Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 14 September 2018
The previous notice was given to the ASX on: 31 August 2018
The previous notice was dated: 31 August 2018
2. Issued Share Capital
2,873,618,118 fully paid Ordinary Shares in the capital of ANZ have been issued as at
13 September 2018.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,126,455 0.77%
22,084,736 0.77%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,126,455 0.77%
22,084,736 0.77%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
155,367 0.01%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,488,906 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 240,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,048,104 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 1,020,186 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 374,487 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Tax Effective
Income Trust 201,588 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 41,574 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,037,652 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OPTIMIX Wholesale Australian Shares
Trust ARNHEM 130/30 397,446 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 697,670 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,012,987 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,553,334 0.40%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 657,218 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 76,554 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,909 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 50,129 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,809 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 9,498 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 347,817 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 101,875 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 510,269 0.02%
Aggregation
22,084,736 0.77%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
3/09/2018
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
50
3/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
Off-market transfer 5,923.65
Ordinary fully
paid
-280
3/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
Off-market transfer 5,923.65
Ordinary fully
paid
280
3/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
17,540.47
Ordinary fully
paid
596
3/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 6,016.48
Ordinary fully
paid
-207
3/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 82,992.17
Ordinary fully
paid
-2,833
3/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market
purchase
50,152.33
Ordinary fully
paid
1,700
3/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 13,465.03
Ordinary fully
paid
-462
4/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
14,429.99
Ordinary fully
paid
500
5/09/2018
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
400
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,502.57
Ordinary fully
paid
48
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,489.08
Ordinary fully
paid
175
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
187.82
Ordinary fully
paid
6
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
815.52
Ordinary fully
paid
26
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 125.21
Ordinary fully
paid
-4
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,064.33
Ordinary fully
paid
-34
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
532.16
Ordinary fully
paid
17
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,007.43
Ordinary fully
paid
64
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,763.28
Ordinary fully
paid
-248
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 156.52
Ordinary fully
paid
-5
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 939.10
Ordinary fully
paid
-30
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,126.93
Ordinary fully
paid
-36
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
156.52
Ordinary fully
paid
5
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
690.06
Ordinary fully
paid
22
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 344.34
Ordinary fully
paid
-11
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 594.77
Ordinary fully
paid
-19
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
500.86
Ordinary fully
paid
16
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,944.71
Ordinary fully
paid
62
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,377.36
Ordinary fully
paid
44
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,049.95
Ordinary fully
paid
161
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,535.59
Ordinary fully
paid
-81
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,502.57
Ordinary fully
paid
-48
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,441.68
Ordinary fully
paid
-78
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 782.59
Ordinary fully
paid
-25
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,126.93
Ordinary fully
paid
36
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,140.33
Ordinary fully
paid
132
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,408.66
Ordinary fully
paid
45
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,049.95
Ordinary fully
paid
161
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
93.91
Ordinary fully
paid
3
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
439.13
Ordinary fully
paid
14
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
375.64
Ordinary fully
paid
12
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,474.21
Ordinary fully
paid
47
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,439.96
Ordinary fully
paid
46
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,206.79
Ordinary fully
paid
166
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,347.77
Ordinary fully
paid
75
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,500.23
Ordinary fully
paid
271
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
563.46
Ordinary fully
paid
18
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,195.63
Ordinary fully
paid
70
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,095.62
Ordinary fully
paid
35
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,920.77
Ordinary fully
paid
125
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,008.57
Ordinary fully
paid
-160
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,627.79
Ordinary fully
paid
52
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,959.57
Ordinary fully
paid
190
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,502.57
Ordinary fully
paid
48
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,489.08
Ordinary fully
paid
175
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
532.16
Ordinary fully
paid
17
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,038.80
Ordinary fully
paid
65
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,408.66
Ordinary fully
paid
45
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,144.05
Ordinary fully
paid
164
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,292.02
Ordinary fully
paid
201
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
23,054.14
Ordinary fully
paid
735
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
187.82
Ordinary fully
paid
6
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
815.52
Ordinary fully
paid
26
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
532.16
Ordinary fully
paid
17
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,976.06
Ordinary fully
paid
63
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,189.54
Ordinary fully
paid
38
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,265.80
Ordinary fully
paid
136
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 500.86
Ordinary fully
paid
-16
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,033.02
Ordinary fully
paid
-33
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,502.57
Ordinary fully
paid
-48
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,439.96
Ordinary fully
paid
46
5/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,238.15
Ordinary fully
paid
167
5/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
5,033.24
Ordinary fully
paid
175
6/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
8,925.45
Ordinary fully
paid
313
6/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 2,676.56
Ordinary fully
paid
-95
6/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 29,180.73
Ordinary fully
paid
-1,028
6/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,589.54
Ordinary fully
paid
-233
6/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 17,477.29
Ordinary fully
paid
-613
6/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 25,082.41
Ordinary fully
paid
-883
6/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,887.59
Ordinary fully
paid
-101
6/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 857.70
Ordinary fully
paid
-30
6/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,458.09
Ordinary fully
paid
-51
6/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,429.50
Ordinary fully
paid
-50
7/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market
purchase
28,786.24
Ordinary fully
paid
1,000
10/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 53,811.04
Ordinary fully
paid
-1,900
10/09/2018
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 87,796.96
Ordinary fully
paid
-3,100
11/09/2018
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 833,374.91
Ordinary fully
paid
-29,169
11/09/2018
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 365,891.36
Ordinary fully
paid
-12,823
11/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
5,782.61
Ordinary fully
paid
201
11/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for FSP
On-market sale 3,126.85
Ordinary fully
paid
-111
12/09/2018
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
7,489.13
Ordinary fully
paid
262
12/09/2018
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
100,974.79
Ordinary fully
paid
3,556
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
14 September 2018
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- WBC — Westpac Banking Corporation: 259C Exemption Notice2018-09-18
“Notice given in accordance with Australian Securities and Investments Commission Corporations Act Subsection 259C (2) Exemption To: MarketAnnouncements Office ASX Limited 20 Bridge Street Sydney NSW 2000 Westpac Banking Corporation (ABN 33 007 457 141) (the “Company”…”
- WBC — Westpac Banking Corporation: 259C Exemption Notice2018-06-19
“Page 1 of 3 Notice given in accordance with Australian Securities and Investments Commission Corporations Act Subsection 259C (2) Exemption To: MarketAnnouncements Office ASX Limited 20 Bridge Street Sydney NSW 2000 Westpac Banking Corporation (ABN 33 007 457 141) (…”
- APL — Asset Plus: SPH Notice – ANZ2018-09-06
“20,000 161,920,000 0.012% 20,000 161,920,000 0.012% On-market trades Details for: 8,459,450 5.224% Details for: 0.012% Details for: For this disclosure,— (a) total number held in class: Details of transactions and events giving rise…”