Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 2 May 2018
The previous notice was given to the ASX on: 20 April 2018
The previous notice was dated: 20 April 2018
2. Issued Share Capital
2,898,758,978 fully paid Ordinary Shares in the capital of ANZ have been issued as at
1 May 2018.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
19,384,426 0.67%
19,383,824 0.67%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
19,384,426 0.67%
19,383,824 0.67%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
98,909 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 540,725 0.02%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 239,075 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,032,852 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust 14,451 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 728,276 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 254,139 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Tax Effective
Income Trust 226,524 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 34,415 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 874,878 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30 160,813 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA 681,790 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,033,618 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,554,090 0.40%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 737,841 0.03%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 56,584 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 11,013 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 52,011 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,898 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 10,541 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 361,469 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 105,901 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 522,877 0.02%
Aggregation
19,383,824 0.67%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
20/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 4,034.72
Ordinary fully
paid
-151
20/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 694.72
Ordinary fully
paid
-26
20/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,015.36
Ordinary fully
paid
-38
20/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market
purchase
4,436.00
Ordinary fully
paid
166
20/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
96,812.29
Ordinary fully
paid
3,618
20/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 68,767.74
Ordinary fully
paid
-2,570
20/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 22,080.01
Ordinary fully
paid
-825
23/04/2018
ANZ
Investments
(NZ) Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 1,061,091.16
Ordinary fully
paid
-40,000
23/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 4,314.73
Ordinary fully
paid
-160
23/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
129,232.73
Ordinary fully
paid
4,792
23/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 6,657.50
Ordinary fully
paid
-250
24/04/2018
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
303
24/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market
purchase
5,403.44
Ordinary fully
paid
199
24/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market
purchase
814,144.13
Ordinary fully
paid
29,977
24/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 15,021.24
Ordinary fully
paid
-576
24/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 13,228.97
Ordinary fully
paid
-488
24/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 15,021.24
Ordinary fully
paid
576
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,357.82
Ordinary fully
paid
115
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,952.39
Ordinary fully
paid
67
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,277.48
Ordinary fully
paid
78
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,282.17
Ordinary fully
paid
44
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 524.52
Ordinary fully
paid
-18
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 466.24
Ordinary fully
paid
-16
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,593.47
Ordinary fully
paid
-89
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 203.98
Ordinary fully
paid
-7
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,398.73
Ordinary fully
paid
-48
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,438.53
Ordinary fully
paid
-118
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,372.51
Ordinary fully
paid
184
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,117.99
Ordinary fully
paid
107
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,197.49
Ordinary fully
paid
315
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,332.64
Ordinary fully
paid
183
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,982.96
Ordinary fully
paid
-171
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,547.52
Ordinary fully
paid
53
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
874.20
Ordinary fully
paid
30
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,547.69
Ordinary fully
paid
190
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,234.55
Ordinary fully
paid
111
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
963.54
Ordinary fully
paid
33
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
524.52
Ordinary fully
paid
18
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,627.86
Ordinary fully
paid
90
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,486.15
Ordinary fully
paid
51
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,518.31
Ordinary fully
paid
52
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
845.06
Ordinary fully
paid
29
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,234.55
Ordinary fully
paid
-111
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 14,016.39
Ordinary fully
paid
-481
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,525.75
Ordinary fully
paid
155
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,622.61
Ordinary fully
paid
90
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 961.62
Ordinary fully
paid
-33
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,576.71
Ordinary fully
paid
54
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
874.20
Ordinary fully
paid
30
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,664.67
Ordinary fully
paid
331
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,594.90
Ordinary fully
paid
192
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,223.89
Ordinary fully
paid
-42
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 174.84
Ordinary fully
paid
-6
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 87.42
Ordinary fully
paid
-3
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,160.86
Ordinary fully
paid
211
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,584.23
Ordinary fully
paid
123
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,019.90
Ordinary fully
paid
-35
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,335.88
Ordinary fully
paid
80
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,340.45
Ordinary fully
paid
46
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,890.64
Ordinary fully
paid
99
26/04/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,660.99
Ordinary fully
paid
57
26/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market
purchase
5,846.04
Ordinary fully
paid
220
26/04/2018
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
98,446.36
Ordinary fully
paid
3,687
26/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for Matrix
On-market
purchase
14,769.99
Ordinary fully
paid
550
27/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 20,984.01
Ordinary fully
paid
-790
30/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Mentor
On-market
purchase
1,313.99
Ordinary fully
paid
48
30/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 14,249.05
Ordinary fully
paid
-536
30/04/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 30,292.82
Ordinary fully
paid
-1,130
1/05/2018
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,609
1/05/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market
purchase
6,566.06
Ordinary fully
paid
239
1/05/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 6,797.50
Ordinary fully
paid
-250
1/05/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 22,909.84
Ordinary fully
paid
-836
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
2 May 2018
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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