ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure3 May 2018ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 2 May 2018

The previous notice was given to the ASX on: 20 April 2018

The previous notice was dated: 20 April 2018

2. Issued Share Capital

2,898,758,978 fully paid Ordinary Shares in the capital of ANZ have been issued as at

1 May 2018.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


19,384,426 0.67%


19,383,824 0.67%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


19,384,426 0.67%


19,383,824 0.67%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

98,909 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 540,725 0.02%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 239,075 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,032,852 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Wholesale Protected Aus 50 Trust 14,451 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 728,276 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 254,139 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Tax Effective

Income Trust 226,524 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 34,415 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 874,878 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OPTIMIX WHOLESALE AUSTRALIAN

SHARES TRUST ARNHEM 130/30 160,813 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

WHOLESALE AUSTRALIAN SHARES

TRUST - VINVA 681,790 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,033,618 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,554,090 0.40%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 737,841 0.03%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 56,584 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 11,013 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 52,011 0.00%



OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,898 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 10,541 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 361,469 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 105,901 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 522,877 0.02%


Aggregation


19,383,824 0.67%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

20/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,034.72

Ordinary fully

paid

-151

20/04/2018


ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 694.72

Ordinary fully

paid

-26

20/04/2018


ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,015.36

Ordinary fully

paid

-38

20/04/2018


OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market

purchase

4,436.00

Ordinary fully

paid

166

20/04/2018


OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

96,812.29

Ordinary fully

paid

3,618



20/04/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 68,767.74

Ordinary fully

paid

-2,570

20/04/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 22,080.01

Ordinary fully

paid

-825

23/04/2018

ANZ

Investments

(NZ) Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 1,061,091.16

Ordinary fully

paid

-40,000

23/04/2018

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market sale 4,314.73

Ordinary fully

paid

-160

23/04/2018

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

129,232.73

Ordinary fully

paid

4,792

23/04/2018


OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 6,657.50

Ordinary fully

paid

-250

24/04/2018

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

303

24/04/2018


OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market

purchase

5,403.44

Ordinary fully

paid

199



24/04/2018


OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market

purchase

814,144.13

Ordinary fully

paid

29,977

24/04/2018


OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

Off-market transfer 15,021.24

Ordinary fully

paid

-576

24/04/2018


OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 13,228.97

Ordinary fully

paid

-488

24/04/2018


OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

Off-market transfer 15,021.24

Ordinary fully

paid

576

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,357.82

Ordinary fully

paid

115

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,952.39

Ordinary fully

paid

67

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,277.48

Ordinary fully

paid

78

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,282.17

Ordinary fully

paid

44

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 524.52

Ordinary fully

paid

-18

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 466.24

Ordinary fully

paid

-16



26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,593.47

Ordinary fully

paid

-89

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 203.98

Ordinary fully

paid

-7

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,398.73

Ordinary fully

paid

-48

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,438.53

Ordinary fully

paid

-118

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,372.51

Ordinary fully

paid

184

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,117.99

Ordinary fully

paid

107

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,197.49

Ordinary fully

paid

315

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,332.64

Ordinary fully

paid

183

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,982.96

Ordinary fully

paid

-171

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,547.52

Ordinary fully

paid

53

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

874.20

Ordinary fully

paid

30



26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,547.69

Ordinary fully

paid

190

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,234.55

Ordinary fully

paid

111

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

963.54

Ordinary fully

paid

33

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

524.52

Ordinary fully

paid

18

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,627.86

Ordinary fully

paid

90

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,486.15

Ordinary fully

paid

51

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,518.31

Ordinary fully

paid

52

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

845.06

Ordinary fully

paid

29

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,234.55

Ordinary fully

paid

-111

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 14,016.39

Ordinary fully

paid

-481

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,525.75

Ordinary fully

paid

155



26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,622.61

Ordinary fully

paid

90

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 961.62

Ordinary fully

paid

-33

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,576.71

Ordinary fully

paid

54

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

874.20

Ordinary fully

paid

30

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,664.67

Ordinary fully

paid

331

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,594.90

Ordinary fully

paid

192

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,223.89

Ordinary fully

paid

-42

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 174.84

Ordinary fully

paid

-6

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 87.42

Ordinary fully

paid

-3

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,160.86

Ordinary fully

paid

211

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,584.23

Ordinary fully

paid

123



26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,019.90

Ordinary fully

paid

-35

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,335.88

Ordinary fully

paid

80

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,340.45

Ordinary fully

paid

46

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,890.64

Ordinary fully

paid

99

26/04/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,660.99

Ordinary fully

paid

57

26/04/2018

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market

purchase

5,846.04

Ordinary fully

paid

220

26/04/2018

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

98,446.36

Ordinary fully

paid

3,687

26/04/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for Matrix

On-market

purchase

14,769.99

Ordinary fully

paid

550

27/04/2018


OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 20,984.01

Ordinary fully

paid

-790

30/04/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Mentor

On-market

purchase

1,313.99

Ordinary fully

paid

48



30/04/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 14,249.05

Ordinary fully

paid

-536

30/04/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 30,292.82

Ordinary fully

paid

-1,130

1/05/2018

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,609

1/05/2018

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Wholesale

Protected Aus

50 Trust

On-market

purchase

6,566.06

Ordinary fully

paid

239

1/05/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 6,797.50

Ordinary fully

paid

-250

1/05/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 22,909.84

Ordinary fully

paid

-836





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

2 May 2018

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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