SPH Notice – Bank of New Zealand
100080615/3821102.1
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX
and
To Rubicon Ltd.
Date this disclosure made: 8 January 2018
Date on which substantial holding began: 4 January 2018
Substantial product holder giving disclosure
Full name: Bank of New Zealand
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Bank of New Zealand
For this disclosure,
(a) total number held in class: 25,000,000
(b) total in class: 487,908,343
(c) total percentage held in class: 5.124%
Details of relevant interests
Bank of New Zealand
Nature of relevant interest(s): Conditional power to control the disposal of the
financial product. The relevant interest arises only from the powers of investment
contained in an investment management contract for Bank of New Zealand’s
portfolio execution service. This relevant agreement is not required to be
attached under regulation 139.
For that relevant interest—
(a) number held in class: 25,000,000
(b) percentage held in class: 5.124%
(c) current registered holder(s): FNZ Custodians Limited
(d) registered holder(s) once transfers are registered: Not applicable
100080615/3821102.1
2
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: Not applicable
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
BUY
SECURITY TRAN DATE NO. OF SHARES CONSIDERATION
RBC 3/01/2018 15,000,000 $2,925,000.00
RBC 4/01/2018 10,000,000 $1,950,000.00
Total
25,000,000 $4,875,000.00
Additional information
Address of substantial product holder:
Bank of New Zealand
Level 4
80 Queen Street
AUCKLAND NEW ZEALAND 1010
Contact details: Derek Watt
Mobile: - 021 769 211
derek_j_watt@bnz.co.nz
Certification
I, Amber Oram, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- ERD — EROAD: SPH Notice – Commonwealth Bank of Australia2017-12-06
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To NZX LIMITED and To EROAD LIMITED Relevant event being disclosed: movement of…”
- TWR — Tower Limited: SPH Notice – National Australia Bank Limited2018-01-03
“100080615/3821107.1 3 22/12/2017 Bank of New Zealand Sale $11,774.13 5,244 5,244 27/12/2017 Bank of New Zealand Sale $1,761.30 2,731 2,731 27/12/2017 Bank of New Zealand Sale $277.88 438 438 Additional information Address(es) of substantial product holder(s): Contact det…”
- MOV — MOVE Logistics Group Limited: SPH Notices – Multiple2017-12-06
“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limited and To Bethunes Investments Limite…”