SPH Notice – Commonwealth Bank of Australia
100080615/3821102.1 1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To KATHMANDU HOLDINGS LIMITED
Date this disclosure made: 10-Oct-2018
Date on which substantial holding began: 08-Oct-2018
Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Commonwealth Bank of Australia
For this disclosure,—
(a) total number held in class: 11,303,869
(b) total in class: 225,781,068
(c) total percentage held in class: 5.007%
100080615/3821102.1 2
Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979
(a) Nature of relevant interest(s):
Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of
managed accounts.
(b) number held in class:10,000
(c) percentage held in class:0.005%
Custodian Name Custodian Total Holding Custodian Total Holding (%)
Avanteos Investments Limited
10,000
0.005%
Details for ASB Group Investments Limited Company Number 533945
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or
manager of a managed investment scheme.
(b) number held in class:3,260,932
(c) percentage held in class:1.444%
Custodian Name Custodian Total Holding Custodian Total Holding (%)
Citibank N A Hong Kong
3,260,932
1.444%
Details for Commonwealth Bank of Australia ACN 123 123 124
(a) Nature of relevant interest(s):
Relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to
dispose securities in a proprietary capacity.
(b) number held in class:87,557
(c) percentage held in class:0.039%
Custodian Name Custodian Total Holding Custodian Total Holding (%)
The Bank Of New York Mellon, Sydney Branch
87,557
0.039%
Details for Colonial First State Investments Limited ACN 002 348 352
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).
(b) number held in class:1,142,506
(c) percentage held in class:0.506%
Custodian Name Custodian Total Holding Custodian Total Holding (%)
Citicorp Nominees Pty Limited (Australia)
424,239
0.188%
Northern Trust Company
433,860
0.192%
UBS Nominees Pty Ltd
284,407
0.126%
100080615/3821102.1 3
Details for Realindex Investments Pty Limited ACN 133 312 017
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment mandates).
(b) number held in class: 6,802,874
(c) percentage held in class: 3.013%
Custodian Name
Custodian Total Holding
Custodian Total Holding (%)
Citibank N A Hong Kong
5,552,256
2.459%
Citicorp Nominees Pty Limited (New Zealand)
300,514
0.133%
JPMorgan (UK)
402,529
0.178%
National Custodian Services
547,575
0.243%
Grand Total
11,303,869
5.007%
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
* Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
* Commonwealth Bank of Australia ACN 123 123 124, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
* Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[not applicable]
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this
disclosure by all persons for whom it is made.
100080615/3821102.1 4
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction
Holder of Relevant Interest
Registered Company Before Event
Registered Company After Event
Nature of Change Class
Number of
Securities
Cash
Consideration
Currency
Wednesday, 13 June 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
250,000
610,000.00
NZD
Wednesday, 13 June 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
50,000
122,000.00
NZD
Wednesday, 13 June 2018
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Citicorp Nominees Pty Limited
(Australia)
Purchase
Ordinary shares
6,885
15,639.28
AUD
Thursday, 14 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
88,093
N/A
NZD
Friday, 15 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
88,093
N/A
NZD
Friday, 15 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
89,801
N/A
NZD
Friday, 15 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
Purchase
Ordinary shares
5,054
12,595.07
NZD
Friday, 15 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
66,476
165,664.84
NZD
Monday, 18 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
89,801
N/A
NZD
Monday, 18 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
120,842
N/A
NZD
Tuesday, 19 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
121,095
N/A
NZD
Tuesday, 19 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
120,842
N/A
NZD
Wednesday, 20 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
121,095
N/A
NZD
Wednesday, 20 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
90,934
N/A
NZD
Thursday, 21 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
90,974
N/A
NZD
Thursday, 21 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
90,934
N/A
NZD
Friday, 22 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
90,974
N/A
NZD
Monday, 25 June 2018
Colonial First State Asset Management
(Australia) Limited ACN 114 194 311
Citibank N A Hong Kong
Unknown
Borrow Decrease, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares
537,812
N/A
AUD
Monday, 25 June 2018
Colonial First State Asset Management
(Australia) Limited ACN 114 194 311
Citicorp Nominees Pty Limited (Australia)
Unknown
Borrow Decrease, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares
287,210
N/A
AUD
Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services
Unknown
Sale
Ordinary shares
37,636
98,700.41
AUD
Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017
JPMorgan (UK)
Unknown
Sale
Ordinary shares
27,766
72,816.34
AUD
Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
Unknown
Sale
Ordinary shares
13,296
38,300.46
NZD
Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
112,782
305,424.93
AUD
Friday, 29 June 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
46,086
136,617.34
NZD
Friday, 29 June 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
15,908
47,157.68
NZD
Friday, 29 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
64,158
187,726.31
NZD
Wednesday, 4 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
620
N/A
NZD
Thursday, 5 July 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
190,000
562,400.00
NZD
Thursday, 5 July 2018
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Citicorp Nominees Pty Limited
(Australia)
Purchase
Ordinary shares
9,040
24,421.56
AUD
Thursday, 5 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
620
N/A
NZD
Tuesday, 10 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
47,274
137,581.52
NZD
Tuesday, 10 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
3
N/A
NZD
Tuesday, 10 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,394
N/A
NZD
Tuesday, 10 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
7
N/A
NZD
Wednesday, 11 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
192,147
561,069.24
NZD
Wednesday, 11 July 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
9,500
27,626.00
NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
3
N/A
NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,394
N/A
NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
5
N/A
NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
7
N/A
NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
1
N/A
NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
1
N/A
NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
1
N/A
NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
5
N/A
NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
359
N/A
NZD
Friday, 13 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
1
N/A
NZD
Friday, 13 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
359
N/A
NZD
Monday, 16 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
5
N/A
NZD
Monday, 16 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
10
N/A
NZD
Tuesday, 17 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
30,000
92,439.00
NZD
Tuesday, 17 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
5
N/A
NZD
Tuesday, 17 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
10
N/A
NZD
100080615/3821102.1 5
Wednesday, 18 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
19,504
55,440.12
AUD
Thursday, 19 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
10
N/A
NZD
Friday, 20 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
10
N/A
NZD
Wednesday, 25 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
44
N/A
NZD
Thursday, 26 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
44
N/A
NZD
Friday, 27 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
72,041
233,650.58
NZD
Monday, 30 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
41,149
131,495.74
NZD
Monday, 30 July 2018
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Citicorp Nominees Pty Limited
(Australia)
Purchase
Ordinary shares
18,599
54,296.06
AUD
Monday, 30 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
42,960
135,156.46
NZD
Tuesday, 31 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
100,000
309,250.00
NZD
Tuesday, 31 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
14,930
46,254.63
NZD
Tuesday, 31 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
16,271
50,741.11
NZD
Tuesday, 31 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
9,384
28,715.04
NZD
Wednesday, 1 August 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
125,000
386,387.50
NZD
Wednesday, 1 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
34,982
108,094.38
NZD
Thursday, 2 August 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
21,484
66,600.40
NZD
Thursday, 2 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
498
N/A
NZD
Thursday, 2 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
65,273
202,385.46
NZD
Friday, 3 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
498
N/A
NZD
Friday, 3 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
5,291
16,635.43
NZD
Monday, 6 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
103,451
N/A
NZD
Tuesday, 7 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
103,451
N/A
NZD
Tuesday, 7 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
55,967
N/A
NZD
Tuesday, 7 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
27,616
86,924.12
NZD
Wednesday, 8 August 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
3,000
9,450.90
NZD
Wednesday, 8 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
55,967
N/A
NZD
Wednesday, 8 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
95,952
N/A
NZD
Thursday, 9 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
83,877
N/A
NZD
Thursday, 9 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
95,952
N/A
NZD
Thursday, 9 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
26,235
81,947.65
NZD
Friday, 10 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
83,877
N/A
NZD
Friday, 10 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
Purchase
Ordinary shares
1,330
4,162.90
NZD
Monday, 13 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,929
N/A
NZD
Tuesday, 14 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,779
N/A
NZD
Tuesday, 14 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,929
N/A
NZD
Wednesday, 15 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,779
N/A
NZD
Wednesday, 15 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,980
N/A
NZD
Thursday, 16 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
10,483
N/A
NZD
Thursday, 16 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,980
N/A
NZD
Friday, 17 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,504
N/A
NZD
Friday, 17 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
10,483
N/A
NZD
Friday, 17 August 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services
Unknown
Sale
Ordinary shares
6,738
19,068.54
AUD
Monday, 20 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
71,892
N/A
NZD
Monday, 20 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,868
N/A
NZD
Monday, 20 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,504
N/A
NZD
Tuesday, 21 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
100,868
N/A
NZD
Tuesday, 21 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
71,892
N/A
NZD
Tuesday, 21 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
70,789
N/A
NZD
Wednesday, 22 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
66,970
N/A
NZD
Wednesday, 22 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Wednesday, 22 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
70,789
N/A
NZD
Thursday, 23 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
66,970
N/A
NZD
Thursday, 23 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Thursday, 23 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Friday, 24 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
19,324
N/A
NZD
100080615/3821102.1 6
Friday, 24 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Friday, 24 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
88,410
N/A
NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
19,324
N/A
NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
28,179
N/A
NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
88,410
N/A
NZD
Wednesday, 29 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Wednesday, 29 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Wednesday, 29 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
28,179
N/A
NZD
Thursday, 30 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Thursday, 30 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Thursday, 30 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
Unknown
Sale
Ordinary shares
2,554
8,402.66
NZD
Friday, 31 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
66,388
N/A
NZD
Friday, 31 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Friday, 31 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Friday, 31 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
18,921
61,871.67
NZD
Monday, 3 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Monday, 3 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
66,388
N/A
NZD
Monday, 3 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Tuesday, 4 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Tuesday, 4 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Wednesday, 5 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
65,044
N/A
NZD
Wednesday, 5 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
88,392
N/A
NZD
Wednesday, 5 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
5,830
18,656.00
NZD
Thursday, 6 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
87,912
N/A
NZD
Thursday, 6 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
88,392
N/A
NZD
Friday, 7 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
86,736
N/A
NZD
Friday, 7 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
87,912
N/A
NZD
Monday, 10 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
86,736
N/A
NZD
Monday, 10 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
86,828
N/A
NZD
Monday, 10 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
2,412
7,404.84
NZD
Tuesday, 11 September 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
5,768
17,724.49
NZD
Tuesday, 11 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
74,643
N/A
NZD
Tuesday, 11 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Tuesday, 11 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
86,828
N/A
NZD
Wednesday, 12 September 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
13,738
42,561.70
NZD
Wednesday, 12 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Wednesday, 12 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Wednesday, 12 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
74,643
N/A
NZD
Wednesday, 12 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
14,386
40,295.19
AUD
Thursday, 13 September 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
5,189
16,085.90
NZD
Thursday, 13 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Thursday, 13 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Thursday, 13 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
19,137
60,090.18
NZD
Friday, 14 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Friday, 14 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Friday, 14 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
23,820
75,364.10
NZD
Monday, 17 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
100080615/3821102.1 7
Monday, 17 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Monday, 17 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
35,000
111,261.50
NZD
Tuesday, 18 September 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
34,300
111,550.46
NZD
Tuesday, 18 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Tuesday, 18 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
57,421
N/A
NZD
Tuesday, 18 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Tuesday, 18 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
58,385
191,701.31
NZD
Tuesday, 18 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
Unknown
Sale
Ordinary shares
2,158
6,970.34
NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
57,421
N/A
NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
74,912
N/A
NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Wednesday, 19 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
54,504
172,417.95
NZD
Thursday, 20 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares
63,449
N/A
NZD
Thursday, 20 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
74,912
N/A
NZD
Thursday, 20 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
48,875
156,668.81
NZD
Friday, 21 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
72,089
N/A
NZD
Friday, 21 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
Purchase
Ordinary shares
8,725
28,181.75
NZD
Friday, 21 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
90,864
293,490.72
NZD
Monday, 24 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
72,089
N/A
NZD
Monday, 24 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
71,234
N/A
NZD
Tuesday, 25 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
71,234
N/A
NZD
Tuesday, 25 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
72,779
N/A
NZD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services
Unknown
Sale
Ordinary shares
8,886
26,576.25
AUD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
62,429
204,710.93
NZD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
JPMorgan (UK)
Unknown
Sale
Ordinary shares
6,457
19,311.60
AUD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
34,821
104,142.65
AUD
Wednesday, 26 September 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
126,174
413,636.22
NZD
Wednesday, 26 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
72,779
N/A
NZD
Wednesday, 26 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
72,753
N/A
NZD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
Unknown
Sale
Ordinary shares
1,919
6,351.89
NZD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services
Unknown
Sale
Ordinary shares
7,336
22,003.60
AUD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
JPMorgan (UK)
Unknown
Sale
Ordinary shares
5,331
15,989.80
AUD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
28,747
86,223.75
AUD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
47,957
157,879.24
NZD
Thursday, 27 September 2018
ASB Group Investments Limited ACN
533945
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
49,826
163,673.43
NZD
Thursday, 27 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
73,848
N/A
NZD
Thursday, 27 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
72,753
N/A
NZD
Friday, 28 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
73,848
N/A
NZD
Friday, 28 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
13,067
N/A
NZD
Friday, 28 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
3
N/A
NZD
Friday, 28 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
51,223
168,626.12
NZD
Friday, 28 September 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services
Unknown
Sale
Ordinary shares
6,333
18,999.00
AUD
Monday, 1 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
13,067
N/A
NZD
Monday, 1 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
3
N/A
NZD
Tuesday, 2 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
87,557
N/A
NZD
Wednesday, 3 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
24
N/A
NZD
Wednesday, 3 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
87,557
N/A
NZD
Wednesday, 3 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
76,052
N/A
NZD
Thursday, 4 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares
24
N/A
NZD
Thursday, 4 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
76,052
N/A
NZD
Thursday, 4 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
86,922
N/A
NZD
Friday, 5 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
86,922
N/A
NZD
Friday, 5 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
6,369
N/A
NZD
Monday, 8 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
6,369
N/A
NZD
Monday, 8 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
87,557
N/A
NZD
100080615/3821102.1 8
Appendix B
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1) Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Goldman Sachs International
Citigroup Global Markets Limited (Agreement 5)
Citigroup Global Markets Limited (Agreement 12)
Barclays Capital Securities Ltd
100080615/3821102.1 9
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2) Merril
Lynch International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Merrill Lynch International
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- CNU — Chorus Limited: SPH Notice – Commonwealth Bank of Australia2018-07-12
“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To CHORUS LIMITED Date this disclosure made: 12-Jul-2018 Date on which substantial holding began: 10-Jul-2018 Substantial product h…”
- CNU — Chorus Limited: SPH Notice – Commonwealth Bank of Australia2018-09-17
“1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To CHORUS LIMITED Date this disclosure made: 17-Sep-2018 Date on which substantial holding began: 14-Sep-2018 Substantial product holder(s) giving disclo…”
- MCK — Millennium & Copthorne Hotels New Zealand Limited: SPH – Aberdeen Standard Australian Small Companies Fund2018-09-21
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limited and To Millennium & Copthorne Hotels New Zealand Ltd (“MCK”) Da…”