D&O Ongoing Disclosures – Multiple

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
3-May-17
Director or senior manager giving disclosure
Full name(s):Benjamin Phillips
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:
Head of Markets Development and
Clearing
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:9,198
Number held in class after acquisition or disposal:9,792
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Benjamin Phillips
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of ordinary
shares in NZX, for no consideration
and credited as fully paid, to
employees of NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
NZX non-participating redeemable
shares (NZXTRP)
Nature of relevant interest:
Beneficial
For that relevant interest,-
Number held in class:
67,556

Current registered holder(s):
NZX Executive Share Plan Nominee
Limited
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
3-May-17
Director or senior manager giving disclosure
Full name(s):Benjamin Phillips
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:
Head of Markets Development and
Clearing
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:630
Number held in class after acquisition or disposal:9,198
Current registered holder(s):Benjamin Phillips
Registered holder(s) once transfers are registered:Benjamin Phillips
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
29-Mar-18
Nature of transaction:
Issue of NZX ordinary shares under
employee share scheme
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$10,000.57
Number of financial products to which the transaction related:
8,568
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
NZX non-participating redeemable
shares (NZXTRP)
Nature of relevant interest:
Beneficial
For that relevant interest,-
Number held in class:
67,556

Current registered holder(s):
NZX Executive Share Plan Nominee
Limited
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
28-Jul-17
Director or senior manager giving disclosure
Full name(s):David Philip Godfrey
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Information Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:630
Number held in class after acquisition or disposal:1,224
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:David Godfrey
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of
ordinary shares in NZX, for
no consideration and
credited as fully paid, to
employees of NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
NZX non-participating
redeemable shares
(NZXTRP)
Nature of relevant interest:
Beneficial
For that relevant interest,-
Number held in class:
190,086

Current registered holder(s):
NZX Executive Share Plan
Nominee Limited
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:15/06/2018
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
8-Dec-17
Director or senior manager giving disclosure
Full name(s):Graham Nicholas Stewart Law
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:50,000
Number held in class after acquisition or disposal:50,594
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Graham Nicholas Stewart Law
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of
ordinary shares in NZX, for no
consideration and credited as
fully paid, to employees of
NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:

Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
N/A
Director or senior manager giving disclosure
Full name(s):Hugh Stevens
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Head of Funds Management
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:Nil
Number held in class after acquisition or disposal:594
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Hugh Stevens
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of
ordinary shares in NZX, for no
consideration and credited as
fully paid, to employees of
NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.

Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
4-Apr-18
Director or senior manager giving disclosure
Full name(s):Hamish Thomas Macdonald
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:
General Counsel and Head of
Policy
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:45,507
Number held in class after acquisition or disposal:46,101
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Hamish Thomas Macdonald
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of
ordinary shares in NZX, for no
consideration and credited as
fully paid, to employees of
NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
NZX non-participating
redeemable shares (NZXTRP)
Nature of relevant interest:
Beneficial
For that relevant interest,-
Number held in class:
88,371

Current registered holder(s):
NZX Executive Share Plan
Nominee Limited
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
6-Jun-18
Director or senior manager giving disclosure
Full name(s):Joost Henrik van Amelsfort
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Head of Market Supervision
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:12,072
Number held in class after acquisition or disposal:12,666
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Joost Henrik van Amelsfort
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of
ordinary shares in NZX, for no
consideration and credited as
fully paid, to employees of NZX
Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
NZX non-participating
redeemable shares (NZXTRP)
Nature of relevant interest:
Beneficial
For that relevant interest,-
Number held in class:
58,899

Current registered holder(s):
NZX Executive Share Plan
Nominee Limited
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
N/A
Director or senior manager giving disclosure
Full name(s):Joanna Lawn
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Head of Issuer Relationships
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:Nil
Number held in class after acquisition or disposal:594
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Joanna Lawn
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of
ordinary shares in NZX, for no
consideration and credited as
fully paid, to employees of
NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.

Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
N/A
Director or senior manager giving disclosure
Full name(s):Jeremy Nicholas Anderson
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Head of Data and Insights
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:Nil
Number held in class after acquisition or disposal:594
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Jeremy Nicholas Anderson
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of ordinary
shares in NZX, for no consideration and
credited as fully paid, to employees of
NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.

Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
15-Jun-18
Date of last disclosure:
11-May-18
Director or senior manager giving disclosure
Full name(s):Mark John Peterson
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Executive Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:Nil
Number held in class after acquisition or disposal:594
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Mark John Peterson
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
15-Jun-18
Nature of transaction:
Grant of $1,000 (gross) of
ordinary shares in NZX, for no
consideration and credited as
fully paid, to employees of
NZX Limited.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
No consideration
Number of financial products to which the transaction related:
594
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Performance rights which give
the holder options to acquire
ordinary shares
Nature of relevant interest:
Legal and beneficial
For that relevant interest,-
Number held in class:
1,177,894

Current registered holder(s):
Mark John Peterson
Class of quoted financial products:
NZX non-participating
redeemable shares (NZXTRP)
Nature of relevant interest:
Beneficial
For that relevant interest,-
Number held in class:
306,627
Current registered holder(s):
NZX Executive Share Plan
Nominee Limited
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:15-Jun-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.