NZX Shareholder Metrics March 2018

Markets
NZX Listed IssuersMar 2018Change YoY Cash Market TradingMar 2018Change YoY
Total Equity Securities 157-5.4%Total Trades298,29473.8%
Total Listed Debt Securities1154.5%Daily Average Trades14,20490.3%
Total Other Securities23-14.8%Total Trades < $50k289,91779.4%
Total Listed Securities295-2.6%Total Value Traded$3.4 b-14.9%
Daily Average Value Traded$163 m-6.8%
Total NZX Main Board Issuers156-4.9%
Total NZAX Issuers16-5.9%
Total Equity Transactions
Total NXT Issuers40.0%Total Trades295,51476.2%
Total NZDX Issuers454.7%Value Traded $3.3 b-13.7%
Capital RaisingMar 2018YTDTotal Debt Transactions
New Capital Listed
Total Trades2,780-28.5%
IPOs and Compliance Listings
$0.00 b$0.01 bValue Traded$100 m-41.0%
New Debt Listings
$0.33 b$0.33 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades740,44976.4%
Total Capital Raised By All Issuers$86 m$246 mTotal Value Traded$9.3 b3.0%
Total Equity Raised - Primary Issuers$86 m$98 m
Clearing House / DepositoryMar 2018Change YoY
Total Equity Raised - Dual & Secondary Issuers$0 m$27 mGross Value of Cleared Trades over Month$3.4 b-14.9%
Total Debt Raised$0 m$121 mCollateral Held At Month End$46.6 m-11.6%
Depository transactions2,190-12.5%
Number of Capital Raising Events2137Assets under custody in depository$564 m48.2%
Capital Raised < $0.5m912Value of stock lent over month$519 m27.6%
Capital Raised > $0.5m < $10m1019
Capital Raised > $10m < $100m26
Wholesale DataMar 2018Change YoY
Capital Raised > $100m00Terminal Numbers - Professional*6,053-4.2%
Terminal Numbers - Retail*1,1575.2%
Market CapitalisationMar 2018Change YoY % of GDP
Licences - Value > $20k pa3413.3%
All Equity$127.6 b8.4%45.0%Licences - Value < $20k pa630.0%
All Debt$26.7 b1.1%9.4%
NZX Indices PerformanceMar 2018Change YoY Direct Data ProductsMar 2018Change YoY
S&P/NZX 50 Index8,31915.6%Proprietary Security Subscription Products4042.3%
S&P/NZX 50 Portfolio Index5,15115.5%- Products ≥ $3,000 p.a1585.3%
S&P/NZX A-Grade Bond Index5,1934.7%- Products < $3,000 p.a.2460.4%
S&P/NZX All Swap Index2044.5%
NZX Limited - Monthly Shareholder Metrics
March 2018
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesMar 2018Change YoY Derivatives Total Lots Traded 2016 / 2017 / 2018
Futures - Total Lots Traded15,627-25.7%
Options - Total Lots Traded4,8908.6%
Open Interest37,453-25.5%
Energy ContractsMar 2018
Operating / Technology Contracts16
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.12
Funds Services
SuperLifeMar 2018Change YoY
Funds Under Management - KiwiSaver$742 m16.0%
Funds Under Management - Other$1,239 m11.0%
Total$1,981 m12.8%
SmartsharesMar 2018Change YoY
Funds Under Management - External$721 m34.8%
Funds Under Management - SuperLife funds$1,502 m16.2%
Total$2,223 m21.7%
Units on Issue888 m10.8%
NZX Wealth TechnologiesMar 2018Change YoY
Funds Under Administration$1,102 m-13.6%
Agri
Direct Data ProductsMar 2018Change YoY
Subscriptions - NZ Agri Data Products3,63545.5%
Subscription - Australian Agri Data Products1,5102.5%
Total Paid Advertising Page Equivalents*112-0.5%
Total Paid Advertising Page Equivalents YTD*3031.8%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: data@nzx.com
To enquire about information listed on this sheet, please email productoperations@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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