NZX Shareholder Metrics February 2018

Markets
NZX Listed IssuersFeb 2018Change YoY Cash Market TradingFeb 2018Change YoY
Total Equity Securities 157-6.5%Total Trades227,15365.5%
Total Listed Debt Securities1133.7%Daily Average Trades11,95565.5%
Total Other Securities24-11.1%Total Trades < $50k219,42669.0%
Total Listed Securities294-3.3%Total Value Traded$3.2 b12.3%
Daily Average Value Traded$167 m12.3%
Total NZX Main Board Issuers156-5.5%
Total NZAX Issuers16-11.1%
Total Equity Transactions
Total NXT Issuers40.0%Total Trades224,82767.4%
Total NZDX Issuers454.7%Value Traded $3.1 b13.3%
Capital RaisingFeb 2018YTDTotal Debt Transactions
New Capital Listed
Total Trades2,326-21.3%
IPOs and Compliance Listings
$0.01 b$0.01 bValue Traded$112 m-8.3%
New Debt Listings
$0.00 b$0.00 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades442,15578.1%
Total Capital Raised By All Issuers$151 m$160 mTotal Value Traded$5.9 b17.2%
Total Equity Raised - Primary Issuers$3 m$12 m
Clearing House / DepositoryFeb 2018Change YoY
Total Equity Raised - Dual & Secondary Issuers$27 m$27 mGross Value of Cleared Trades over Month$3.2 b12.4%
Total Debt Raised$121 m$121 mCollateral Held At Month End$45.7 m-10.5%
Depository transactions2,20617.8%
Number of Capital Raising Events916Assets under custody in depository$569 m50.4%
Capital Raised < $0.5m23Value of stock lent over month$400 m8.8%
Capital Raised > $0.5m < $10m39
Capital Raised > $10m < $100m44
Wholesale DataFeb 2018Change YoY
Capital Raised > $100m00Terminal Numbers - Professional*6,059-4.5%
Terminal Numbers - Retail*1,1966.1%
Market CapitalisationFeb 2018Change YoY % of GDP
Licences - Value > $20k pa349.7%
All Equity$129.2 b8.9%46.4%Licences - Value < $20k pa643.2%
All Debt$26.5 b0.9%9.5%
NZX Indices PerformanceFeb 2018Change YoY Direct Data ProductsFeb 2018Change YoY
S&P/NZX 50 Index8,37416.8%Proprietary Security Subscription Products4053.1%
S&P/NZX 50 Portfolio Index5,14716.8%- Products ≥ $3,000 p.a1585.3%
S&P/NZX A-Grade Bond Index5,1755.0%- Products < $3,000 p.a.2471.6%
S&P/NZX All Swap Index2024.1%
NZX Limited - Monthly Shareholder Metrics
February 2018
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesFeb 2018Change YoY Derivatives Total Lots Traded 2016 / 2017 / 2018
Futures - Total Lots Traded17,432-14.9%
Options - Total Lots Traded2,85021.8%
Open Interest41,531-14.8%
Energy ContractsFeb 2018
Operating / Technology Contracts16
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.12
Funds Services
SuperLifeFeb 2018Change YoY
Funds Under Management - KiwiSaver$755 m21.5%
Funds Under Management - Other$1,261 m15.5%
Total$2,016 m17.7%
SmartsharesFeb 2018Change YoY
Funds Under Management - External$713 m37.9%
Funds Under Management - SuperLife funds$1,523 m21.2%
Total$2,236 m26.1%
Units on Issue922 m15.8%
NZX Wealth TechnologiesFeb 2018Change YoY
Funds Under Administration$1,150 m-10.7%
Agri
Direct Data ProductsFeb 2018Change YoY
Subscriptions - NZ Agri Data Products3,63446.2%
Subscription - Australian Agri Data Products1,5130.6%
Total Paid Advertising Page Equivalents*105-6.3%
Total Paid Advertising Page Equivalents YTD*1913.2%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: data@nzx.com
To enquire about information listed on this sheet, please email productoperations@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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