Notification of Issue of Securities

Stock Exchange Announcement
STOCK EXCHANGE LISTINGS: NEW ZEALAND (FPH), AUSTRALIA (FPH)

NOTIFICATION OF ISSUE OF SECURITIES
Auckland, New Zealand, 8 October 2018 - Fisher & Paykel Healthcare Corporation Limited
(NZSX:FPH, ASX:FPH) advises that the following securities were issued pursuant to the Company’s
2015 issue of options under the Fisher & Paykel Healthcare 2003 Share Option Plan and the
Company’s 2015 issue of Performance Share Rights (PSRs). The issue of options and shares under
the Option Plan was approved by the Board on 27 August 2015. The issue of shares under the PSR
plan was approved by the Board on 27 August 2015.
(a) Class of security Ordinary shares
ISIN NZFAPE0001S2
(b) Number issued 4,250
(c) Issue price Options: $7.23 (1,780 shares)
PSRs: $Nil (2,470 shares)
(d) Payment terms Nil refer (g) below
(e) Amount paid up In full
(f) Percentage of total class issued 0.00074%
(g) Reason for issue 1,780 shares were issued to an employee exercising
options issued under the 2015 issue of the Fisher &
Paykel Healthcare 2003 Share Option Plan.
Employees exercising PSRs issued under the 2015
issue of the Fisher & Paykel Healthcare Performance
Share Rights Plan.
2,470 PSRs were exercised on 8 October 2018 and
2,470 shares were issued.

(h) Authority for issue Directors’ resolution
(i) Terms of issue The shares rank pari passu with the existing ordinary
shares.
(j) Total number of securities after
issue
573,187,311
(l) Date of issue 8 October 2018

This advice is given under Listing Rule 7.12.1.
Ends
Contact: Ed Timmins, Company Secretary on +64 9 574 0164. For more information about the
company visit our website www.fphcare.com

---

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 1
Rul e 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B

New issue announcement,
application for quotation of additional securities
and agreement

I nfor mati on or documents not avai l abl e now must be gi ven to ASX as soon as avai l abl e. I nfor mati on and
documents gi ven to ASX become ASX’ s pr oper ty and may be made publ i c.
I ntroduced 01/07/96 Ori gi n: A ppendi x 5 A mended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13


N ame of ent i t y
Fi sher & Pay k el H eal t hcar e Cor por at i on L i mi t ed

ABN
098 026 281


We (the enti ty) gi ve A SX the f ol l owi ng i nf ormati on.


Part 1 - All issues
You must compl ete the r el evant secti ons (attach sheets i f ther e i s not enough space).

1
+
Cl ass of
+
secur i t i es i ssued or t o
be i ssued

Ordi nary shar es


2 Number of
+
secur i t i es i ssued or t o
be i ssued (i f known) or maxi mum
number whi ch may be i ssued

4,250


3 Pr i nci pal t er ms of t he
+
secur i t i es
(e.g. i f opt i ons, ex er ci se pr i ce and
ex pi r y dat e; i f par t l y pai d
+
securi ti es, the amount outstandi ng
and due dat es
f or pay ment ; i f
+
conv er t i bl e secur i t i es, t he
conversi on pri ce and dates f or
conversi on)
I ssue of 1,780 f ul l y pai d ordi nary shares
f ol l owi ng exerci se of 1,780 opti ons granted
under the Fi sher & Paykel Heal thcare Opti on
Pl an i n September 2015 based on an ex er ci se
pri ce of NZD7.23.

I ssue of 2,470 ordi nary shares f ol l owi ng
ex er ci se of Per f or mance Shar e Ri ght s i ssued
under the 2015 i ssue of Fi sher & Paykel
H eal t hcar e Per f or mance Shar e Ri ght s.

4 D o t he
+
secur i t i es r ank equal l y i n
al l r espect s f r om t he
+
issue dat e
wi th an exi sti ng
+
cl ass of quoted
+
secur i t i es?

I f t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• the extent to whi ch they
par t i ci pat e f or t he nex t
di v i dend, ( i n t he case of a t r ust ,
di stri buti on) or i nter est
pay ment
• the extent to whi ch they do not
rank equal l y, other than i n
r el at i on t o t he nex t di v i dend,
di stri buti on or i nterest payment
Y es


5 I ssue pri ce or consi derati on

Opti ons:
NZD7.23 (AUD6.60) per ordi nary shar e -
1,780 shar es.

PSRs:
NZD0.00 (A UD0.00) per ordi nary share –
2,470 shar es.


6 Pur pose of t he i ssue
( I f i ssued as consi der at i on f or t he
acqui si t i on of asset s, cl ear l y
i dent i f y t hose asset s)






I ssued to an empl oyee under the Fi sher &
Pay k el H eal thcare 2003 Share Opti on Pl an –
1,780 shar es.

I ssued to empl oyees under the Fi sher & Paykel
H eal t hcar e 2015 Per f or mance Shar e Ri ght s
Pl an – 2,470 shar es.


6a I s t he ent i t y an
+
eligible entity that
has obt ai ned secur i t y hol der
approval under rul e 7.1A ?

I f Y es, compl ete secti ons 6b – 6h
i n r el ati on to the
+
secur i t i es t he
subj ect of thi s Appendi x 3B, and
compl y wi th secti on 6i
No


6b T he dat e t he secur i t y hol der
resol uti on under rul e 7.1A was
passed



6c Number of
+
secur i t i es i ssued
wi thout securi ty hol der approval
under rul e 7.1

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 3
6d Number of
+
secur i t i es i ssued w i t h
secur i t y hol der appr ov al under r ul e
7.1A



6e Number of
+
secur i t i es i ssued w i t h
secur i t y hol der appr ov al under r ul e
7.3, or another speci f i c securi ty
hol der approval (speci f y date of
meet i ng)




6f Number of
+
secur i t i es i ssued under
an ex cept i on i n r ul e 7. 2



6g If
+
secur i t i es i ssued under r ul e
7. 1A , w as i ssue pr i ce at l east 75%
of 15 day V W A P as cal cul at ed
under rul e 7.1A .3? I ncl ude the
+
i ssue dat e and bot h v al ues.
I ncl ude the source of the V WA P
calculation.



6h If
+
secur i t i es w er e i ssued under
rul e 7.1A f or non-cash
consi der at i on, st at e dat e on w hi ch
v al uat i on of consi der at i on w as
r el eased t o A SX M ar k et
A nnouncements



6i Cal cul at e t he ent i t y ’ s r emai ni ng
i ssue capaci t y under r ul e 7.1 and
rul e 7.1A – compl et e A nnex ur e 1
and r el ease t o A SX M ar k et
A nnouncements



7
+
I ssue dat es
N ot e: T he i ssue dat e may be pr escr i bed by A SX
(ref er to the def i ni ti on of i ssue date i n rul e 19.12).
For ex ampl e, t he i ssue dat e f or a pr o r at a
ent i t l ement issue must comply with the applicable
ti metabl e i n A ppendi x 7A .
Cross ref erence: i tem 33 of A ppendi x 3B.
8 October 2018



Number
+
Cl ass
8 N umber and
+
class of all
+
securi ti es quoted on A SX
(i ncl udi ng t he
+
securities in sect i on
2 i f appl i cabl e)



573,187,311 Or di nar y Shar es

Part 2 - Pro rata issue

9 Number and +class of all
+securities not quoted on
ASX (including the
securities in clause 2 if
applicable

Number Class


FPHAW 216,937 PSRs expiring 13 September
2023, NZDNil exercise price.


FPHAT 404,107 PSRs expiring 5 September
2022, NZDNil exercise price.


FPHAJ 375,421 PSRs expiring 6 September
2021, NZDNil exercise price.

FPHAH 0 PSRs expiring 8 September
2020, NZDNil exercise price.

FPHAV 30,565 Options expiring 7 September
2022, exercise price NZD11.81

FPHAU 1,079,326 Options expiring 5 September
2022, exercise price NZD11.81.

FPHAB 1,169,610 Options expiring 6 September
2021, exercise price NZD9.82.

FPHAI 35,480 Options expiring 11 September
2020, exercise price NZD7.23.


FPHAG 818,400 Options expiring 8 September
2020, exercise price NZD7.23.


FPHAE 275,165 Options expiring 28 August 2019,
exercise price NZD4.88.


FPHAX 670,303 Options expiring 13 September
2023, exercise price NZD14.91.


FPHAY 126,377 ESRs expiring 13 September
2021, exercise price NZDNil.


10 D i v i dend pol i cy ( i n t he case of a
trust, di stri buti on pol i cy) on the
i ncr eased capi t al ( i nt er est s)
No change
11 I s securi ty hol der approval
r equi r ed?




12 I s t he i ssue r enounceabl e or non-
renounceabl e?



13 Rati o i n whi ch the
+
securities will
be of f er ed



14
+
Cl ass of
+
securi ti es to whi ch the
of f er r el at es

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 5
15
+
Recor d dat e t o det er mi ne
ent i t l ement s




16 Will holdings on different registers
( or subr egi st er s) be aggr egat ed f or
cal cul at i ng ent i t l ement s?



17 Policy for deciding entitlements in
r el at i on t o f r act i ons




18 Names of countri es i n whi ch the
entity has security holders who will
not be sent new offer documents
Note: Securi ty hol ders must be tol d how thei r
ent i t l ements ar e t o be deal t w i t h.
Cr oss r ef er ence: r ul e 7. 7.



19 Cl osi ng date f or recei pt of
accept ances or r enunci at i ons

+ See chapter 19 f or def i ned t er ms.

A ppendi x 3B Page 6 04/03/2013

20 N ames of any under w r i t er s





21 A mount of any underwri ti ng f ee or
commi ssi on



22 N ames of any br ok er s t o t he i ssue





23 Fee or commi ssi on pay abl e t o t he
broker to the i ssue



24 A mount of any handl i ng f ee pay abl e
to brokers who l odge acceptances
or renunci ati ons on behal f of
secur i t y hol der s



25 I f the i ssue i s conti ngent on securi ty
hol ders’ approval , the dat e of t he
meet i ng



26 D at e ent i t l ement and accept ance
f orm and of f er documents will be
sent t o per sons ent i t l ed



27 I f the enti ty has i ssued opti ons, and
the terms enti tl e opti on hol ders to
par t i ci pat e on ex er ci se, t he dat e on
which notices will be sent to opti on
hol ders



28 Date rights trading will begin (if
appl i cabl e)



29 Date rights trading will end (if
appl i cabl e)





30 How do securi ty hol ders sel l thei r
ent i t l ement s i n ful l through a
broker?



31 How do securi ty hol ders sell par t of
thei r enti tl ements through a broker
and accept f or t he bal ance?

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 7

32 How do securi ty hol ders di spose of
t hei r ent i t l ement s ( ex cept by sal e
through a broker)?



33
+
I ssue dat e





Part 3 - Quotation of securities
You need onl y compl ete thi s secti on i f you ar e appl yi ng for quotati on of secur i ti es

34 Type of
+
secur i t i es
(ti ck one)

( a)

+
Secur i t i es descr i bed i n Par t 1


(b)

All other
+
secur i t i es
Ex ampl e: r est r i ct ed secur i t i es at t he end of t he escrowed peri od, partl y pai d securi ti es that become f ul l y pai d, empl oyee
i ncent i v e shar e secur i t i es w hen r est r i ct i on ends, secur i t i es i ssued on ex pi r y or conv er si on of conv er t i bl e secur i t i es

Entities that have ticked box 34(a)

Additional securities forming a new cl ass of secur i t i es


Ti ck to i ndi cate you ar e pr ovi di ng the i nfor mati on or
documents


35

I f t he
+
secur i t i es ar e
+
equi t y secur i t i es, t he names of t he 20 l ar gest hol der s of t he
addi ti onal
+
secur i t i es, and t he number and per cent age of addi ti onal
+
secur i t i es hel d by
those hol ders


36

I f t he
+
secur i t i es ar e
+
equity securities, a distribution schedule of the additional
+
securi ti es setti ng out the number of hol ders i n the categori es
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over


37

A copy of any trust deed f or the addi ti onal
+
secur i t i es

+ See chapter 19 f or def i ned terms.

A ppendi x 3B Page 8 04/03/2013

Entities that have ticked box 34(b)

38 Number of
+
securi ti es f or whi ch
+
quotati on i s sought





39
+
Cl ass of
+
secur i t i es f or whi ch
quotati on i s sought




40 D o t he
+
securities rank equally in all
r espect s f r om t he
+
i ssue dat e w i t h an
exi sti ng
+
cl ass of quoted
+
secur i t i es?

I f t he addi t i onal
+
securi ti es do not
r ank equal l y , pl ease st at e:
• t he dat e f r om w hi ch t hey do
• t he ex t ent to whi ch they
par t i ci pat e f or t he nex t di v i dend,
( i n t he case of a t r ust ,
di stri buti on) or i nterest payment
• the extent to whi ch they do not
rank equal l y, other than i n
r el at i on t o t he nex t di v i dend,
di stri buti on or i nterest payment



41 Reason f or request f or quotati on
now
Ex ampl e: I n t he case of r est r i ct ed secur i t i es, end of
restri cti on peri od

(i f i ssued upon conversi on of
anot her
+
security, clearly identify
that other
+
secur i t y )





Number
+
Cl ass
42 N umber and
+
class of all
+
secur i t i es
quoted on A SX (i ncl udi ng t he
+
secur i t i es i n cl ause 38)

+ See chapter 19 f or def i ned terms.

04/03/2013 A ppendi x 3B Page 9


Quotation agr eement

1
+
Quotati on of our addi ti onal
+
securi ti es i s i n A SX ’ s absol ute di screti on. A SX may
quote the
+
securi ti es on any condi ti ons i t deci des.

2 We warrant the f ol l owi ng to A SX.

• The i ssue of the
+
securi ti es to be quoted compl i es wi th the l aw and i s not
f or an i l l egal purpose.

• There i s no reason why those
+
securi ti es shoul d not be granted
+
quotati on.

• A n of f er of the
+
securi ti es f or sal e wi thi n 12 months af ter thei r i ssue will
not requi re di scl osure under secti on 707(3) or secti on 1012C(6) of the
Corporati ons A ct.
N ot e: A n ent i t y may need t o obt ai n appr opr i at e w ar r ant i es f r om subscr i ber s f or t he secur i t i es i n or der t o be abl e t o gi v e
t hi s w ar r ant y

• Secti on 724 or secti on 1016E of the Corporati ons A ct does not appl y to any
appl i cati ons recei ved by us i n rel ati on to any
+
securi ti es to be quoted and
that no-one has any ri ght to return any
+
securi ti es to be quoted under
secti ons 737, 738 or 1016F of the Corporati ons A ct at the t i me t hat w e
r equest t hat t he
+
securi ti es be quoted.

• I f we are a trust, we warrant that no person has the ri ght to return the
+
securi ti es to be quoted under secti on 1019B of the Corporati ons A ct at t he
t i me t hat w e r equest t hat t he
+
securi ti es be quot ed.

3 We wi l l i ndemni f y A SX to the f ul l est extent permi tted by l aw i n respect of any
cl ai m, acti on or expense ari si ng f rom or connected wi th any breach of the
w ar r ant i es i n t hi s agr eement .

4 We gi ve A SX the i nf ormati on and documents requi red by thi s f orm. I f any
i nf ormati on or document i s not avai l abl e now, w e will give it to ASX before
+
quotati on of the
+
securi ti es begi ns. We acknowl edge that A SX i s rel yi ng on the
i nf ormati on and documents. We warrant that they are (wi l l be) true and compl ete.


Si gn her e: ................................................ D at e: 8 October 2018
Company Secr et ar y

Pr i nt name: Ed Ti mmi ns

== == == == ==