SPH Notice – Farmind Corporation
61-0392355.2.0
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Seeka Limited (NZX:SEK)
Relevant event being disclosed: Movement of 1% or more in substantial
holding
Date of relevant event: 27 April 2018
Date this disclosure made: 27 April 2018
Date last disclosure made: 15 May 2012
Substantial product holder giving disclosure
Full name: Farmind Corporation (formerly named Fresh
MD Holdings, Inc)
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Farmind Corporation
For this disclosure,—
(a) total number held in class: 1,650,567
(b) total in class: 17,553,897
(c) total percentage held in class: 9.403%
For last disclosure,—
(a) total number held in class: 2,557,822
(b) total in class: 14,433,328
(c) total percentage held in class: 17.722%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure:
Off market sale by Farmind Corporation on 27 April 2018 of, in aggregate, 1,150,000
ordinary shares in Seeka Limited (NZX:SEK) for $6,210,000.00 in aggregate (being $5.40
per share), being the separate transactions outlined in the following table.
No Transferee Number of shares Total consideration
1.
Brendan Ian Fox & Louise Jane Fox & Peter
Wood Trustee Co (No 2) Limited <Brendan
& Louise Fox A/C>
10,000 $54,000.00
61-0392355.2.0
No Transferee Number of shares Total consideration
2.
Brian John Cotton Stapleton & Lois Eileen
Cotton Stapleton <Big Sky Family>
10,000 $54,000.00
3.
Grant Keith Oakley & Deborah Jane Oakley
& BRG Trustees 2013 Limited <Four Oaks>
15,000 $81,000.00
4. Gilbert Ian Lawrence & Raewyn Esther Jane
Lawrence & Markhams Wanganui Trustees
Limited <Ridare Account>
5,000 $27,000.00
5.
Robert John Burt & Fenton McFadden
Trustee Company Limited <Rg Burt
Family>
9,152 $49,420.80
6.
Peter Marcus Burt & Robert John Burt &
Fenton McFadden Trustee Company Limited
<G E Burt Family>
5,848 $31,579.20
7. Griffin Farms Limited 15,000 $81,000.00
8. Omega Kiwifruit Limited 360,000 $1,944,000.00
9.
Riri Ellis, Helen Te Kani, Joshua Gear and
Carlo Ellis <Ngai Tukairangi>
220,000 $1,188,000.00
10. Custodial Services Limited A/C 1
<Quayside>
360,000 $1,944,000.00
11.
Paula M Werohia, Victoria Beadle-Werohia,
Neil Te Kani and Korau Te Kani <Ranginui
No12>
35,000 $189,000.00
12. Stephen Stuart McManaway & Sandra
Marie McManaway <Ssm>
10,000 $54,000.00
13. Stephen Winston Nelmes 15,000 $81,000.00
14. Steve Law 10,000 $54,000.00
15. Stewart Moss 20,000 $108,000.00
16.
The Trustees of the Tangitu Whanau Trust
<Tangitu Whanau>
50,000 $270,000.00
Details after relevant event
Details for Farmind Corporation
Nature of relevant interest(s): Beneficial owner
For that relevant interest,—
(a) number held in class: 1,650,567 ordinary shares
(b) percentage held in class: 9.403%
(c) current registered holder(s): New Zealand Central Securities Depository
Limited
(d) registered holder(s) once transfers are registered:
61-0392355.2.0
No New registered holder
As to the following
number of shares
1. Brendan Ian Fox & Louise Jane Fox & Peter Wood Trustee Co
(No 2) Limited <Brendan & Louise Fox A/C>
10,000 ordinary shares
2.
Brian John Cotton Stapleton & Lois Eileen Cotton Stapleton
<Big Sky Family>
10,000 ordinary shares
3.
Grant Keith Oakley & Deborah Jane Oakley & BRG Trustees
2013 Limited <Four Oaks>
15,000 ordinary shares
4.
Gilbert Ian Lawrence & Raewyn Esther Jane Lawrence &
Markhams Wanganui Trustees Limited <Ridare Account>
5,000 ordinary shares
5. Robert John Burt & Fenton McFadden Trustee Company
Limited <Rg Burt Family>
9,152 ordinary shares
6.
Peter Marcus Burt & Robert John Burt & Fenton McFadden
Trustee Company Limited <G E Burt Family>
5,848 ordinary shares
7. Griffin Farms Limited 15,000 ordinary shares
8. Omega Kiwifruit Limited 360,000 ordinary shares
9. Riri Ellis, Helen Te Kani, Joshua Gear and Carlo Ellis <Ngai
Tukairangi>
220,000 ordinary shares
10. Custodial Services Limited A/C 1 <Quayside> 360,000 ordinary shares
11. Paula M Werohia, Victoria Beadle-Werohia, Neil Te Kani and
Korau Te Kani <Ranginui No12>
35,000 ordinary shares
12.
Stephen Stuart McManaway & Sandra Marie McManaway
<Ssm>
10,000 ordinary shares
13. Stephen Winston Nelmes 15,000 ordinary shares
14. Steve Law 10,000 ordinary shares
15. Stewart Moss 20,000 ordinary shares
16.
The Trustees of the Tangitu Whanau Trust <Tangitu
Whanau>
50,000 ordinary shares
Additional information
Address of substantial product holder: 1st Kanda Izumi Town Building, 7th Floor
Kanda Izumi-machi, Chiyoda-ku, Tokyo
Contact details: Akihiro Shimodo
shimodo@farmind.co.jp
+81 3 5821 7676
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable
Certification
I, Akihiro Shimodo, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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