NZX Shareholder Metrics August 2018

NZX Limited - Monthly Shareholder Metrics
August 2018
These shareholder metrics represent the key operations of NZX's business.
Markets
NZX Listed IssuersAug. 2018Change YoYCapital Raising
Aug. 2018YTD
Total equity securities141-5.4%New Capital Listed
Total fund securities35-2.8%IPOs and compliance equity listings-$20 m
Total debt securities1214.3%Fund listings--
Total other securities3-25.0%Debt listings$150 m$2,055 m
Total listed securities300-1.6%
Secondary Capital Raisings
Total NZSX equity issuers120-4.8%Total capital raised by all issuers$337 m$3,439 m
Total NZAX equity issuers15-11.8%
Total NXT equity issuers3-25.0%Total equity raised - NZ issuers$107 m$1,158 m
Total NZSX fund issuers35-2.8%Total equity raised - dual or foreign issuer-$629 m
Total NZDX issuers4911.4%Total funds raised - NZ issuers *$18 m$689 m
Total other issuers3-25.0%Total funds raised - dual or foreign issuer *$1 m$125 m
Total unique issuers199-4.3%Total debt raised$211 m$838 m
Market CapitalisationAug. 2018Change YoY% of GDP
Number of capital raising events99866
All equity$138,314 m11.9%48.3%Equity issuers - capital raised < $10m34213
All funds$3,965 m15.7%1.4%Equity issuers - capital raised ≥ $10m < $100m413
All other$7 m59.0%0.0%Equity issuers - capital raised ≥ $100m-3
Total equity$142,286 m12.0%49.7%Fund issuers - capital raised *57618
Debt issuers - capital raised419
Debt$27,314 m-3.2%9.5%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Green bonds$672 m-0.2%
Total NZDX$27,986 m-0.8%9.8%
Cash MarketAug. 2018Change YoYDerivativesAug. 2018Change YoY
Total value traded$2,972 m-28.5%Futures - total lots traded22,317-12.4%
Daily average value traded$129 m-28.5%Options - total lots traded8,61089.6%
On-market value traded$1,577 m4.9%Total derivatives lots traded30,9273.0%
% of value on-market53.1%46.7%
Total trades287,73560.3%Open interest65,2575.4%
Daily average trades12,51060.3%Notional value traded ($USD)$116 m7.7%
Average on-market trade size$7,846-27.8%Options to futures ratio38.6%116.5%
Block trade %1.1%-88.7%
Total Equity Transactions
Total trades284,88061.6%
Derivatives Total Lots Traded 2016 / 2017 / 2018
Value traded $2,845 m-28.7%
% of value on-market51.3%53.0%
Total Debt Transactions
Total trades2,855-10.6%
Value traded $127 m-24.3%
% of value on-market93.0%-5.7%
Cumulative Numbers - YTD
Number of trades2,167,26572.8%
Total value traded$25,914 m-5.6%
% of value on-market53.3%34.7%

NZX Indices PerformanceAug. 2018Change YoYClearing House / Depository
Aug. 2018Change YoY
S&P/NZX50 Index9,31319.1%Gross value of cleared trades over month$3,005 m-28.4%
S&P/NZX 50 Portfolio Index5,73618.2%Collateral held at month end$53 m1.4%
S&P/NZX Primary Sector Index17,51644.4%Depository transactions2,444-8.0%
Assets under custody in depository$712 m64.1%
S&P/NZX NZ Fixed Interest Composite Index1154.8%Value of stock lent over month$301 m-44.6%
S&P/NZX A-Grade Bond Index5,3174.7%
Wholesale DataAug. 2018Change YoYDirect Data ProductsAug. 2018Change YoY
Terminal numbers - professional*6,009-2.0%Dairy data subscriptions98930.0%
Terminal numbers - retail*1,2991.5%
Licences - value ≥ $20k pa352.9%Proprietary security subscription products3992.0%
Licences - value < $20k pa635.0%- products ≥ $3,000 p.a143-5.9%
* 3 month average
- products < $3,000 p.a.2567.1%
Energy ContractsAug. 2018Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Funds Services
SuperLifeAug. 2018Change YoY
Funds under management - KiwiSaver$830 m20.9%
Funds under management - other$1,357 m17.2%
Total$2,187 m18.6%
SmartsharesAug. 2018Change YoY
Funds under management - external$852 m39.6%
Funds under management - SuperLife funds$1,775 m30.9%
Total$2,627 m33.6%
Units on issue975 m14.8%
NZX Wealth TechnologiesAug. 2018Change YoY
Funds under administration$1,140 m-5.5%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com