NZX Shareholder Metrics May 2018

NZX Limited - Monthly Shareholder Metrics
May 2018
These shareholder metrics represents the key operations of NZX's business.
Markets
NZX Listed IssuersMay 2018Change YoYCapital RaisingMay 2018YTD
Total equity securities143-5.9%New Capital Listed
Total fund securities35-2.8%IPOs and compliance equity listings$0.0 b$0.01 b
Total debt securities1186.3%Fund listings$0.0 b$0.0 b
Total other securities2-50.0%Debt listings$0.6 b$1.2 b
Total listed securities298-1.7%
Secondary Capital Raisings
Total NZSX equity issuers120-7.0%Total capital raised by all issuers$382 m$1,887 m
Total NZAX equity issuers16-5.9%
Total NXT equity issuers40.0%Total equity raised - NZ issuers$237 m$955 m
Total NZSX fund issuers35-2.8%Total equity raised - dual or foreign issuer$0 m$628 m
Total NZDX issuers479.3%Total debt raised$145 m$304 m
Total other issuers2-50.0%
Total issuers200-5.2%
Market CapitalisationMay 2018Change YoY% of GDP
Number of capital raising events964
All equity$129.3 b8.9%45.6%Equity issuers - capital raised < $10m547
All funds$3.8 b15.2%1.3%Equity issuers - capital raised ≥ $10m < $100m314
All other$1.5 m-65.8%0.0%Equity issuers - capital raised ≥ $100m13
Total equity$133.1 b9.0%47.0%
All debt$27.0 b0.6%9.5%
Total NZDX$27.0 b0.6%9.5%
Cash MarketMay 2018Change YoYDerivativesMay 2018Change YoY
Total value traded$5.0 b36.0%Futures - total lots traded20,238-0.2%
On-market value traded$2.9 b87.0%Options - total lots traded5,944-0.1%
% of value on-market56.8%37.5%Open interest46,5054.0%
Total trades340,20473.2%
Daily average trades14,79173.2%Notional value traded ($usd)$120 m16.9%
Average on-market trade size$11,99612.6%Options to futures ratio29.4%0.1%
Block trade %11.5%-18.9%
Total Equity Transactions
Derivatives Total Lots Traded 2016 / 2017 / 2018
Total trades336,92974.8%
Value traded $4.9 b39.1%
% of value on-market55.6%44.2%
Total Debt Transactions
Total trades3,275-11.5%
Value traded $140 m-23.8%
% of value on-market95.9%3.0%
Cumulative Numbers - YTD
Number of trades1,322,36978.8%
Total value traded$17.0 b5.3%
% of value on-market53.1%30.5%

NZX Indices PerformanceMay 2018Change YoYClearing House / DepositoryMay 2018Change YoY
S&P/NZX50 Index8,65916.7%Gross value of cleared trades over month$5.1 b37.4%
S&P/NZX 50 Portfolio Index5,40917.5%Collateral held at month end$39 m-36.8%
S&P/NZX Primary Sector Index16,63363.0%Depository transactions2,52211.4%
Assets under custody in depository$644 m57.7%
S&P/NZX NZ Fixed Interest Composite Index1133.3%Value of stock lent over month$409 m-2.1%
S&P/NZX A-Grade Bond Index5,2283.8%
Wholesale DataMay 2018Change YoYDirect Data ProductsMay 2018Change YoY
Terminal numbers - professional*5,996-4.4%Proprietary security subscription products3942.3%
Terminal numbers - retail*1,169-1.4%- products ≥ $3,000 p.a144-2.7%
Licences - value ≥ $20k pa343.0%- products < $3,000 p.a.2505.5%
Licences - value < $20k pa646.7%
* 3 month average
Energy ContractsMay 2018Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Funds Services
SuperLifeMay 2018Change YoY
Funds under management - KiwiSaver$772 m18.2%
Funds under management - other$1,311 m15.6%
Total$2,083 m16.5%
SmartsharesMay 2018Change YoY
Funds under management - external$758 m37.1%
Funds under management - SuperLife funds$1,627 m24.9%
Total$2,385 m28.5%
Units on issue924 m13.4%
NZX Wealth TechnologiesMay 2018Change YoY
Funds under administration$1,126 m-9.5%
Agri
Direct Data ProductsMay 2018Change YoY
Subscriptions - NZ Agri data products3,66438.4%
Subscription - Australian Agri data products1,5010.7%
Total paid advertising page equivalents*89 m-26.0%
Total paid advertising page equivalents ytd*511 m-2.0%
* Total paid advertising page equivalents relates to Farmers Weekly only. Note May 2018 had 4 issues, compared to 5 in 2017

Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com