Listings
$0.00 b$0.48 bValue Traded$132 m-5.1%
New Debt Listings
$0.28 b$3.23 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades2,053,48717.0%
Total Capital Raised By All Issuers$756 m$4,382 mTotal Value Traded$44.0 b0.1%
Total Equity Raised - Primary Issuers$300 m$1,415 m
Clearing House / DepositoryDec 2017Change YoY
Total Equity Raised - Dual & Secondary Issuers$341 m$1,693 mGross Value of Cleared Trades over Month$3.0 b1.3%
Total Debt Raised$116 m$1,274 mCollateral Held At Month End$28.6 m-19.8%
Depository transactions2,1698.1%
Number of Capital Raising Events24184Assets under custody in depository$494 m32.6%
Capital Raised < $0.5m429Value of stock lent over month$437 m65.7%
Capital Raised > $0.5m < $10m1285
Capital Raised > $10m < $100m665
Wholesale DataDec 2017Change YoY
Capital Raised > $100m25Terminal Numbers - Professional*6,058-4.7%
Terminal Numbers - Retail*1,3218.4%
Market CapitalisationDec 2017Change YoY % of GDP
Licences - Value > $20k pa3421.4%
All Equity$135.2 b17.0%50.0%Licences - Value < $20k pa63-1.6%
All Debt$26.4 b2.7%9.7%
NZX Indices PerformanceDec 2017Change YoY Direct Data ProductsDec 2017Change YoY
S&P/NZX 50 Index8,39822.0%Proprietary Security Subscription Products4042.3%
S&P/NZX 50 Portfolio Index5,22523.7%- Products ≥ $3,000 p.a1595.3%
S&P/NZX A-Grade Bond Index5,1556.1%- Products < $3,000 p.a.2450.4%
S&P/NZX All Swap Index2025.2%
NZX Limited - Monthly Shareholder Metrics
December 2017
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesDec 2017Change YoY Derivatives Total Lots Traded 2016 / 2017 / 2018
Futures - Total Lots Traded24,50029.2%
Options - Total Lots Traded1,800-66.7%
Open Interest52,1634.2%
Energy ContractsDec 2017
Operating / Technology Contracts17
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.13
Funds Services
SuperLifeDec 2017Change YoY
Funds Under Management - KiwiSaver$749 m25.1%
Funds Under Management - Other$1,250 m17.8%
Total$1,999 m20.4%
SmartsharesDec 2017Change YoY
Funds Under Management - External$701 m44.1%
Funds Under Management - SuperLife funds$1,430 m17.4%
Total$2,131 m25.0%
Units on Issue875 m12.9%
NZX Wealth TechnologiesDec 2017Change YoY
Funds Under Administration$1,167 m-9.6%
Agri
Direct Data ProductsDec 2017Change YoY
Subscriptions - NZ Agri Data Products3,12227.9%
Subscription - Australian Agri Data Products1,514-3.1%
Total Paid Advertising Page Equivalents*6844.6%
Total Paid Advertising Page Equivalents YTD*1,382-28.7%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: data@nzx.com
To enquire about information listed on this sheet, please email cds@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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