SPH Notice – UBS Group AG
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: NZME Limited
Date this disclosure made: 21 September 2018
Date last disclosure made: 7 September 2018
Date on which substantial holding ceased: 19 September 2018
Substantial product holder(s) giving disclosure
Full name(s): UBS Group AG and its related bodies corporate
Summary of previous substantial holding
Class of quoted voting products: Ordinary shares
Summary for: UBS Group AG and its related bodies corporate
For last disclosure,—
(a) total number held in class: 10,061,838
(b) total in class: 196,011,282
(c) total percentage held in class: 5.13%
For current holding after ceasing to have substantial holding, —
(a) total number held in class: 9,089,778
(b) total in class: 196,011,282
(c) total percentage held in class: 4.64%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: Please see Appendix A.
Additional information
Address(es) of substantial product holder(s): Details of all UBS offices can be found through the
following link: http://apps2.ubs.com/locationfinder/
Contact details: Serene Peh
Tel: +65 6495 5283
Email: Serene.peh@ubs.com
Nature of connection between substantial product holders:
UBS AG Australia Branch: Related body corporate
UBS AG London Branch: Related body corporate
UBS Securities Australia Ltd: Related body corporate
Name of any other person believed to have given, or believed to be required to give, a disclosure
under the Financial Markets Conduct Act 2013 in relation to the financial products to which this
disclosure relates: Not applicable.
Certification
We, certify that, to the best of our knowledge and belief, the information contained in this disclosure
is correct and that we are duly authorised to make this disclosure by all persons for whom it is made.
SIGNATURE
Print Name:
Serene Peh
Capacity:
Authorised signatory
Sign Here:
Date:
21 September 2018
Print Name:
Philip Alexander
Capacity:
Authorised signatory
Sign Here:
Date:
21 September 2018
NZM - Appendix A
Date of
change
Person whose relevant interest changedNature of Change Consideration
given in
relation to change
(NZD)
Number of securities Class
06-Sep-18UBS Securities Australia LtdSell2,331(3,818)Ordinary
06-Sep-18UBS Securities Australia LtdSell7,373(12,090)Ordinary
06-Sep-18UBS AG Australia BranchSell6,589(9,910) Ordinary
06-Sep-18UBS AG London BranchStock returnedN/A(20,000) Ordinary
07-Sep-18UBS Securities Australia LtdSell84(137)Ordinary
07-Sep-18UBS Securities Australia LtdSell322(512)Ordinary
12-Sep-18UBS Securities Australia LtdSell2,736(4,449)Ordinary
14-Sep-18UBS Securities Australia LtdSell54(87)Ordinary
18-Sep-18UBS Securities Australia LtdSell3,183(5,122)Ordinary
18-Sep-18UBS AG Australia BranchSell2,628(3,878) Ordinary
19-Sep-18UBS Securities Australia LtdSell4,553(7,448)Ordinary
19-Sep-18UBS AG Australia BranchTransfer-OutN/A(269,747) Ordinary
19-Sep-18UBS AG Australia BranchTransfer-OutN/A(629,410) Ordinary
19-Sep-18UBS AG Australia BranchSell3,634(5,452) Ordinary
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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