NZX Shareholder Metrics July 2018

NZX Limited - Monthly Shareholder Metrics
July 2018
These shareholder metrics represent the key operations of NZX's business.
Markets
NZX Listed IssuersJul. 2018Change YoYCapital RaisingJul. 2018YTD
Total equity securities141-5.4%New Capital Listed
Total fund securities35-2.8%IPOs and compliance equity listings-$20 m
Total debt securities1214.3%Fund listings--
Total other securities3-25.0%Debt listings$240 m$1,905 m
Total listed securities300-1.6%
Secondary Capital Raisings
Total NZSX equity issuers120-4.8%Total capital raised by all issuers$351 m$3,102 m
Total NZAX equity issuers15-11.8%
Total NXT equity issuers3-25.0%Total equity raised - NZ issuers$81 m$1,051 m
Total NZSX fund issuers35-2.8%Total equity raised - dual or foreign issuer-$629 m
Total NZDX issuers489.1%Total funds raised - NZ issuers *$88 m$671 m
Total other issuers3-25.0%Total funds raised - dual or foreign issuer *$9 m$124 m
Total unique issuers198-4.8%Total debt raised$173 m$627 m
Market CapitalisationJul. 2018Change YoY% of GDP
Number of capital raising events111767
All equity$133,245 m8.7%46.5%Equity issuers - capital raised < $10m29179
All funds$3,914 m17.6%1.4%Equity issuers - capital raised ≥ $10m < $100m19
All other$5 m9.0%0.0%Equity issuers - capital raised ≥ $100m-3
Total equity$137,164 m8.9%47.9%Fund issuers - capital raised *77561
Debt issuers - capital raised415
Debt$27,104 m-3.3%9.5%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Green bonds$672 m-0.2%
Total NZDX$27,776 m-0.9%9.7%
Cash MarketJul. 2018Change YoYDerivativesJul. 2018Change YoY
Total value traded$2,624 m-24.3%Futures - total lots traded26,75128.5%
Daily average value traded$119 m-27.7%Options - total lots traded14,900329.4%
On-market value traded$1,381 m1.0%Total derivatives lots traded41,65171.5%
% of value on-market52.6%33.4%
Total trades258,06370.2%Open interest71,60633.7%
Daily average trades11,73062.5%Notional value traded ($USD)$136 m33.5%
Average on-market trade size$7,747-31.8%Options to futures ratio55.7%234.0%
Block trade %8.0%-44.2%
Total Equity Transactions
Total trades254,93672.1%
Derivatives Total Lots Traded 2016 / 2017 / 2018
Value traded $2,471 m-25.2%
% of value on-market50.3%37.5%
Total Debt Transactions
Total trades3,127-10.6%
Value traded $153 m-5.2%
% of value on-market90.6%-7.5%
Cumulative Numbers - YTD
Number of trades1,879,53074.9%
Total value traded$22,942 m-1.6%
% of value on-market53.3%32.7%

NZX Indices PerformanceJul. 2018Change YoYClearing House / DepositoryJul. 2018Change YoY
S&P/NZX50 Index8,92216.0%Gross value of cleared trades over month$2,651 m-24.1%
S&P/NZX 50 Portfolio Index5,55416.0%Collateral held at month end$50 m-10.8%
S&P/NZX Primary Sector Index16,46746.7%Depository transactions2,77421.3%
Assets under custody in depository$685 m60.8%
S&P/NZX NZ Fixed Interest Composite Index1144.1%Value of stock lent over month$255 m-44.4%
S&P/NZX A-Grade Bond Index5,2664.2%
Wholesale DataJul. 2018Change YoYDirect Data ProductsJul. 2018Change YoY
Terminal numbers - professional*6,038-1.2%Dairy data subscriptions96926.3%
Terminal numbers - retail*1,2502.0%
Licences - value ≥ $20k pa352.9%Proprietary security subscription products3982.1%
Licences - value < $20k pa636.8%- products ≥ $3,000 p.a142-6.0%
* 3 month average
- products < $3,000 p.a.2567.1%
Energy ContractsJul. 2018Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Funds Services
SuperLifeJul. 2018Change YoY
Funds under management - KiwiSaver$808 m19.8%
Funds under management - other$1,332 m16.2%
Total$2,140 m17.5%
SmartsharesJul. 2018Change YoY
Funds under management - external$818 m39.2%
Funds under management - SuperLife funds$1,730 m31.6%
Total$2,548 m33.9%
Units on issue967 m15.6%
NZX Wealth TechnologiesJul. 2018Change YoY
Funds under administration$1,133 m-6.5%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com