NZX Shareholder Metrics January 2018

Markets
NZX Listed IssuersJan 2018Change YoY Cash Market TradingJan 2018Change YoY
Total Equity Securities 157-7.1%Total Trades215,00293.8%
Total Listed Debt Securities1135.6%Daily Average Trades10,23884.6%
Total Other Securities24-11.1%Total Trades < $50k207,86898.4%
Total Listed Securities294-3.0%Total Value Traded$2.7 b23.4%
Daily Average Value Traded$130 m17.5%
Total NZX Main Board Issuers157-5.4%
Total NZAX Issuers16-11.1%
Total Equity Transactions
Total NXT Issuers3-25.0%Total Trades212,90995.9%
Total NZDX Issuers454.7%Value Traded $2.7 b24.9%
Capital RaisingJan 2018YTDTotal Debt Transactions
New Capital Listed
Total Trades2,093-7.7%
IPOs and Compliance Listings
$0.00 b$0.00 bValue Traded$78 m-11.6%
New Debt Listings
$0.00 b$0.00 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades215,00293.8%
Total Capital Raised By All Issuers$9 m$9 mTotal Value Traded$2.7 b23.4%
Total Equity Raised - Primary Issuers$9 m$9 m
Clearing House / DepositoryJan 2018Change YoY
Total Equity Raised - Dual & Secondary Issuers$0 m$0 mGross Value of Cleared Trades over Month$2.8 b23.6%
Total Debt Raised$0 m$0 mCollateral Held At Month End$43.1 m-26.2%
Depository transactions1,7017.8%
Number of Capital Raising Events77Assets under custody in depository$493 m33.0%
Capital Raised < $0.5m11Value of stock lent over month$361 m-8.1%
Capital Raised > $0.5m < $10m66
Capital Raised > $10m < $100m00
Wholesale DataJan 2018Change YoY
Capital Raised > $100m00Terminal Numbers - Professional*6,073-5.0%
Terminal Numbers - Retail*1,087-4.6%
Market CapitalisationJan 2018Change YoY % of GDP
Licences - Value > $20k pa349.7%
All Equity$135.5 b15.9%48.7%Licences - Value < $20k pa643.2%
All Debt$26.4 b2.7%9.5%
NZX Indices PerformanceJan 2018Change YoY Direct Data ProductsJan 2018Change YoY
S&P/NZX 50 Index8,44219.7%Proprietary Security Subscription Products4062.8%
S&P/NZX 50 Portfolio Index5,24721.4%- Products ≥ $3,000 p.a1595.3%
S&P/NZX A-Grade Bond Index5,1615.5%- Products < $3,000 p.a.2471.2%
S&P/NZX All Swap Index2024.7%
NZX Limited - Monthly Shareholder Metrics
January 2018
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesJan 2018Change YoY Derivatives Total Lots Traded 2016 / 2017 / 2018
Futures - Total Lots Traded16,540-29.7%
Options - Total Lots Traded3,455108.1%
Open Interest46,676-9.6%
Energy ContractsJan 2018
Operating / Technology Contracts17
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.13
Funds Services
SuperLifeJan 2018Change YoY
Funds Under Management - KiwiSaver$761 m25.1%
Funds Under Management - Other$1,271 m18.3%
Total$2,032 m20.7%
SmartsharesJan 2018Change YoY
Funds Under Management - External$716 m43.7%
Funds Under Management - SuperLife funds$1,452 m19.0%
Total$2,168 m26.2%
Units on Issue886 m12.3%
NZX Wealth TechnologiesJan 2018Change YoY
Funds Under Administration$1,167 m-9.2%
Agri
Direct Data ProductsJan 2018Change YoY
Subscriptions - NZ Agri Data Products3,61748.8%
Subscription - Australian Agri Data Products1,5162.0%
Total Paid Advertising Page Equivalents*8617.8%
Total Paid Advertising Page Equivalents YTD*8617.8%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: data@nzx.com
To enquire about information listed on this sheet, please email cds@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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