SPH Notice – National Australia Bank Limited
100080615/3821102.1
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX
and
To Fonterra Shareholders’ Fund
Date this disclosure made: 11 September 2018
Date on which substantial holding began: 6 September 2018
Substantial product holder(s) giving disclosure
Full name(s): National Australia Bank Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for National Australia Bank Limited
For this disclosure,—
(a) total number held in class: 5,545,533
(b) total in class: 106,598,983
(c) total percentage held in class: 5.202%
Details of relevant interests
MLC Investments Limited
MLC Wealth Management Limited
JBWere (NZ) Pty Limited
Bank of New Zealand
Holder of relevant
interest
Registered holder of
securities
Nature of relevant
interest
Class and
number of
securities
Percentage
held in class
MLC Investments
Limited
National Nominees
Limited
(ACN 004 278 899)
Power to control the voting
and /or disposal of securities
pursuant to its position as
the responsible entity or
trustee of various managed
investment schemes and
trusts
Fully paid
ordinary shares
983,064
0.922%
MLC Wealth
Management
Limited
Navigator Australia
Limited
(ACN 006 302 987)
Power to exercise voting
rights pursuant to position
held as the Registrable
Superannuation Entity
licensee for the
superannuation products it
issues.
Fully paid
ordinary shares
1,961
0.002%
National Australia
Bank Limited
National Nominees
Limited
(ACN 004 278 899)
Power to control the voting
and /or disposal of securities
pursuant to securities
lending agreements.
Fully paid
ordinary shares
122,427
0.115%
100080615/3821102.1
2
JBWere (NZ) Pty
Limited
JBWere (NZ) Nominees
Limited
(
NZBN 9429031839822)
Power to control the voting
and/or acquisition or
disposal of securities
pursuant to its position as
the entity performing a
discretionary investment
management services to its
clients.
Fully paid
ordinary shares
405,354
0.380%
Bank of New
Zealand
FNZ Custodians Limited
(NZBN 9429036641093)
Powers to control the
disposal and/or voting of
securities, contained in an
investment management
contract for Bank of New
Zealand’s discretionary
investment management,
portfolio custody and
execution service.
Fully paid
ordinary shares
4,032,727
3.783%
TOTAL 5,545,533
5.202%
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: Not applicable
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
Holder of relevant interest Date of acquisition Consideration
Class and number of
securities
Cash Non-cash
Fully paid ordinary
shares
National Australia Bank Limited
07/05/2018 to
06/09/2018 -
Securities Lending
No consideration directly
referable to the securities
provided by NAB
Refer to Appendix 1
Table
MLC Investments Limited 24/08/2018 $AUD1,653,053.67
365,672
MLC Investments Limited 29/08/2018 $AUD 1,375,143.65 300,000
MLC Investments Limited 30/08/2018 $AUD 1,342,054.02 292,616
JBWere (NZ) Pty Limited 10/05/2018 $6,382.50 1,110
JBWere (NZ) Pty Limited 13/07/2018 N/A - Client onboarding 826,524
Bank of New Zealand 7/05/2018 $1,953.64 335
Bank of New Zealand 7/05/2018 $1,101.42 188
Bank of New Zealand 7/05/2018 $13,542.72 2,334
Bank of New Zealand 7/05/2018 $5,043.68 868
Bank of New Zealand 7/05/2018 $1,927.12 331
Bank of New Zealand 8/05/2018 $1,818.07 310
Bank of New Zealand 8/05/2018 $1,192.47 203
Bank of New Zealand 8/05/2018 $4,169.67 716
Bank of New Zealand 8/05/2018 $2,293.85 393
100080615/3821102.1
3
Bank of New Zealand 8/05/2018 $2,102.20 360
Bank of New Zealand 8/05/2018 $3,304.36 567
Bank of New Zealand 8/05/2018 $2,357.73 404
Bank of New Zealand 8/05/2018 $3,240.47 556
Bank of New Zealand 8/05/2018 $3,077.86 528
Bank of New Zealand 8/05/2018 $5,052.41 868
Bank of New Zealand 8/05/2018 $122.03 19
Bank of New Zealand 9/05/2018 $337.28 56
Bank of New Zealand 9/05/2018 $734.13 124
Bank of New Zealand 9/05/2018 $1,398.48 238
Bank of New Zealand 11/05/2018 $1,035.87
177
Bank of New Zealand 15/05/2018 $3,339.24 575
Bank of New Zealand 15/05/2018 $5,650.15 976
Bank of New Zealand 15/05/2018 $716.33 122
Bank of New Zealand 15/05/2018 $2,328.20 401
Bank of New Zealand 16/05/2018 $9,728.50 1,679
Bank of New Zealand 16/05/2018 $10,799.17 1,864
Bank of New Zealand 16/05/2018 $5,648.40 974
Bank of New Zealand 16/05/2018 $2,025.51 348
Bank of New Zealand 16/05/2018 $6,037.23 1,043
Bank of New Zealand 16/05/2018 $1,617.59
278
Bank of New Zealand 17/05/2018 $273,839.06 47,377
Bank of New Zealand 17/05/2018 $13,623.89 2,348
Bank of New Zealand 17/05/2018 $1,223.16 209
Bank of New Zealand 17/05/2018 $3,843.61 661
Bank of New Zealand 17/05/2018 $4,342.19
747
Bank of New Zealand 18/05/2018 $3,432.23 588
Bank of New Zealand 18/05/2018 $6,352.65 1,090
Bank of New Zealand 18/05/2018 $2,781.68 477
Bank of New Zealand 18/05/2018 $18,967.20 3,264
Bank of New Zealand 18/05/2018 $1,120.73 191
Bank of New Zealand 18/05/2018 $3,333.43 573
Bank of New Zealand 21/05/2018 $27,287.54 4,601
Bank of New Zealand 21/05/2018 $2,095.88 339
Bank of New Zealand 21/05/2018 $3,734.11 641
Bank of New Zealand 21/05/2018 $7,961.97 1,369
Bank of New Zealand 22/05/2018 $4,607.53 773
Bank of New Zealand 22/05/2018 $1,020.25 174
Bank of New Zealand 23/05/2018 $889.95 151
Bank of New Zealand 23/05/2018 $3,455.74 590
Bank of New Zealand 24/05/2018 $492.69 83
Bank of New Zealand 24/05/2018 $4,771.20 821
Bank of New Zealand 25/05/2018 $12,328.29 2,313
Bank of New Zealand 25/05/2018 $1,783.09 329
Bank of New Zealand 25/05/2018 $2,784.66 515
Bank of New Zealand 25/05/2018 $3,301.60 611
Bank of New Zealand 25/05/2018 $2,057.71 380
Bank of New Zealand 25/05/2018 $5,272.43
977
Bank of New Zealand 25/05/2018 $988.01 180
Bank of New Zealand 28/05/2018 $5,514.74 1,022
100080615/3821102.1
4
Bank of New Zealand 28/05/2018 $2,995.37
540
Bank of New Zealand 28/05/2018 $6,250.99 1,148
Bank of New Zealand 29/05/2018 $5,621.59 1,079
Bank of New Zealand 29/05/2018 $609.36 110
Bank of New Zealand 29/05/2018 $5,098.75 936
Bank of New Zealand 30/05/2018 $6,496.96 1,264
Bank of New Zealand 30/05/2018 $3,803.60 740
Bank of New Zealand 30/05/2018 $3,906.90 733
Bank of New Zealand 31/05/2018 $1,195.90 225
Bank of New Zealand 31/05/2018 $1,748.62 330
Bank of New Zealand 31/05/2018 $874.80
164
Bank of New Zealand 31/05/2018 $2,480.31 469
Bank of New Zealand 31/05/2018 $2,022.35 382
Bank of New Zealand 31/05/2018 $8,565.49 1,625
Bank of New Zealand 1/06/2018 $8,968.76 1,312
Bank of New Zealand 1/06/2018 $3,762.22
725
Bank of New Zealand 1/06/2018 $1,424.63 270
Bank of New Zealand 5/06/2018 $22,203.20 4,264
Bank of New Zealand 5/06/2018 $2,092.94 400
Bank of New Zealand 5/06/2018 $1,234.35
235
Bank of New Zealand 6/06/2018 $12,244.30 1,767
Bank of New Zealand 6/06/2018 $3,309.89 629
Bank of New Zealand 6/06/2018 $5,044.76
958
Bank of New Zealand 6/06/2018 $4,510.74 858
Bank of New Zealand 6/06/2018 $6,247.91 1,187
Bank of New Zealand 7/06/2018 $10,096.93 1,905
Bank of New Zealand 7/06/2018 $1,666.43 312
Bank of New Zealand 7/06/2018 $8,095.73 1,527
Bank of New Zealand 7/06/2018 $5,570.40 1,050
Bank of New Zealand 7/06/2018 $5,691.93 1,075
Bank of New Zealand 7/06/2018 $97,106.93 18,410
Bank of New Zealand 8/06/2018 $5,548.66 1,060
Bank of New Zealand 8/06/2018 $5,036.73 962
Bank of New Zealand 8/06/2018 $2,712.17 517
Bank of New Zealand 8/06/2018 $1,633.98 310
Bank of New Zealand 11/06/2018 $3,461.49 663
Bank of New Zealand 11/06/2018 $9,841.11 1,889
Bank of New Zealand 11/06/2018 $2,785.02 533
Bank of New Zealand 11/06/2018 $10,377.08 1,992
Bank of New Zealand 11/06/2018 $7,474.62 1,437
Bank of New Zealand 13/06/2018 $5,246.59 1,008
Bank of New Zealand 14/06/2018 $2,007.14 385
Bank of New Zealand 14/06/2018 $1,263.14 241
Bank of New Zealand 14/06/2018 $3,728.05 717
Bank of New Zealand 14/06/2018 $3,648.82 699
Bank of New Zealand 15/06/2018 $1,588.40 306
Bank of New Zealand 15/06/2018 $1,834.16 353
Bank of New Zealand 15/06/2018 $1,834.16 353
Bank of New Zealand 15/06/2018 $4,652.05 897
Bank of New Zealand 15/06/2018 $989.27 189
100080615/3821102.1
5
Bank of New Zealand 15/06/2018 $4,957.28 956
Bank of New Zealand 15/06/2018 $820.12 156
Bank of New Zealand 15/06/2018 $759.24 147
Bank of New Zealand 15/06/2018 $847.05 164
Bank of New Zealand 15/06/2018 $1,146.61 222
Bank of New Zealand 15/06/2018 $351.21 68
Bank of New Zealand 15/06/2018 $965.84 187
Bank of New Zealand 15/06/2018 $227.26 44
Bank of New Zealand 15/06/2018 $428.69 83
Bank of New Zealand 15/06/2018 $495.83 96
Bank of New Zealand 15/06/2018 $676.60 131
Bank of New Zealand 15/06/2018 $464.84 90
Bank of New Zealand 15/06/2018 $588.80 114
Bank of New Zealand 15/06/2018 $1,683.76 326
Bank of New Zealand 15/06/2018 $413.19 80
Bank of New Zealand 15/06/2018 $1,291.23 250
Bank of New Zealand 15/06/2018 $211.76 41
Bank of New Zealand 15/06/2018 $697.26 135
Bank of New Zealand 15/06/2018 $831.55 161
Bank of New Zealand 15/06/2018 $728.25 141
Bank of New Zealand 15/06/2018 $604.30 117
Bank of New Zealand 15/06/2018 $3,021.48 585
Bank of New Zealand 15/06/2018 $423.52 82
Bank of New Zealand 15/06/2018 $1,249.91 242
Bank of New Zealand 15/06/2018 $2,143.44 415
Bank of New Zealand 15/06/2018 $356.38 69
Bank of New Zealand 15/06/2018 $604.30 117
Bank of New Zealand 15/06/2018 $893.53 173
Bank of New Zealand 15/06/2018 $950.35 184
Bank of New Zealand 15/06/2018 $1,120.79 217
Bank of New Zealand 15/06/2018 $1,265.41 245
Bank of New Zealand 15/06/2018 $423.52 82
Bank of New Zealand 15/06/2018 $1,270.57 246
Bank of New Zealand 15/06/2018 $1,317.06 255
Bank of New Zealand 15/06/2018 $883.20 171
Bank of New Zealand 15/06/2018 $2,783.89 539
Bank of New Zealand 15/06/2018 $650.78 126
Bank of New Zealand 15/06/2018 $108.46 21
Bank of New Zealand 15/06/2018 $2,241.58 434
Bank of New Zealand 15/06/2018 $898.70 174
Bank of New Zealand 15/06/2018 $459.68 89
Bank of New Zealand 15/06/2018 $738.58 143
Bank of New Zealand 15/06/2018 $439.02 85
Bank of New Zealand 15/06/2018 $20,060.77 3,883
Bank of New Zealand 15/06/2018 $26,778.28 5,184
Bank of New Zealand 15/06/2018 $7,155.98 1,381
Bank of New Zealand 18/06/2018 $3,676.22 721
Bank of New Zealand 18/06/2018 $225.71 44
Bank of New Zealand 18/06/2018 $882.32 172
Bank of New Zealand 18/06/2018 $487.33 95
100080615/3821102.1
6
Bank of New Zealand 18/06/2018 $1,102.90 215
Bank of New Zealand 18/06/2018 $820.76 160
Bank of New Zealand 18/06/2018 $6,176.41 1,201
Bank of New Zealand 19/06/2018 $45,759.92 7,448
Bank of New Zealand 19/06/2018 $5,053.82 994
Bank of New Zealand 19/06/2018 $5,338.30 1,048
Bank of New Zealand 19/06/2018 $1,780.32 348
Bank of New Zealand 20/06/2018 $3,686.50 730
Bank of New Zealand 20/06/2018 $5,348.04 1,052
Bank of New Zealand 20/06/2018 $2,928.34 575
Bank of New Zealand 21/06/2018 $4,480.60 881
Bank of New Zealand 21/06/2018 $12,693.40 2,500
Bank of New Zealand 21/06/2018 $700.28 138
Bank of New Zealand 21/06/2018 $1,390.41 274
Bank of New Zealand 21/06/2018 $690.13 136
Bank of New Zealand 21/06/2018 $882.96 174
Bank of New Zealand 21/06/2018 $1,162.06 229
Bank of New Zealand 21/06/2018 $857.59 169
Bank of New Zealand 21/06/2018 $436.41 86
Bank of New Zealand 21/06/2018 $649.53 128
Bank of New Zealand 21/06/2018 $624.16 123
Bank of New Zealand 21/06/2018 $715.50 141
Bank of New Zealand 21/06/2018 $598.79 118
Bank of New Zealand 21/06/2018 $816.99 161
Bank of New Zealand 21/06/2018 $487.15 96
Bank of New Zealand 21/06/2018 $679.98 134
Bank of New Zealand 21/06/2018 $1,030.12 203
Bank of New Zealand 21/06/2018 $877.89 173
Bank of New Zealand 21/06/2018 $1,760.85 347
Bank of New Zealand 21/06/2018 $598.79 118
Bank of New Zealand 21/06/2018 $740.88 146
Bank of New Zealand 21/06/2018 $751.02 148
Bank of New Zealand 21/06/2018 $867.74 171
Bank of New Zealand 21/06/2018 $588.64 116
Bank of New Zealand 21/06/2018 $1,314.29 259
Bank of New Zealand 21/06/2018 $1,471.60 290
Bank of New Zealand 21/06/2018 $1,004.75 198
Bank of New Zealand 21/06/2018 $1,126.54 222
Bank of New Zealand 21/06/2018 $1,699.95 335
Bank of New Zealand 21/06/2018 $492.23 97
Bank of New Zealand 21/06/2018 $872.81 172
Bank of New Zealand 21/06/2018 $695.20 137
Bank of New Zealand 21/06/2018 $2,334.26 460
Bank of New Zealand 21/06/2018 $898.18 177
Bank of New Zealand 21/06/2018 $1,994.27 393
Bank of New Zealand 21/06/2018 $1,973.98 389
Bank of New Zealand 21/06/2018 $11,333.90 2,232
Bank of New Zealand 22/06/2018 $7,362.08 1,424
Bank of New Zealand 22/06/2018 $3,248.04 633
Bank of New Zealand 22/06/2018 $2,542.44 495
100080615/3821102.1
7
Bank of New Zealand 22/06/2018 $821.27 159
Bank of New Zealand 22/06/2018 $2,226.91 435
Bank of New Zealand 22/06/2018 $8,761.09 1,718
Bank of New Zealand 22/06/2018 $1,228.96 240
Bank of New Zealand 25/06/2018 $2,005.58 390
Bank of New Zealand 25/06/2018 $6,464.13 1,262
Bank of New Zealand 25/06/2018 $9,005.30 1,759
Bank of New Zealand 25/06/2018 $4,239.97 827
Bank of New Zealand 26/06/2018 $6,635.98 1,278
Bank of New Zealand 26/06/2018 $19,410.19 3,757
Bank of New Zealand 26/06/2018 $11,530.92 2,231
Bank of New Zealand 26/06/2018 $44,321.12 8,591
Bank of New Zealand 26/06/2018 $618.40 118
Bank of New Zealand 27/06/2018 $2,295.09 438
Bank of New Zealand 27/06/2018 $4,549.04 872
Bank of New Zealand 27/06/2018 $2,842.26 544
Bank of New Zealand 28/06/2018 $9,244.91 1,771
Bank of New Zealand 28/06/2018 $2,228.24 426
Bank of New Zealand 2/07/2018 $5,517.32 1,038
Bank of New Zealand 2/07/2018 $303.23 55
Bank of New Zealand 3/07/2018 $5,653.98 1,023
Bank of New Zealand 3/07/2018 $7,672.70 1,389
Bank of New Zealand 3/07/2018 $4,004.81 724
Bank of New Zealand 4/07/2018 $4,643.65 846
Bank of New Zealand 5/07/2018 $16,193.60 3,045
Bank of New Zealand 5/07/2018 $1,284.03 239
Bank of New Zealand 5/07/2018 $12,590.13 2,358
Bank of New Zealand 6/07/2018 $3,793.43 713
Bank of New Zealand 6/07/2018 $2,367.41 445
Bank of New Zealand 6/07/2018 $3,060.95 576
Bank of New Zealand 6/07/2018 $800.33 149
Bank of New Zealand 6/07/2018 $1,211.00 227
Bank of New Zealand 9/07/2018 $2,500.86 472
Bank of New Zealand 9/07/2018 $1,697.14 319
Bank of New Zealand 9/07/2018 $17,790.36 3,371
Bank of New Zealand 9/07/2018 $504.80 93
Bank of New Zealand 10/07/2018 $3,800.22 717
Bank of New Zealand 10/07/2018 $3,369.93 638
Bank of New Zealand 11/07/2018 $6,295.70 1,187
Bank of New Zealand 11/07/2018 $1,176.22 220
Bank of New Zealand 11/07/2018 $2,138.51 401
Bank of New Zealand 11/07/2018 $122,164.36 23,073
Bank of New Zealand 11/07/2018 $7,285.72 1,374
Bank of New Zealand 12/07/2018 $473.93 89
Bank of New Zealand 12/07/2018 $1,198.15 225
Bank of New Zealand 12/07/2018 $857.34 161
Bank of New Zealand 12/07/2018 $2,433.57 457
Bank of New Zealand 12/07/2018 $2,603.97 489
Bank of New Zealand 12/07/2018 $564.46 106
Bank of New Zealand 12/07/2018 $1,139.57 214
100080615/3821102.1
8
Bank of New Zealand 12/07/2018 $47,915.16 8,998
Bank of New Zealand 12/07/2018 $867.99 163
Bank of New Zealand 12/07/2018 $756.16 142
Bank of New Zealand 12/07/2018 $548.48 103
Bank of New Zealand 12/07/2018 $915.92 172
Bank of New Zealand 12/07/2018 $186.38 35
Bank of New Zealand 12/07/2018 $2,066.13 388
Bank of New Zealand 12/07/2018 $883.96 166
Bank of New Zealand 12/07/2018 $415.36 78
Bank of New Zealand 12/07/2018 $1,070.34 201
Bank of New Zealand 12/07/2018 $2,609.29 490
Bank of New Zealand 12/07/2018 $1,411.15 265
Bank of New Zealand 12/07/2018 $1,341.92 252
Bank of New Zealand 12/07/2018 $2,923.47 549
Bank of New Zealand 12/07/2018 $4,196.17 788
Bank of New Zealand 12/07/2018 $330.16 62
Bank of New Zealand 12/07/2018 $5,026.88 944
Bank of New Zealand 12/07/2018 $2,289.79 430
Bank of New Zealand 12/07/2018 $426.01 80
Bank of New Zealand 12/07/2018 $564.46 106
Bank of New Zealand 12/07/2018 $740.19 139
Bank of New Zealand 12/07/2018 $633.69 119
Bank of New Zealand 12/07/2018 $7,476.29 1,402
Bank of New Zealand 12/07/2018 $2,844.03 533
Bank of New Zealand 12/07/2018 $2,525.17 473
Bank of New Zealand 12/07/2018 $1,836.16 344
Bank of New Zealand 12/07/2018 $7,463.98 1,405
Bank of New Zealand 13/07/2018 $5,054.27 940
Bank of New Zealand 13/07/2018 $2,779.82 517
Bank of New Zealand 13/07/2018 $5,189.38 967
Bank of New Zealand 13/07/2018 $1,500.07 278
Bank of New Zealand 13/07/2018 $1,926.68 357
Bank of New Zealand 16/07/2018 $1,718.47 317
Bank of New Zealand 17/07/2018 $1,522.06 280
Bank of New Zealand 17/07/2018 $3,340.12 617
Bank of New Zealand 17/07/2018 $5,454.89 1,009
Bank of New Zealand 18/07/2018 $27,651.82 5,257
Bank of New Zealand 18/07/2018 $2,177.64 414
Bank of New Zealand 18/07/2018 $565.10 103
Bank of New Zealand 18/07/2018 $1,016.57 187
Bank of New Zealand 19/07/2018 $7,302.75 1,372
Bank of New Zealand 19/07/2018 $549.14 103
Bank of New Zealand 19/07/2018 $431.85 81
Bank of New Zealand 19/07/2018 $559.80 105
Bank of New Zealand 19/07/2018 $442.51 83
Bank of New Zealand 19/07/2018 $2,041.95 383
Bank of New Zealand 19/07/2018 $383.87 72
Bank of New Zealand 19/07/2018 $261.24 49
Bank of New Zealand 19/07/2018 $1,866.01 350
Bank of New Zealand 19/07/2018 $298.56 56
100080615/3821102.1
9
Bank of New Zealand 19/07/2018 $623.78 117
Bank of New Zealand 19/07/2018 $1,199.58 225
Bank of New Zealand 19/07/2018 $702.36 130
Bank of New Zealand 19/07/2018 $4,964.45 932
Bank of New Zealand 20/07/2018 $4,940.39 931
Bank of New Zealand 24/07/2018 $735.43 137
Bank of New Zealand 24/07/2018 $7,133.69 1,353
Bank of New Zealand 24/07/2018 $16,482.39 3,123
Bank of New Zealand 25/07/2018 $1,722.95 327
Bank of New Zealand 25/07/2018 $1,623.51 308
Bank of New Zealand 26/07/2018 $24,165.49 4,615
Bank of New Zealand 26/07/2018 $7,274.25 1,385
Bank of New Zealand 27/07/2018 $6,222.52 1,189
Bank of New Zealand 30/07/2018 $4,262.85 817
Bank of New Zealand 30/07/2018 $3,702.78 708
Bank of New Zealand 30/07/2018 $3,250.22 620
Bank of New Zealand 31/07/2018 $4,137.96 793
Bank of New Zealand 31/07/2018 $1,520.55 290
Bank of New Zealand 2/08/2018 $14,274.59 2,757
Bank of New Zealand 2/08/2018 $7,269.79 1,403
Bank of New Zealand 2/08/2018 $9,476.53 1,826
Bank of New Zealand 2/08/2018 $1,528.01 292
Bank of New Zealand 3/08/2018 $2,041.89 394
Bank of New Zealand 3/08/2018 $5,046.25 977
Bank of New Zealand 3/08/2018 $3,522.57 680
Bank of New Zealand 6/08/2018 $62.83 10
Bank of New Zealand 6/08/2018 $6,756.46 1,314
Bank of New Zealand 6/08/2018 $3,994.82 776
Bank of New Zealand 6/08/2018 $1,520.65 294
Bank of New Zealand 6/08/2018 $1,520.65 294
Bank of New Zealand 6/08/2018 $3,168.39 615
Bank of New Zealand 7/08/2018 $7,561.74 1,468
Bank of New Zealand 7/08/2018 $1,222.52 235
Bank of New Zealand 7/08/2018 $4,051.67 784
Bank of New Zealand 7/08/2018 $5,849.05 1,135
Bank of New Zealand 7/08/2018 $5,694.75 1,105
Bank of New Zealand 7/08/2018 $2,834.73 550
Bank of New Zealand 8/08/2018 $2,072.81 400
Bank of New Zealand 8/08/2018 $1,073.08 206
Bank of New Zealand 9/08/2018 $620.77 118
Bank of New Zealand 9/08/2018 $1,297.17 249
Bank of New Zealand 9/08/2018 $37,529.98 7,263
Bank of New Zealand 9/08/2018 $11,102.37 2,148
Bank of New Zealand 10/08/2018 $10,502.82 2,109
Bank of New Zealand 10/08/2018 $3,901.90 752
Bank of New Zealand 10/08/2018 $2,856.88 550
Bank of New Zealand 10/08/2018 $30,281.12 5,851
Bank of New Zealand 13/08/2018 $7,287.93 1,412
Bank of New Zealand 14/08/2018 $6,143.89 1,221
Bank of New Zealand 14/08/2018 $10,116.16 2,020
100080615/3821102.1
10
Bank of New Zealand 14/08/2018 $3,032.89 604
Bank of New Zealand 14/08/2018 $6,764.61 1,350
Bank of New Zealand 14/08/2018 $291.63 56
Bank of New Zealand 14/08/2018 $882.25 177
Bank of New Zealand 14/08/2018 $10,906.03 2,188
Bank of New Zealand 14/08/2018 $842.38 169
Bank of New Zealand 14/08/2018 $588.17 118
Bank of New Zealand 14/08/2018 $1,271.04 255
Bank of New Zealand 14/08/2018 $1,206.24 242
Bank of New Zealand 14/08/2018 $3,040.53 610
Bank of New Zealand 14/08/2018 $99.69 20
Bank of New Zealand 14/08/2018 $1,121.51 225
Bank of New Zealand 14/08/2018 $548.29 110
Bank of New Zealand 14/08/2018 $672.90 135
Bank of New Zealand 14/08/2018 $872.28 175
Bank of New Zealand 14/08/2018 $473.53 95
Bank of New Zealand 14/08/2018 $922.13 185
Bank of New Zealand 14/08/2018 $583.18 117
Bank of New Zealand 14/08/2018 $34.89 7
Bank of New Zealand 14/08/2018 $862.31 173
Bank of New Zealand 14/08/2018 $2,532.76 502
Bank of New Zealand 15/08/2018 $3,239.47 644
Bank of New Zealand 15/08/2018 $6,226.84 1,240
Bank of New Zealand 15/08/2018 $1,450.80 286
Bank of New Zealand 15/08/2018 $4,943.35 980
Bank of New Zealand 16/08/2018 $6,052.92 1,230
Bank of New Zealand 16/08/2018 $7,285.90 1,478
Bank of New Zealand 16/08/2018 $179,021.74 36,371
Bank of New Zealand 17/08/2018 $699.25 142
Bank of New Zealand 17/08/2018 $625.38 127
Bank of New Zealand 17/08/2018 $3,062.45 625
Bank of New Zealand 17/08/2018 $3,667.76 749
Bank of New Zealand 20/08/2018 $5,154.77 1,045
Bank of New Zealand 20/08/2018 $11,006.77 2,234
Bank of New Zealand 20/08/2018 $633.09 129
Bank of New Zealand 20/08/2018 $1,899.26 387
Bank of New Zealand 20/08/2018 $662.53 135
Bank of New Zealand 20/08/2018 $530.03 108
Bank of New Zealand 20/08/2018 $628.18 128
Bank of New Zealand 20/08/2018 $780.32 159
Bank of New Zealand 20/08/2018 $584.01 119
Bank of New Zealand 20/08/2018 $1,555.73 317
Bank of New Zealand 20/08/2018 $2,125.02 433
Bank of New Zealand 21/08/2018 $2,367.02 469
Bank of New Zealand 21/08/2018 $10,089.32 2,004
Bank of New Zealand 21/08/2018 $841.84 167
Bank of New Zealand 22/08/2018 $1,808.10 357
Bank of New Zealand 22/08/2018 $4,393.49 869
Bank of New Zealand 23/08/2018 $496.01 98
Bank of New Zealand 23/08/2018 $1,002.13 198
100080615/3821102.1
11
Bank of New Zealand 23/08/2018 $7,274.42 1,449
Bank of New Zealand 23/08/2018 $2,025.50 401
Bank of New Zealand 23/08/2018 $9,755.02 1,940
Bank of New Zealand 23/08/2018 $1,093.49 215
Bank of New Zealand 23/08/2018 $5,345.95 1,060
Bank of New Zealand 24/08/2018 $1,449.27 288
Bank of New Zealand 24/08/2018 $2,137.48 425
Bank of New Zealand 24/08/2018 $5,469.01 1,091
Bank of New Zealand 24/08/2018 $11,381.74 2,273
Bank of New Zealand 24/08/2018 $3,941.20 784
Bank of New Zealand 24/08/2018 $4,031.42 802
Bank of New Zealand 27/08/2018 $1,622.46 324
Bank of New Zealand 27/08/2018 $1,264.47 252
Bank of New Zealand 27/08/2018 $1,925.76 385
Bank of New Zealand 27/08/2018 $12,690.38 2,550
Bank of New Zealand 27/08/2018 $3,233.43 648
Bank of New Zealand 28/08/2018 $61,937.03 9,971
Bank of New Zealand 28/08/2018 $647.93 128
Bank of New Zealand 29/08/2018 $25,375.75 5,091
Bank of New Zealand 31/08/2018 $262.12 50
Bank of New Zealand 31/08/2018 $386.67 75
Bank of New Zealand 31/08/2018 $10,096.15 2,016
Bank of New Zealand 31/08/2018 $106,915.76 21,371
Bank of New Zealand 31/08/2018 $7,569.98 1,511
Bank of New Zealand 31/08/2018 $14,004.75 2,803
Bank of New Zealand 31/08/2018 $8,187.25 1,641
Bank of New Zealand 31/08/2018 $3,608.63 722
Bank of New Zealand 31/08/2018 $978.04 194
Bank of New Zealand 31/08/2018 $2,392.98 478
Bank of New Zealand 31/08/2018 $1,381.60 275
Bank of New Zealand 31/08/2018 $7,777.94 1,562
Bank of New Zealand 3/09/2018 $11,270.37 2,222
Bank of New Zealand 4/09/2018 $1,856.57 363
Bank of New Zealand 4/09/2018 $42,315.38 8,356
Bank of New Zealand 4/09/2018 $4,552.74 897
Bank of New Zealand 5/09/2018 $2,331.08 460
Bank of New Zealand 5/09/2018 $1,075.48 211
Bank of New Zealand 5/09/2018 $4,327.94 856
Bank of New Zealand 5/09/2018 $3,077.38 608
Bank of New Zealand 5/09/2018 $2,391.59 472
Bank of New Zealand 5/09/2018 $12,946.69 2,555
Bank of New Zealand 6/09/2018 $1,151.12 226
Bank of New Zealand 6/09/2018 $3,811.08 752
Bank of New Zealand 6/09/2018 $11,334.63 2,250
Bank of New Zealand 6/09/2018 $7,288.50 1,446
100080615/3821102.1
12
Additional information
Address(es) of substantial product holder(s):
Name Address
National Australia Bank Limited Level 1
800 Bourke Street
DOCKLANDS VIC 3008
MLC Investments Limited
Ground Floor
105-153 Miller Street
NORTH SYDNEY NSW 2060
National Nominees Limited Level 1
800 Bourke Street
DOCKLANDS VIC 3008
MLC Wealth Management Limited
Ground Floor
105-153 Miller Street
NORTH SYDNEY NSW 2060
Navigator Australia Limited
Ground Floor
105-153 Miller Street
NORTH SYDNEY NSW 2060
JBWere (NZ) Pty Limited Level 38
Vero Centre
48 Shortland Street
AUCKLAND NEW ZEALAND 1010
JBWere (NZ) Nominees Limited Level 38
Vero Centre
48 Shortland Street
AUCKLAND NEW ZEALAND 1010
Bank of New Zealand Level 4
80 Queen Street
AUCKLAND NEW ZEALAND 1010
FNZ Custodians Limited Level 7
256 Lambton Quay
WELLINGTON NEW ZEALAND 6011
Contact details:
Sarah Mohan
+61 402 764 610
Sarah.Mohan@national.com.au
Nature of connection between substantial product holders:
Name and ACN/ARSN
(if applicable
Nature of association
MLC Wealth Management
Limited
MLC Wealth Management Limited is a wholly owned
subsidiary of National Wealth Management Holdings
Limited whose ultimate parent is National Australia
Bank Limited.
MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary
of MLC Holdings Limited whose ultimate parent is
National Australia Bank Limited.
JBWere (NZ) Pty Limited JBWere (NZ) Pty Limited is a wholly owned subsidiary
of JBWere Limited whose ultimate parent is National
Australia Bank Limited
Bank of New Zealand Bank of New Zealand Limited is a wholly owned
subsidiary of National Australia Group (NZ) Limited
whose ultimate parent is National Australia Bank
Limited.
Certification
I, Kelly Patterson, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Appendix 1 -FSF
Type of agreement and
parties to agreement
(vii)VICSUPER PTY LTD( a )DEUTSCHE SECURITIES AUSTRALIA LIMITED
(xi)
ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION
(QLD) LTD
( b )UBS SECURITIES AUSTRALIA LTD
( h )MORGAN STANLEY AUSTRALIA SECURITIES LIMITED
Holder of voting rights
Are there any restrictions
on voting
Scheduled date of return
(if any)
Does the borrower have
the right to return early?
Does the lender have the
right to recall early?
Will the securities be
returned on settlement?
National Australia Bank Limited and
AMSLA Counterparties
Yes, or equivalent protection under AMSLA.
National Australia Bank Limited and
Securities Borrowing Agreement (SBA) clients
Yes - at notice
Yes - at notice
7/5/2018 to 6/9/20187/5/2018 to 6/9/2018
On demandOn demand
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in accordance
with the instructions from the lender.
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
Specific dates for each transfer can be found by matching the number
reference in the 'Type of agreement and parties to agreement' field to
the accompanying list of transactions.
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to
the company, responsible entity or ASIC.
Yes - at notice
Specific dates for each transfer can be found by matching the number
reference in the 'Type of agreement and parties to agreement' field to the
accompanying list of transactions.
Registered ownerRegistered owner
Yes - at notice
Yes, or equivalent protection under Securities Borrowing Agreement.
Transfer dates
Appendix 1-FSF
DateNature of ChangeConsideration
No. of
Securities
Class
AMSLA
Counterparty
25/05/2018Settle Sec Loan20000ORD( b )
25/05/2018Settle Sec Loan20000ORD( b )
30/05/2018Settle Sec Loan10000ORD( h )
31/05/2018Return Security-10000ORD( h )
23/07/2018Return Security-1ORD( b )
23/07/2018Return Security-15073ORD( b )
23/07/2018Return Security-20000ORD( b )
15/08/2018Return Security-2500ORD( b )
15/08/2018Settle Sec Loan20000ORD( b )
16/08/2018Settle Sec Loan20000ORD( b )
17/08/2018Return Security-2427ORD( b )
17/08/2018Return Security-4573ORD( b )
20/08/2018Settle Sec Loan20000ORD( a )
24/08/2018Settle Sec Loan25000ORD( a )
31/08/2018Settle Sec Loan15000ORD( a )
4/09/2018Settle Sec Loan2000ORD( a )
6/09/2018Pending Loan25000ORD
( a )
Appendix 1-FSF
DateNature of ChangeConsideration
No. of
Securities
Class
SBA
Counterparty
25/05/2018Settle Sec Loan20000ORD(vii)
25/05/2018Settle Sec Loan20000ORD(vii)
30/05/2018Settle Sec Loan10000ORD(vii)
31/05/2018Return Security-10000ORD(vii)
29/06/2018Re-Alloc Rtn-20000ORD(vii)
29/06/2018Re-Alloc Loan20000ORD(xi)
29/06/2018Re-Alloc Rtn-20000ORD(vii)
29/06/2018Re-Alloc Loan20000ORD(xi)
23/07/2018Return Security-1ORD(xi)
23/07/2018Return Security-15073ORD(xi)
23/07/2018Return Security-20000ORD(xi)
15/08/2018Return Security-2500ORD(xi)
15/08/2018Settle Sec Loan20000ORD(xi)
16/08/2018Settle Sec Loan20000ORD(xi)
17/08/2018Return Security-2427ORD(xi)
17/08/2018Return Security-4573ORD(xi)
20/08/2018Settle Sec Loan20000ORD(xi)
24/08/2018Settle Sec Loan25000ORD(xi)
31/08/2018Settle Sec Loan15000ORD(xi)
4/09/2018Settle Sec Loan2000ORD(xi)
6/09/2018
Pending Loan25000ORD(xi)
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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