SPH Notice – BNP Paribas Nominees (NZ) Ltd and Smartshares
1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To Pacific Edge Limited
Date this disclosure made: 06 June 2018
Date last disclosure made: 03 November 2016
Date on which substantial holding ceased: 01 June 2018
Substantial product holder(s) giving disclosure
Full name(s): BNP Paribas Nominees (NZ) Limited and Smartshares Limited
Summary of previous substantial holding
Class of quoted voting products: Ordinary shares in Pacific Edge Limited (PEB)
Summary for BNP Paribas Nominees (NZ) Limited and Smartshares Limited
For last disclosure,—
(a) total number held in class: 20,875,152
(b) total in class: 381,738,061
(c) total percentage held in class: 5.468%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 20,612,121
(b) total in class: 466,321,801
(c) total percentage held in class: 4.420%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: Sale by Smartshares
Limited of 3,742,223 ordinary shares of Pacific Edge Limited on 01 June 2018 for a gross
consideration of $972,977.98.
Additional information
Address(es) of substantial product holder(s): Level 7, Zurich House, 21 Queen Street,
Auckland 1011 PO Box 106 555, Auckland 1143, New Zealand
Contact details: Stephen Upton, DDI: (09) 308 2688
2
Nature of connection between substantial product holders: BNP Paribas Nominees (NZ)
Limited is the nominee of the custodian of the SuperLife Invest managed investment
scheme and Smartshares Limited is the manager of the SuperLife Invest managed
investment scheme
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: N/A
Certification
I, Stephen Upton, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- AOF — AoFrio Limited: SPH Notice – BNP Paribas Nominees (NZ) Ltd and Smartshares2018-06-05
“Details after relevant event Details for BNP Paribas Nominees (NZ) Limited Nature of relevant interest(s): Registered holder of financial products For that relevant interest,— (a) number held in class: 70,644,819 (b) percentage held in class: 27.478% (c) current registered…”
- PYS — PaySauce Limited: SPH Notice – BNP Paribas Nominees Ltd and Smartshares Ltd2018-05-22
“Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limite…”
- NZM — NZME Limited: SPH Notice – UBS Group AG and its related bodies corporate2018-07-12
“Disclosure of ceasing to have substantial holding Section 279, Financial Markets Conduct Act 2013 To: NZX Limited and To: NZME Limited Date this disclosure made: 12 July 2018 Date last disclosure made: 21 June 2018 Date on which substantial holding ceased: 10 July 201…”