NZX Shareholder Metrics September 2018

NZX Limited - Monthly Shareholder Metrics
September 2018
These shareholder metrics represent the key operations of NZX's business.
Markets
NZX Listed IssuersSep. 2018Change YoYCapital RaisingSep. 2018YTD
Total equity securities141-6.0%New Capital Listed
Total fund securities350.0%IPOs and compliance equity listings-$20 m
Total debt securities1257.8%Fund listings--
Total other securities3-25.0%Debt listings$825 m$2,880 m
Total listed securities304-0.3%
Secondary Capital Raisings
Total NZSX equity issuers120-4.8%Total capital raised by all issuers$187 m$3,626 m
Total NZAX equity issuers15-11.8%
Total NXT equity issuers3-25.0%Total equity raised - NZ issuers$104 m$1,262 m
Total NZSX fund issuers350.0%Total equity raised - dual or foreign issuer$40 m$669 m
Total NZDX issuers4911.4%Total funds raised - NZ issuers *$33 m$722 m
Total other issuers3-40.0%Total funds raised - dual or foreign issuer *$10 m$135 m
Total unique issuers199-3.4%Total debt raised-$838 m
Market CapitalisationSep. 2018Change YoY% of GDP
Number of capital raising events122988
All equity$138,042 m11.3%47.7%Equity issuers - capital raised < $10m57270
All funds$3,968 m14.3%1.4%Equity issuers - capital raised ≥ $10m < $100m215
All other$6 m-18.1%0.0%Equity issuers - capital raised ≥ $100m-3
Total equity$142,016 m11.4%49.1%Fund issuers - capital raised *63681
Debt issuers - capital raised-19
Debt$28,139 m-0.1%9.7%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Green bonds$672 m-0.2%
Total NZDX$28,811 m2.2%10.0%
Cash MarketSep. 2018Change YoYDerivativesSep. 2018Change YoY
Total value traded$3,543 m-7.7%Futures - total lots traded24,10117.2%
Daily average value traded$177 m-3.1%Options - total lots traded9,520206.1%
On-market value traded$1,921 m26.6%Total derivatives lots traded33,62142.1%
% of value on-market54.2%37.2%
Total trades279,74646.9%Open interest64,47422.8%
Daily average trades13,98754.2%Notional value traded ($USD)$103 m10.0%
Average on-market trade size$9,672-10.5%Options to futures ratio39.5%161.1%
Block trade %0.9%-93.6%
Total Equity Transactions
Total trades277,25248.0%
Derivatives Total Lots Traded 2016 / 2017 / 2018
Value traded $3,420 m-5.8%
% of value on-market53.0%43.3%
Total Debt Transactions
Total trades2,494-21.4%
Value traded $123 m-40.9%
% of value on-market87.9%5.1%
Cumulative Numbers - YTD
Number of trades2,447,01169.4%
Total value traded$29,457 m-5.9%
% of value on-market53.4%35.0%

NZX Indices PerformanceSep. 2018Change YoYClearing House / DepositorySep. 2018Change YoY
S&P/NZX50 Index9,35117.9%Gross value of cleared trades over month$3,549 m-8.0%
S&P/NZX 50 Portfolio Index5,81717.9%Collateral held at month end$54 m-5.8%
S&P/NZX Primary Sector Index16,98428.0%Depository transactions2,262-11.2%
Assets under custody in depository$720 m68.7%
S&P/NZX NZ Fixed Interest Composite Index1154.7%Value of stock lent over month$294 m-44.5%
S&P/NZX A-Grade Bond Index5,3174.6%
Wholesale DataSep. 2018Change YoYDirect Data ProductsSep. 2018Change YoY
Terminal numbers - professional*5,996-2.5%Dairy data subscriptions96426.0%
Terminal numbers - retail*1,3213.4%
Licences - value ≥ $20k pa352.9%Proprietary security subscription products3990.0%
Licences - value < $20k pa668.2%- products ≥ $3,000 p.a144-10.0%
* 3 month average
- products < $3,000 p.a.2556.7%
Energy ContractsSep. 2018Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Funds Services
SuperLifeSep. 2018Change YoY
Funds under management - KiwiSaver$834 m19.6%
Funds under management - other$1,356 m15.0%
Total$2,190 m16.7%
SmartsharesSep. 2018Change YoY
Funds under management - external$868 m39.0%
Funds under management - SuperLife funds$1,802 m32.0%
Total$2,670 m34.2%
Units on issue987 m15.6%
NZX Wealth TechnologiesSep. 2018Change YoY
Funds under administration$1,129 m-5.3%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com