ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure14 September 2018ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 14 September 2018

The previous notice was given to the ASX on: 31 August 2018

The previous notice was dated: 31 August 2018

2. Issued Share Capital

2,873,618,118 fully paid Ordinary Shares in the capital of ANZ have been issued as at

13 September 2018.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,126,455 0.77%


22,084,736 0.77%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,126,455 0.77%


22,084,736 0.77%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

155,367 0.01%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,488,906 0.09%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 240,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,048,104 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 1,020,186 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 374,487 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Tax Effective

Income Trust 201,588 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 41,574 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,037,652 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OPTIMIX Wholesale Australian Shares

Trust ARNHEM 130/30 397,446 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 697,670 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,012,987 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,553,334 0.40%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 657,218 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 76,554 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,909 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 50,129 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,809 0.00%



OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 9,498 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 347,817 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 101,875 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 510,269 0.02%


Aggregation


22,084,736 0.77%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

3/09/2018

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

50

3/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

Off-market transfer 5,923.65

Ordinary fully

paid

-280

3/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

Off-market transfer 5,923.65

Ordinary fully

paid

280

3/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

17,540.47

Ordinary fully

paid

596

3/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 6,016.48

Ordinary fully

paid

-207




3/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 82,992.17

Ordinary fully

paid

-2,833

3/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market

purchase

50,152.33

Ordinary fully

paid

1,700

3/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 13,465.03

Ordinary fully

paid

-462

4/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

14,429.99

Ordinary fully

paid

500

5/09/2018

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

400

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,502.57

Ordinary fully

paid

48

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,489.08

Ordinary fully

paid

175

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

187.82

Ordinary fully

paid

6

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

815.52

Ordinary fully

paid

26




5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 125.21

Ordinary fully

paid

-4

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,064.33

Ordinary fully

paid

-34

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

532.16

Ordinary fully

paid

17

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,007.43

Ordinary fully

paid

64

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,763.28

Ordinary fully

paid

-248

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 156.52

Ordinary fully

paid

-5

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 939.10

Ordinary fully

paid

-30

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,126.93

Ordinary fully

paid

-36

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

156.52

Ordinary fully

paid

5

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

690.06

Ordinary fully

paid

22




5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 344.34

Ordinary fully

paid

-11

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 594.77

Ordinary fully

paid

-19

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

500.86

Ordinary fully

paid

16

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,944.71

Ordinary fully

paid

62

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,377.36

Ordinary fully

paid

44

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,049.95

Ordinary fully

paid

161

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,535.59

Ordinary fully

paid

-81

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,502.57

Ordinary fully

paid

-48

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,441.68

Ordinary fully

paid

-78

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 782.59

Ordinary fully

paid

-25




5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,126.93

Ordinary fully

paid

36

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,140.33

Ordinary fully

paid

132

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,408.66

Ordinary fully

paid

45

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,049.95

Ordinary fully

paid

161

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

93.91

Ordinary fully

paid

3

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

439.13

Ordinary fully

paid

14

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

375.64

Ordinary fully

paid

12

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,474.21

Ordinary fully

paid

47

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,439.96

Ordinary fully

paid

46

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,206.79

Ordinary fully

paid

166




5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,347.77

Ordinary fully

paid

75

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,500.23

Ordinary fully

paid

271

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

563.46

Ordinary fully

paid

18

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,195.63

Ordinary fully

paid

70

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,095.62

Ordinary fully

paid

35

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,920.77

Ordinary fully

paid

125

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,008.57

Ordinary fully

paid

-160

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,627.79

Ordinary fully

paid

52

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,959.57

Ordinary fully

paid

190

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,502.57

Ordinary fully

paid

48




5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,489.08

Ordinary fully

paid

175

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

532.16

Ordinary fully

paid

17

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,038.80

Ordinary fully

paid

65

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,408.66

Ordinary fully

paid

45

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,144.05

Ordinary fully

paid

164

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,292.02

Ordinary fully

paid

201

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

23,054.14

Ordinary fully

paid

735

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

187.82

Ordinary fully

paid

6

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

815.52

Ordinary fully

paid

26

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

532.16

Ordinary fully

paid

17




5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,976.06

Ordinary fully

paid

63

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,189.54

Ordinary fully

paid

38

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,265.80

Ordinary fully

paid

136

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 500.86

Ordinary fully

paid

-16

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,033.02

Ordinary fully

paid

-33

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,502.57

Ordinary fully

paid

-48

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,439.96

Ordinary fully

paid

46

5/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,238.15

Ordinary fully

paid

167

5/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

5,033.24

Ordinary fully

paid

175

6/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

8,925.45

Ordinary fully

paid

313




6/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 2,676.56

Ordinary fully

paid

-95

6/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 29,180.73

Ordinary fully

paid

-1,028

6/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,589.54

Ordinary fully

paid

-233

6/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 17,477.29

Ordinary fully

paid

-613

6/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 25,082.41

Ordinary fully

paid

-883

6/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,887.59

Ordinary fully

paid

-101

6/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 857.70

Ordinary fully

paid

-30

6/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,458.09

Ordinary fully

paid

-51

6/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,429.50

Ordinary fully

paid

-50

7/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market

purchase

28,786.24

Ordinary fully

paid

1,000




10/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 53,811.04

Ordinary fully

paid

-1,900

10/09/2018

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 87,796.96

Ordinary fully

paid

-3,100

11/09/2018

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market sale 833,374.91

Ordinary fully

paid

-29,169

11/09/2018

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 365,891.36

Ordinary fully

paid

-12,823

11/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

5,782.61

Ordinary fully

paid

201

11/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for FSP

On-market sale 3,126.85

Ordinary fully

paid

-111

12/09/2018

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

7,489.13

Ordinary fully

paid

262

12/09/2018

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

100,974.79

Ordinary fully

paid

3,556









Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

14 September 2018

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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  • APL — Asset Plus: SPH Notice – ANZ
    2018-09-06

    20,000 161,920,000 0.012% 20,000 161,920,000 0.012% On-market trades Details for: 8,459,450 5.224% Details for: 0.012% Details for: For this disclosure,— (a) total number held in class: Details of transactions and events giving rise…”