Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 5 January 2018
The previous notice was given to the ASX on: 22 December 2017
The previous notice was dated: 22 December 2017
2. Issued Share Capital
2,938,874,075 fully paid Ordinary Shares in the capital of ANZ have been issued as at
4 January 2018.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
19,221,589 0.65%
19,285,382 0.66%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
19,221,589 0.65%
19,285,382 0.66%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
22,475 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
ANZ NZ Investments
Nominees / Reserve Bank of
NZ / Citicorp Nominees
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 4,052 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 540,725 0.02%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 295,110 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 994,363 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust 27,268 0.00%
ANZ Nominees Limited
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 759,806 0.03%
ANZ Nominees Limited
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 284,784 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Tax Effective
Income Trust 226,524 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 34,415 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 934,956 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30 199,130 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA 604,219 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,015,990 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,356,225 0.39%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation Index
Pool 777,698 0.03%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap
Aligned Dealer Group 47,602 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 13,299 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 52,011 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 8,186 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 11,622 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 375,062 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 119,782 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Portfolio One 536,944 0.02%
Aggregation
19,285,382 0.66%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
22/12/2017
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,902.05
Ordinary fully
paid
-447
22/12/2017
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 1,417.01
Ordinary fully
paid
-50
27/12/2017
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market
purchase
5,041.11
Ordinary fully
paid
175
28/12/2017
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
5,359
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
414.15
Ordinary fully
paid
13
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,612.52
Ordinary fully
paid
113
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,019.44
Ordinary fully
paid
32
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,248.04
Ordinary fully
paid
258
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,051.30
Ordinary fully
paid
33
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,567.73
Ordinary fully
paid
268
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
159.29
Ordinary fully
paid
5
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,406.64
Ordinary fully
paid
44
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
637.15
Ordinary fully
paid
20
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,051.13
Ordinary fully
paid
158
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
382.29
Ordinary fully
paid
12
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,164.94
Ordinary fully
paid
99
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,401.74
Ordinary fully
paid
44
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,349.05
Ordinary fully
paid
355
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
254.86
Ordinary fully
paid
8
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,109.96
Ordinary fully
paid
66
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
254.86
Ordinary fully
paid
8
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,109.96
Ordinary fully
paid
66
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
414.15
Ordinary fully
paid
13
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,612.52
Ordinary fully
paid
113
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,465.45
Ordinary fully
paid
-46
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,739.76
Ordinary fully
paid
-86
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,401.74
Ordinary fully
paid
-44
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 541.58
Ordinary fully
paid
-17
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 223.00
Ordinary fully
paid
-7
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,185.76
Ordinary fully
paid
-100
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
732.73
Ordinary fully
paid
23
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,786.41
Ordinary fully
paid
181
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
95.57
Ordinary fully
paid
3
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
991.04
Ordinary fully
paid
31
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
254.86
Ordinary fully
paid
8
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,205.87
Ordinary fully
paid
69
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
573.44
Ordinary fully
paid
18
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,795.37
Ordinary fully
paid
150
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 764.58
Ordinary fully
paid
-24
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
892.01
Ordinary fully
paid
28
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,193.06
Ordinary fully
paid
225
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
223.00
Ordinary fully
paid
7
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,109.96
Ordinary fully
paid
66
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
923.87
Ordinary fully
paid
29
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,448.81
Ordinary fully
paid
233
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
446.01
Ordinary fully
paid
14
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,932.21
Ordinary fully
paid
123
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
191.15
Ordinary fully
paid
6
28/12/2017
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,598.46
Ordinary fully
paid
50
28/12/2017
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market
purchase
1,671.34
Ordinary fully
paid
58
28/12/2017
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 1,569,254.52
Ordinary fully
paid
-54,567
29/12/2017
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market
purchase
4,398.19
Ordinary fully
paid
153
29/12/2017
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust –
VINVA
On-market
purchase
65,685.59
Ordinary fully
paid
2,283
2/01/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 11,829.51
Ordinary fully
paid
-414
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,297.75
Ordinary fully
paid
104
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,527.43
Ordinary fully
paid
332
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,756.37
Ordinary fully
paid
150
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,117.54
Ordinary fully
paid
256
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,424.59
Ordinary fully
paid
108
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
21,562.22
Ordinary fully
paid
680
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,439.27
Ordinary fully
paid
140
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,375.86
Ordinary fully
paid
138
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,673.61
Ordinary fully
paid
242
4/01/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,312.45
Ordinary fully
paid
136
4/01/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market
purchase
3,032,362.63
Ordinary fully
paid
106,289
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
Citicorp Nominees
Pty Limited
Level 15, 120 Collins Street, Melbourne VIC 3000
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000 Australia
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
5 January 2018
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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