ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure5 January 2018ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

Australian Securities Exchange

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 5 January 2018

The previous notice was given to the ASX on: 22 December 2017

The previous notice was dated: 22 December 2017

2. Issued Share Capital

2,938,874,075 fully paid Ordinary Shares in the capital of ANZ have been issued as at

4 January 2018.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


19,221,589 0.65%


19,285,382 0.66%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


19,221,589 0.65%


19,285,382 0.66%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

22,475 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



ANZ NZ Investments

Nominees / Reserve Bank of

NZ / Citicorp Nominees

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 4,052 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 540,725 0.02%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 295,110 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 994,363 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Wholesale Protected Aus 50 Trust 27,268 0.00%

ANZ Nominees Limited

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 759,806 0.03%

ANZ Nominees Limited

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 284,784 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Tax Effective

Income Trust 226,524 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 34,415 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 934,956 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OPTIMIX WHOLESALE AUSTRALIAN

SHARES TRUST ARNHEM 130/30 199,130 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

WHOLESALE AUSTRALIAN SHARES

TRUST - VINVA 604,219 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,015,990 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,356,225 0.39%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity OnePath

Australian Shares – Imputation Index

Pool 777,698 0.03%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap

Aligned Dealer Group 47,602 0.00%



OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 13,299 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 52,011 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 8,186 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 11,622 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 375,062 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 119,782 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Portfolio One 536,944 0.02%


Aggregation


19,285,382 0.66%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

22/12/2017

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market sale 12,902.05

Ordinary fully

paid

-447

22/12/2017

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 1,417.01

Ordinary fully

paid

-50

27/12/2017

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market

purchase

5,041.11

Ordinary fully

paid

175

28/12/2017

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

5,359



28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

414.15

Ordinary fully

paid

13

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,612.52

Ordinary fully

paid

113

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,019.44

Ordinary fully

paid

32

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,248.04

Ordinary fully

paid

258

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,051.30

Ordinary fully

paid

33

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,567.73

Ordinary fully

paid

268

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

159.29

Ordinary fully

paid

5

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,406.64

Ordinary fully

paid

44

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

637.15

Ordinary fully

paid

20

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,051.13

Ordinary fully

paid

158

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

382.29

Ordinary fully

paid

12



28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,164.94

Ordinary fully

paid

99

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,401.74

Ordinary fully

paid

44

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,349.05

Ordinary fully

paid

355

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

254.86

Ordinary fully

paid

8

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,109.96

Ordinary fully

paid

66

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

254.86

Ordinary fully

paid

8

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,109.96

Ordinary fully

paid

66

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

414.15

Ordinary fully

paid

13

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,612.52

Ordinary fully

paid

113

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,465.45

Ordinary fully

paid

-46

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,739.76

Ordinary fully

paid

-86



28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,401.74

Ordinary fully

paid

-44

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 541.58

Ordinary fully

paid

-17

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 223.00

Ordinary fully

paid

-7

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,185.76

Ordinary fully

paid

-100

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

732.73

Ordinary fully

paid

23

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,786.41

Ordinary fully

paid

181

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

95.57

Ordinary fully

paid

3

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

991.04

Ordinary fully

paid

31

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

254.86

Ordinary fully

paid

8

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,205.87

Ordinary fully

paid

69

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

573.44

Ordinary fully

paid

18



28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,795.37

Ordinary fully

paid

150

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 764.58

Ordinary fully

paid

-24

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

892.01

Ordinary fully

paid

28

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,193.06

Ordinary fully

paid

225

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

223.00

Ordinary fully

paid

7

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,109.96

Ordinary fully

paid

66

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

923.87

Ordinary fully

paid

29

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,448.81

Ordinary fully

paid

233

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

446.01

Ordinary fully

paid

14

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,932.21

Ordinary fully

paid

123

28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

191.15

Ordinary fully

paid

6



28/12/2017

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,598.46

Ordinary fully

paid

50

28/12/2017

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market

purchase

1,671.34

Ordinary fully

paid

58

28/12/2017

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 1,569,254.52

Ordinary fully

paid

-54,567

29/12/2017

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market

purchase

4,398.19

Ordinary fully

paid

153

29/12/2017

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust –

VINVA

On-market

purchase

65,685.59

Ordinary fully

paid

2,283

2/01/2018

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market sale 11,829.51

Ordinary fully

paid

-414

4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,297.75

Ordinary fully

paid

104

4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,527.43

Ordinary fully

paid

332

4/01/2018


ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients


On-market

purchase

4,756.37

Ordinary fully

paid

150



4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,117.54

Ordinary fully

paid

256

4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,424.59

Ordinary fully

paid

108

4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

21,562.22

Ordinary fully

paid

680

4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,439.27

Ordinary fully

paid

140

4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,375.86

Ordinary fully

paid

138

4/01/2018



ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients


On-market

purchase

7,673.61

Ordinary fully

paid

242

4/01/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,312.45

Ordinary fully

paid

136

4/01/2018

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market

purchase

3,032,362.63

Ordinary fully

paid

106,289





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ Nominees

Limited

Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

Citicorp Nominees

Pty Limited

Level 15, 120 Collins Street, Melbourne VIC 3000

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

ANZ NZ

Investments

Nominees Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000 Australia

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

5 January 2018

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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