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Ongoing Disclosure Notice – Dr Patrick Strange

Insider Disclosure27 June 2018NZXFinancials

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

NZX Limited

Date this disclosure made:

28-Jun-18

Date of last disclosure:

22-Feb-17

Director or senior manager giving disclosure

Full name(s):Patrick Clifford Strange

Name of listed issuer:NZX Limited

Name of related body corporate (if applicable):N/A

Position held in listed issuer:Director

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

NZX Subordinated Notes

(NZX010s - quoted on NZDX)

Nature of the affected relevant interest(s):

Beneficial interest (as trustee

and beneficiary of the Three

Kings Trust)

For that relevant interest-

Number held in class before acquisition or disposal:0

Number held in class after acquisition or disposal:26,000

Current registered holder(s):N/A

Registered holder(s) once transfers are registered:

Custodial Services Limited as

custodian for Three Kings

Trust

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

One

Details of transactions requiring disclosure-

Date of transaction:

21-Jun-18

Nature of transaction:

Listing and quotation of

NZX010s

Name of any other party or parties to the transaction (if known):

N/A

The consideration, expressed in New Zealand dollars, paid or received for the acquisition

or disposal. If the consideration was not in cash and cannot be readily by converted into a

cash value, describe the consideration:

$26,000

Number of financial products to which the transaction related:

26,000

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:

No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):N/A

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

NZX Ordinary Shares

Nature of relevant interest:
Beneficial

For that relevant interest,-

Number held in class:

35,000

Current registered holder(s):

Patrick Clifford Strange

Certification

I certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:28-Jun-18

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

Notes

Use this form to disclose all the acquisitions and disposals by a director or senior

manager of a listed issuer, or of a related body corporate, or in specified derivatives. The

disclosure must be made within—

(a) 20 working days after the first acquisition or disposal disclosed in this

notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the

Financial Markets Conduct Act 2013; or

(b) in any other case, 5 trading days after the first acquisition or disposal

disclosed in this notice.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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