Notification of Issue of Securities

Stock Exchange Announcement
STOCK EXCHANGE LISTINGS: NEW ZEALAND (FPH), AUSTRALIA (FPH)

NOTIFICATION OF ISSUE OF SECURITIES
Auckland, New Zealand, 17 September 2018 - Fisher & Paykel Healthcare Corporation Limited
(NZSX:FPH, ASX:FPH) advises that the following securities were issued pursuant to the Company’s
2014 and 2015 issue of options under the Fisher & Paykel Healthcare 2003 Share Option Plan and
the Company’s 2015 issue of Performance Share Rights (PSRs). The issue of options and shares
under the Option Plan was approved by the Board on 20 August 2014 and 27 August 2015
respectively. The issue of shares under the PSR plan was approved by the Board on 27 August
2015.
(a) Class of security Ordinary shares
ISIN NZFAPE0001S2
(b) Number issued 70,663
(c) Issue price Options: $4.88 (2,737 shares); $7.23 (9,696 shares)
PSRs: $Nil (58,230 shares)
(d) Payment terms Nil refer (g) below
(e) Amount paid up In full
(f) Percentage of total class issued 0.01234%
(g) Reason for issue Employees cancelling options issued in August 2014
and August 2015 under the Fisher & Paykel Healthcare
2003 Share Option Plan.
21,150 options were cancelled on 17 September 2018
pursuant to the Cancellation Offer approved by
shareholders at the ASM held on 12 August 2004.
11,673 shares were issued in consideration of the
cancellation of the options and are equal in value to the
gain on the options (such gain being calculated based
on exercise prices of $4.88 and $7.23).
760 shares were issued to an employee exercising
options issued under the 2015 issue of the Fisher &
Paykel Healthcare 2003 Share Option Plan.
Employees exercising PSRs issued under the 2015
issue of the Fisher & Paykel Healthcare Performance
Share Rights Plan.
58,230 PSRs were exercised on 17 September 2018
and 58,230 shares were issued.

(h) Authority for issue Directors’ resolution
(i) Terms of issue The shares rank pari passu with the existing ordinary
shares.
(j) Total number of securities after
issue
572,845,862
(l) Date of issue 17 September 2018

This advice is given under Listing Rule 7.12.1.
Ends
Contact: Ed Timmins, Company Secretary on +64 9 574 0164. For more information about the
company visit our website www.fphcare.com

---

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 1
Rul e 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B

New issue announcement,
application for quotation of additional securities
and agreement

I nfor mati on or documents not avai l abl e now must be gi ven to ASX as soon as avai l abl e. I nfor mati on and
documents gi ven to ASX become ASX’ s pr oper ty and may be made publ i c.
I ntroduced 01/07/96 Ori gi n: A ppendi x 5 A mended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13


N ame of ent i t y
Fi sher & Pay k el H eal t hcar e Cor por at i on L i mi t ed

ABN
098 026 281


We (the enti ty) gi ve A SX the f ol l owi ng i nf ormati on.


Part 1 - All issues
You must compl ete the r el evant secti ons (attach sheets i f ther e i s not enough space).

1
+
Cl ass of
+
secur i t i es i ssued or t o
be i ssued

Ordi nary shar es


2 Number of
+
secur i t i es i ssued or t o
be i ssued (i f known) or maxi mum
number whi ch may be i ssued

70,663

3 Pr i nci pal t er ms of t he
+
secur i t i es
(e.g. i f opt i ons, ex er ci se pr i ce and
ex pi r y dat e; i f par t l y pai d
+
securi ti es, the amount outstandi ng
and due dat
es f or pay ment ; i f
+
conv er t i bl e secur i t i es, t he
conversi on pri ce and dates f or
conversi on)
I ssue of 11,673 f ul l y pai d ordi nary shar es
f ol l owi ng cancel l ati on of 21,150 opti ons
gr ant ed under t he Fi sher & Pay k el H eal t hcar e
Share Opti on Pl an i n A ugust 2014 and
Sept ember 2015.
The shares were i ssued i n consi derati on of the
cancel l ati on of the o
pti ons and are equal i n
val ue to the gai n on the opti ons (such gai n
bei ng cal cul at ed based on ex er ci se pr i ces of
NZD4.88 and NZD7.23).

I ssue of 760 f ul l y pai d ordi nary shares
f ol l owi ng exerci se of 760 opti ons granted
under the Fi sher & Paykel Heal thcare Opti on
Pl an i n September 2015 based on an ex er ci se
pri ce of NZD7.23.

I ssue of 58,230 ordi nary shares f oll owi ng
ex er ci se of Per f or mance Shar e Ri ght s i ssued
under the 2015 i ssue of Fi sher & Paykel
H eal t hcar e Per f or mance Shar e Ri ght s.



4 D o t he
+
secur i t i es r ank equal l y i n
al l r espect s f r om t he
+
i ssue dat e
wi th an exi sti ng
+
cl ass of quoted
+
secur i t i es?

If t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• the extent to whi ch they
par t i ci pat e f or t he nex t
di v i dend, ( i n t he case of a t r ust ,
di stri buti on) or i nterest
pay ment
• the extent to whi ch they do not
r ank equal l y , o
ther than i n
r el at i on t o t he nex t di v i dend,
di stri buti on or i nterest payment
Y es


5 I ssue pri ce or consi derati on

Opti ons:
NZD4.88 (AUD4.47) per ordi nary shar e -
2,737 shar es.
NZD7.23 (AUD6.62) per ordi nary shar e –
9,696 shar es.

PSRs:
NZD0.00 (A UD0.00) per ordi nary share –
58,230 shar es.

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 3
6 Pur pose of t he i ssue
( I f i ssued as consi der at i on f or t he
acqui si t i on of asset s, cl ear l y
i dent i f y t hose asset s)






I ssued to empl oyees under the Fi sher & Paykel
H eal thcare 2003 Share Opti on Pl an – 12,433
shar es.

I ssued to empl oyees under the Fi sher & Paykel
H eal t hcar e 2015 Per f or mance Shar e Ri ght s
Pl an – 58,230 shar es.


6a I s t he ent i t y an
+
eligible entity that
has obt ai ned secur i t y hol der
approval under rul e 7.1A ?

I f Y es, compl ete secti ons 6b – 6h
i n r el ati on to the
+
secur i t i es t he
subj ect of thi s Appendi x 3B, and
compl y wi th secti on 6i
No


6b T he dat e t he secur i t y hol der
resol uti on under rul e 7.1A was
passed



6c Number of
+
secur i t i es i ssued
wi thout securi ty hol der approval
under rul e 7.1



6d Number of
+
secur i t i es i ssued w i t h
secur i t y hol der appr ov al under r ul e
7.1A



6e Number of
+
secur i t i es i ssued w i t h
secur i t y hol der appr ov al under r ul e
7.3, or another speci f i c securi ty
hol der approval (speci f y date of
meet i ng)




6f N umber of
+
secur i t i es i ssued under
an ex cept i on i n r ul e 7. 2



6g If
+
secur i t i es i ssued under r ul e
7. 1A , w as i ssue pr i ce at l east 75%
of 15 day V W A P as cal cul at ed
under rul e 7.1A .3? I ncl ude the
+
i ssue dat e and bot h v al ues.
I ncl ude the source of the V WA P
calculation.



6h If
+
secur i t i es w er e i ssued under
rul e 7.1A f or non-cash
consi der at i on, st at e dat e on w hi ch
v al uat i on of consi der at i on w as
r el eased t o A SX M ar k et
A nnouncements

6i Cal cul at e t he ent i t y ’ s r emai ni ng
i ssue capaci t y under r ul e 7. 1 and
rul e 7.1A – compl et e A nnex ur e 1
and r el ease t o A SX M ar k et
A nnouncements



7
+
I ssue dat es
N ot e: T he i ssue dat e may be pr escr i bed by A SX
(ref er to the def i ni ti on of i ssue date i n rul e 19.12).
For ex ampl e, t he i ssue dat e f or a pr o r at a
ent i t l ement i ssue must compl y wi th the appl i cabl e
ti metabl e i n A ppendi x 7A .
Cross ref erence: i tem 33 of A ppendi x 3B.
17 Sept ember 2018



Number
+
Cl ass
8 N umber and
+
class of all
+
securi ti es quoted on A SX
(i ncl udi ng t he
+
securities in sect i on
2 i f appl i cabl e)



572,845,862 Or di nar y Shar es

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 5
Part 2 - Pro rata issue

9 Number and +class of all
+securities not quoted on
ASX (including the
securities in clause 2 if
applicable

Number Class


NEW 216,937 PSRs expiring 13 September
2023, NZDNil exercise price.


FPHAT 404,107 PSRs expiring 5 September
2022, NZDNil exercise price.


FPHAJ 375,421 PSRs expiring 6 September
2021, NZDNil exercise price.

FPHAH 205,560 PSRs expiring 8 September
2020, NZDNil exercise price.

FPHAF 660 PSRs expiring 28 August 2019,
NZDNil exercise price.

FPHAV 30,565 Options expiring 7 September
2022, exercise price NZD11.81

FPHAU 1,079,326 Options expiring 5 September
2022, exercise price NZD11.81.

FPHAB 1,169,610 Options expiring 6 September
2021, exercise price NZD9.82.

FPHAI 35,480 Options expiring 11 September
2020, exercise price NZD7.23.


FPHAG 1,013,120 Options expiring 8 September
2020, exercise price NZD7.23.


FPHAE 280,515 Options expiring 28 August 2019,
exercise price NZD4.88.


NEW 670,303 Options expiring 13 September
2023, exercise price NZD14.91.


NEW 126,377 ESRs expiring 13 September
2021, exercise price NZDNil.


10 D i v i dend pol i cy ( i n t he case of a
trust, di stri buti on pol i cy) on the
i ncr eased capi t al ( i nt er est s)
No change
11 I s securi ty hol der approval
r equi r ed?




12 I s t he i ssue r enounceabl e or non-
r enounceabl e?



13 Rati o i n whi ch the
+
securities will
be of f er ed

14
+
Cl ass of
+
securi ti es to whi ch the
of f er r el at es




15
+
Recor d dat e t o det er mine
ent i t l ement s




16 Will holdings on different registers
( or subr egi st er s) be aggr egat ed f or
cal cul at i ng ent i t l ement s?



17 Policy for deciding entitlements in
r el at i on t o f r act i ons




18 Names of countri es i n whi ch the
enti ty has securi ty holders who will
not be sent new offer documents
Note: Securi ty hol ders must be tol d how thei r
ent i t l ement s ar e t o be deal t w i t h.
Cr oss r ef er ence: r ul e 7. 7.



19 Cl osi ng date f or recei pt of
accept ances or r enunci at i ons

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 7

20 N ames of any under w r i t er s





21 A mount of any underwri ti ng f ee or
commi ssi on



22 N ames of any br ok er s t o t he i ssue





23 Fee or commi ssi on pay abl e t o t he
broker to the i ssue



24 A mount of any handl i ng f ee pay abl e
to brokers who l odge acceptances
or renunci ati on
s on behal f of
secur i t y hol der s



25 I f the i ssue i s conti ngent on securi ty
hol der s’ appr ov al , t he dat e of t he
meet i ng



26 D at e ent i t l ement and accept ance
f orm and of f er documents will be
sent t o per sons ent i t l ed



27 I f t he ent i t y has i ssued opti ons, and
the terms enti tl e opti on hol ders to
par t i ci pat e on ex er ci se, t he dat e on
whi ch noti ces wi l l be sent to opti on
hol ders



28 Date rights trading will begin (if
appl i cabl e)



29 Date rights trading will end (if
appl i cabl e)





30 How do security holders sell their
ent i t l ement s i n ful l through a
broker?



31 How do securi ty hol ders sel l par t of
thei r enti tl ements through a broker
and accept f or t he bal ance?

+ See chapter 19 f or def i ned terms.

A ppendi x 3B Page 8 04/03/2013

32 How do securi ty hol ders di spose of
t hei r ent i t l ement s ( ex cept by sal e
through a broker)?



33
+
I ssue dat e





Part 3 - Quotation of securities
You need onl y compl ete thi s secti on i f you ar e appl yi ng for quotati on of secur i ti es

34 Type of
+
secur i t i es
(ti ck one)

( a)

+
Secur i t i es descr i bed i n Par t 1


(b)

All other
+
secur i t i es
Ex ampl e: r est r i ct ed secur i t i es at t he end of t he escr ow ed per i od, par t l y pai d secur i t i es t hat become f ul l y pai d, empl oy ee
i ncent i v e shar e secur i t i es w hen r est r i ct i on ends, secur i t i es i ssued on ex pi r y or conv er si on of conv er t i bl e secur i t i es

Entities that have ticked box 34(a)

Additional secur ities for ming a new class of secur ities


Ti ck to i ndi cate you ar e pr ovi di ng the i nfor mati on or
documents


35

I f t he
+
secur i t i es ar e
+
equi t y secur i t i es, t he names of t he 20 l ar gest hol der s of t he
addi ti onal
+
secur i t i es, and t he number and per cent age of addi t i onal
+
secur i t i es hel d by
those hol ders


36

I f t he
+
secur i t i es ar e
+
equi t y secur i t i es, a di st r i but i on schedul e of t he addi ti onal
+
securi ti es setti ng out the number of hol ders i n the categori es
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over


37

A copy of any trust deed f or the addi ti onal
+
secur i t i es

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 9

Entities that have ticked box 34(b)

38 Number of
+
securi ti es f or whi ch
+
quotati on i s sought





39
+
Cl ass of
+
securi ti es f or whi ch
quotati on i s sought




40 D o t he
+
securities rank equally in all
r espect s f r om t he
+
i ssue dat e w i t h an
exi sti ng
+
cl ass of quoted
+
secur i t i es?

I f t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• the extent to whi ch they
par t i ci pat e f or t he nex t di v i dend,
( i n t he case of a t r ust ,
di stri buti on) or i nterest payment
• the extent to whi ch they do not
r ank equa
l l y, other than i n
r el at i on t o t he nex t di v i dend,
di stri buti on or i nterest payment



41 Reason f or request f or quotati on
now
Ex ampl e: I n t he case of r est r i ct ed secur i t i es, end of
restri cti on peri od

(i f i ssued upon conversi on of
anot her
+
securi ty, cl early identify
that other
+
secur i t y )





Number
+
Cl ass
42 N umber and
+
class of all
+
secur i t i es
quoted on A SX (i ncl udi ng t he
+
secur i t i es i n cl ause 38)

+ See chapter 19 f or def i ned terms.

A ppendi x 3B Page 10 04/03/2013


Quotation agr eement

1
+
Quotati on of our addi ti onal
+
secur i t i es i s i n A SX ’ s absol ut e di scr et i on. A SX may
quote the
+
securi ti es on any condi ti ons i t deci des.

2 We warrant the f ol l owi ng to A SX .

• The i ssue of the
+
securi ti es to be quoted compl i es wi th the l aw and i s not
f or an i l l egal purpose.

• There i s no reason why those
+
secur i t i es shoul d not be granted
+
quotati on.

• A n of f er of the
+
securi ti es f or sal e wi thi n 12 months af ter thei r i ssue wi l l
not requi re di scl osure under secti on 707(3) or secti on 1012C(6) of the
Corporati ons A ct.
N ot e: A n ent i t y may need t o obt ai n appr opr i at e w ar r ant i es f rom subscri bers f or the securi ti es i n order to be abl e to gi ve
t hi s w ar r ant y

• Secti on 724 or secti on 1016E of the Corporati ons A ct does not appl y to any
appl i cati ons recei ved by us i n rel ati on to any
+
securi ti es to be quoted and
that no-one has any right to return any
+
securi ti es to be quoted under
secti ons 737, 738 or 1016F of the Corporati ons A ct at the ti me that we
r equest t hat t he
+
securi ti es be quoted.

• I f we are a trust, we warrant that no person has the ri ght to return the
+
securi ti es to be quoted under secti on 1019B of the Corporati ons A ct at t he
t i me t hat w e r equest t hat t he
+
securi ti es be quoted.

3 We wi l l i ndemni f y A SX to the f ul l est extent permi tted by l aw i n respect of any
cl ai m, acti on or expense ari si ng f rom or connected wi th any breach of the
w ar r ant i es i n t hi s agr eement .

4 We gi ve A SX the i nf ormati on and documents requi red by thi s f orm. I f any
i nf ormati on or document i s not avai l abl e now, w e will give it to ASX before
+
quotati on of the
+
secur i t i es begi ns. W e ack now l edge t hat A SX i s rel yi ng on the
i nf ormati on and documents. We warrant that they are (wi l l be) true and compl ete.


Si gn her e: ................................................ D at e: 17 Sept ember 2018
Company Secr et ar y

Pr i nt name: Ed Ti mmi ns

== == == == ==