Notification of Issue of Securities

Stock Exchange Announcement
STOCK EXCHANGE LISTINGS: NEW ZEALAND (FPH), AUSTRALIA (FPH),


NOTIFICATION OF ISSUE OF SECURITIES

Auckland, New Zealand 13 September 2018 - Fisher & Paykel Healthcare Corporation Limited
(NZSX:FPH, ASX:FPH) advises that the Board had determined to issue, with effect from today,
options to acquire 670,303 ordinary shares in the Company to selected employees. The details of
the issue are set out below:


(a) Class of Security: Unlisted Options to acquire ordinary shares in the Company
(“Options”) issued under the Fisher & Paykel Healthcare 2003
Share Option Plan (the “Option Plan”) and the Fisher & Paykel
Healthcare (North American) 2003 Share Option Plan (the
“North American Plan”).
ISIN: N/A
(b) Number Issued: 670,303
(c) Nominal value:
Issue Price:
There is no nominal value for the Options.
No amount is payable for the grant of Options.

The Options have an exercise price of $14.91 per share (being
the volume weighted average price for a share on the NZX for
the five business days prior to the grant date).
(d) Payment terms: N/A
(e) Amount Paid up: N/A
(f) Percentage of total class
issued:
670,303 Options to acquire ordinary shares represent
approximately 0.11703% of the ordinary shares on issue.
(g) Reason for issue: Issue of Options under the Option Plan and North American
Plan to incentivise selected employees to grow the share price
of the Company and to attract, motivate and retain key
employees.
(h) Authority for issue: Directors’ resolution dated 23 August 2018.
(i) Terms of Issue: The Options will be issued on the terms of the Option Plan and
the North American Plan in the form approved by the Board.

(j) Total number of securities
after issue:
4,309,919 Options, 1,288,285 PSRs, 126,377 ESRs and
572,741,621 Ordinary Shares
(l) Date of issue: 13 September 2018

This advice is given under Listing Rule 7.12.1.
Contact: Edward Timmins, Company Secretary on +64 9 574 0164. For more information about
the company visit our website www.fphcare.com

Ends//

---

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 1
Rul e 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B

New issue announcement,
application for quotation of additional securities
and agreement

I nfor mati on or documents not avai l abl e now must be gi ven to ASX as soon as avai l abl e. I nfor mati on and
documents gi ven to ASX become ASX’ s pr oper ty and may be made publ i c.
I ntroduced 01/07/96 Ori gi n: A ppendi x 5 A mended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13


N ame of ent i t y
Fi sher & Pay k el H eal t hcar e Cor por at i on L i mi t ed

ABN
098 026 281


We (the enti ty) gi ve A SX the f ol l owi ng i nf ormati on.


Part 1 - All issues
You must compl ete the r el evant secti ons (attach sheets i f ther e i s not enough space).

1
+
Cl ass of
+
secur i t i es i ssued or t o
be i ssued

Opti ons to acqui re ordi nar y shar es


2 Number of
+
secur i t i es i ssued or t o
be i ssued (i f known) or maxi mum
number whi ch may be i ssued

670,303


3 Pr i nci pal t er ms of t he
+
secur i t i es
(e.g. i f opt i ons, ex er ci se pr i ce and
ex pi r y dat e; i f par t l y pai d
+
securi ti es, the amount outstandi ng
and due dat es f or pay ment ; i f
+
conv er t i bl e secur i t i es, t he
conversi on pri ce and dates f or
conversi on)
No amount i s payabl e f or the grant of Opti ons.

The Opti ons have an exerci se pri ce of $14.91
per shar e ( bei ng t he v ol ume w ei ght ed av er age
pr i ce f or a shar e on t he N Z X f or t he f i v e
busi ness days pri or to the grant date).

4 D o t he
+
secur i t i es r ank equal l y i n
al l r espect s f r om t he
+
i ssue dat e
wi th an exi sti ng
+
cl ass of quoted
+
secur i t i es?

I f t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• the extent to whi ch they
par t i ci pat e f or t he nex t
di v i dend, ( i n t he case of a t r ust ,
di stri buti on) or i nterest
pay ment
• the extent to whi ch they do not
rank equal l y, other than i n
r el at i on t o t he nex t di v i dend,
distribution or i nt er est pay ment
No





• When the Opti on exerci sed and
conv er t ed
• Not unti l Opti on exerci sed and
conv er t ed


• No, wi l l rank equal l y f rom conversi on


5 I ssue pri ce or consi derati on

Nil


6 Pur pose of t he i ssue
(I f i ssued as consi derati on f or the
acqui si t i on of asset s, cl ear l y
i dent i f y t hose asset s)






I ssued to sel ect ed empl oy ees under the Fi sher
& Pay k el H eal thcare 2003 Share Opti on Pl an
and Fi sher & Pay k el H eal t hcar e ( N or t h
A meri can) 2003 Share Opti on Pl an.




6a I s t he ent i t y an
+
eligible entity that
has obt ai ned secur i t y hol der
approval under rul e 7.1A ?

I f Y es, compl ete secti ons 6b – 6h
i n r el ati on to the
+
secur i t i es t he
subj ect of thi s Appendi x 3B, and
compl y wi th secti on 6i
No


6b T he dat e t he secur i t y hol der
resol uti on under rul e 7. 1A w as
passed



6c Number of
+
secur i t i es i ssued
wi thout securi ty hol der approval
under rul e 7.1



6d Number of
+
secur i t i es i ssued w i t h
secur i t y hol der appr ov al under r ul e
7.1A

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 3
6e Number of
+
secur i t i es i ssued w i t h
securi ty hol der approv al under r ul e
7.3, or another speci f i c securi ty
hol der approval (speci f y date of
meet i ng)




6f Number of
+
secur i t i es i ssued under
an ex cept i on i n r ul e 7. 2



6g If
+
secur i t i es i ssued under r ul e
7. 1A , w as i ssue pr i ce at l east 75%
of 15 day V WA P
as cal cul at ed
under rul e 7.1A .3? I ncl ude the
+
i ssue dat e and bot h v al ues.
I ncl ude the source of the V WA P
calculation.



6h If
+
secur i t i es w er e i ssued under
rul e 7.1A f or non-cash
consi der at i on, st at e dat e on w hi ch
v al uat i on of consi der at i on w as
r el eased t o A SX M ar k et
A nnouncements



6i Cal cul at e t he ent i t y ’ s r emai ni ng
i ssue capaci t y under r ul e 7. 1 and
rul e 7.1A – compl et e A nnex ur e 1
and r el ease t o A SX M ar k et
A nnouncements



7
+
I ssue dat es
N ot e: T he i ssue dat e may be pr escr i bed by A SX
(refer to the def i ni ti on of i ssue date i n rul e 19.12).
For ex ampl e, t he i ssue dat e f or a pr o r at a
ent i t l ement i ssue must compl y w i t h t he appl i cabl e
ti metabl e i n A ppendi x 7A .
Cross ref erence: i tem 33 of A ppendi x 3B.
13 Sept ember 2018



Number
+
Cl ass
8 Number and
+
class of all
+
securi ti es quoted on A SX
(i ncl udi ng t he
+
securities in sect i on
2 i f appl i cabl e)



572,741,621 Or di nar y Shar es

Part 2 - Pro rata issue

9 Number and +class of all
+securities not quoted on
ASX (including the
securities in clause 2 if
applicable

Number Class


NEW 216,937 PSRs expiring 13 September
2023, NZDNil exercise price.


FPHAT 404,107 PSRs expiring 5 September
2022, NZDNil exercise price.


FPHAJ 375,421 PSRs expiring 6 September
2021, NZDNil exercise price.

FPHAH 291,160 PSRs expiring 8 September
2020, NZDNil exercise price.

FPHAF 660 PSRs expiring 28 August 2019,
NZDNil exercise price.

FPHAV 30,565 Options expiring 7 September
2022, exercise price NZD11.81

FPHAU 1,079,326 Options expiring 5 September
2022, exercise price NZD11.81.

FPHAB 1,169,610 Options expiring 6 September
2021, exercise price NZD9.82.

FPHAI 35,480 Options expiring 11 September
2020, exercise price NZD7.23.


FPHAG 1,040,080 Options expiring 8 September
2020, exercise price NZD7.23.


FPHAE 284,555 Options expiring 28 August 2019,
exercise price NZD4.88.


NEW 670,303 Options expiring 13 September
2023, exercise price NZD14.91.


NEW 126,377 ESRs expiring 13 September
2021, exercise price NZDNil.


10 Dividend policy (in the case of a
trust, di stri buti on pol i cy) on the
i ncr eased capi t al ( i nt er est s)
No change
11 I s securi ty hol der approval
r equi r ed?




12 I s t he i ssue r enounceabl e or non-
r enounceabl e?



13 Rati o i n whi ch the
+
securities will
be of f er ed



14
+
Cl ass of
+
securi ti es to whi ch the
of f er r el at es

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 5



15
+
Recor d dat e t o det er mi ne
ent i t l ement s




16 Will holdings on different registers
( or subr egi st er s) be aggr egat ed f or
cal cul at i ng ent i t l ement s?



17 Policy for deciding entitlements in
r el at i on t o f r acti ons




18 Names of countri es i n whi ch the
entity has security holders who will
not be sent new offer documents
Note: Securi ty hol ders must be tol d how thei r
ent i t l ement s ar e t o be deal t w i t h.
Cr oss r ef er ence: r ul e 7. 7.



19 Cl osi ng dat e f or r ecei pt of
accept ances or r enunci at i ons

+ See chapter 19 f or def i ned terms.

A ppendi x 3B Page 6 04/03/2013

20 N ames of any under w r i t er s





21 A mount of any underwri ti ng f ee or
commi ssi on



22 N ames of any br ok er s t o t he i ssue





23 Fee or commi ssi on pay abl e t o t he
broker to the i ssue



24 A mount of any handl i ng f ee pay abl e
to brokers who l odge acceptances
or renunci ati ons on behal f of
secur i t y hol der s



25 I f the i ssue i s conti ngent on securi ty
hol der s’ appr ov al , t he dat e of t he
meet i ng



26 D at e ent i t l ement and accept ance
f orm and of f er documents will be
sent t o per sons ent i t l ed



27 I f the enti ty has i ssued opti ons, and
the terms enti tl e opti on hol ders to
par t i ci pat e on ex er ci se, t he dat e on
whi ch noti ces wi l l be sent to opti on
hol ders



28 Date rights trading will begin (if
appl i cabl e)



29 Date rights trading will end (if
appl i cabl e)





30 How do securi ty hol ders sel l thei r
ent i t l ement s i n ful l through a
broker?



31 How do securi ty hol ders sel l par t of
thei r enti tl ements through a broker
and accept f or t he bal ance?

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 7

32 How do securi ty hol ders di spose of
t hei r ent i t l ement s ( ex cept by sal e
through a broker)?



33
+
I ssue dat e





Part 3 - Quotation of securities
You need onl y compl ete thi s secti on i f you ar e appl yi ng for quotati on of secur i ti es

34 Type of
+
securities
(ti ck one)

( a)

+
Secur i t i es descr i bed i n Par t 1


(b)

All other
+
secur i t i es
Ex ampl e: r est r i ct ed secur i t i es at t he end of t he escr ow ed per i od, par t l y pai d secur i t i es t hat become f ul l y pai d, empl oy ee
i ncent i v e shar e secur i t i es w hen r est r i ct i on ends, secur i t i es i ssued on ex pi r y or conv er si on of conv er t i bl e secur i t i es

Entities that have ticked box 34(a)

Additional secur ities for ming a new class of secur ities


Ti ck to i ndi cate you ar e pr ovi di ng the i nfor mati on or
documents


35

I f t he
+
secur i t i es ar e
+
equi t y secur i t i es, t he names of t he 20 l ar gest hol der s of t he
addi ti onal
+
secur i t i es, and t he number and per cent age of addi t i onal
+
secur i t i es hel d by
those hol ders


36

If the
+
secur i t i es ar e
+
equity securities, a distribution schedule of the additional
+
securi ti es setti ng out the number of hol ders i n the categori es
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over


37

A copy of any trust deed f or the addi ti onal
+
secur i t i es

+ See chapter 19 f or def i ned t er ms.

A ppendi x 3B Page 8 04/03/2013

Entities that have ticked box 34(b)

38 Number of
+
securi ti es f or whi ch
+
quotati on i s sought





39
+
Cl ass of
+
securi ti es f or whi ch
quotati on i s sought




40 D o t he
+
securities rank equally in all
r espect s f r om t he
+
i ssue dat e w i t h an
exi sti ng
+
cl ass of quoted
+
secur i t i es?

I f t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• the extent to whi ch they
par t i ci pat e f or t he nex t di v i dend,
( i n t he case of a t r ust ,
di str i but i on) or i nt er est pay ment
• the extent to whi ch they do not
rank equal l y, other than i n
r el at i on t o t he nex t di v i dend,
di stri buti on or i nterest payment



41 Reason f or request f or quotati on
now
Ex ampl e: I n t he case of r est r i ct ed secur i t i es, end of
restri cti on peri od

(i f i ssued upon conversi on of
anot her
+
security, clearly identify
that other
+
secur i t y )





Number
+
Cl ass
42 N umber and
+
class of all
+
secur i t i es
quoted on A SX (i ncl udi ng t he
+
secur i t i es i n cl ause 38)

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 9


Quotation agr eement

1
+
Quotati on of our addi ti onal
+
securi ti es i s i n A SX ’ s absol ute di screti on. A SX may
quote the
+
securi ti es on any condi ti ons i t deci des.

2 We warrant the f ol l owi ng to A SX .

• The i ssue of the
+
securi ti es to be quoted compl i es wi th the l aw and i s not
f or an i l l egal purpose.

• There i s no reason why those
+
securi ti es shoul d not be granted
+
quotati on.

• A n of f er of the
+
securi ti es f or sal e wi thi n 12 months af ter thei r i ssue wi l l
not requi re di scl osure under secti on 707(3) or secti on 1012C(6) of the
Corporati ons A ct.
N ot e: A n ent i t y may need t o obt ai n appr opr i at e w ar r ant i es f r om subscr i ber s f or t he secur i t i es i n or der t o be abl e t o gi v e
t hi s w ar r ant y

• Secti on 724 or secti on 1016E of the Corporati ons A ct does not appl y to any
appl i cati ons recei ved by us i n rel ati on to any
+
securi ti es to be quoted and
that no-one has any ri ght to return any
+
securi ti es to be quoted under
secti ons 737, 738 or 1016F of the Corporati ons A ct at the ti me that we
r equest t hat t he
+
securi ti es be quoted.

• I f w e ar e a t r ust , w e warrant that no person has the ri ght to return the
+
securi ti es to be quoted under secti on 1019B of the Corporati ons A ct at t he
t i me t hat w e r equest t hat t he
+
securi ti es be quoted.

3 We wi l l i ndemni f y A SX to the f ul l est extent permi tted by l aw i n respect of any
cl ai m, acti on or expense ari si ng f rom or connected wi th any breach of the
w ar r ant i es i n t hi s agr eement .

4 We gi ve A SX the i nf ormati on and documents requi red by thi s f orm. I f any
i nf ormati on or document i s not avai l abl e now, w e will give it to ASX bef or e
+
quotati on of the
+
securi ti es begi ns. We acknowl edge that A SX i s rel yi ng on the
i nf ormati on and documents. We warrant that they are (wi l l be) true and compl ete.


Si gn her e: ................................................ D at e: 13 Sept ember 2018
Company Secr et ar y

Pr i nt name: Ed Ti mmi ns

== == == == ==