SPH Notice – Commonwealth Bank of Australia
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To KATHMANDU HOLDINGS LIMITED
Date this disclosure made: 24-Oct-2018
Date on which substantial holding began: 22-Oct-2018
Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Commonwealth Bank of Australia
For this disclosure,—
(a) total number held in class:11,894,652
(b)total in class: 225,781,068
(c)total percentage held in class:5.268%
100080615/3821102.1 1
Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979
(a) Nature of relevant interest(s):
Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed
accounts.
(b
) number held in class: 10,000
(c) percentage held in class:0.004%
Custodian Name Custodian Total Holding Custodian Total Holding(%)
Avanteos Investments Limited
10,000 0.004%
Details for ASB Group Investments Limited Company Number 533945
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or
manager of a managed investment scheme.
(b) number held in class: 3,260,932
(c) percentage held in class:1.444%
Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong
3,260,932
1.444%
Details for Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as trustee for the Officers' Superannuation Fu
nd.
(b
) number held in class: 692,190
(c) percentage held in class:0.307%
Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong
692,190 0.307%
Details for Colonial First State Investments Limited ACN 002 348 352
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body co
rporate).
100080615/3821102.1 2
(b) number held in class: 1,142,506
(c) percentage held in class:0.506%
Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citicorp Nominees Pty Limited (Australia)
424,239
0.188%
Northern Trust Company
433,860
0.192%
UBS Nominees Pty Ltd
284,407
0.126%
Details for Realindex Investments Pty Limited ACN 133 312 017
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment manda
tes).
(b
) number held in class: 6,789,024
(c) percentage held in class:3.007%
Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong
5,552,256
2.459%
Citicorp Nominees Pty Limited (New Zealand)
301,906
0.134%
JPMorgan (UK)
387,287
0.172%
National Custodian Services
547,575
0.243%
Grand Total
11,894,652
5.268%
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
*Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St Sydney NSW 2000
*Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sy
dney, NSW, 2000, Australia
100080615/3821102.1 3
Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
Name of any
other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[
not applicable]
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
100080615/3821102.1 4
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction Holder of Relevant Interest Registered Company Before Event Registered Company After Event Nature of Change Class
Number of
Securities
Cash
Consideration
Currency
Thursday, 21 June 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 90,974 N/A NZD
Thursday, 21 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 90,934 N/A NZD
Friday, 22 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B Ordinary shares 90,974 N/A NZD
Monday, 25 June 2018
Colonial First State Asset Management
(Australia) Limited ACN 114 194 311
Citibank N A Hong Kong Unknown
Borrow Decrease, Citigroup
Global Markets Limited
(Agreement 12), See
Appendix B
Ordinary shares 537,812 N/A AUD
Monday, 25 June 2018
Colonial First State Asset Management
(Australia) Limited ACN 114 194 311
Citicorp Nominees Pty Limited (Australia) Unknown
Borrow Decrease, Citigroup
Global Markets Limited
(Agreement 5), See
Appendix B
Ordinary shares 287,210 N/A AUD
Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services Unknown Sale Ordinary shares 37,636 98,700.41 AUD
Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017
JPMorgan (UK) Unknown Sale Ordinary shares 27,766 72,816.34 AUD
Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 112,782 305,424.93 AUD
Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
Unknown Sale Ordinary shares 13,296 38,300.46 NZD
Friday, 29 June 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 15,908 47,157.68 NZD
Friday, 29 June 2018
ASB Group Investments Limited ACN
533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 46,086 136,617.34 NZD
Friday, 29 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 64,158 187,726.31 NZD
Wednesday, 4 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B Ordinary shares 620 N/A NZD
Thursday, 5 July 2018
ASB Group Investments Limited ACN
533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 190,000 562,400.00 NZD
Thursday, 5 July 2018
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Citicorp Nominees Pty Limited
(Australia) Purchase Ordinary shares 9,040 24,421.56 AUD
Thursday, 5 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 620 N/A NZD
Tuesday, 10 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 47,274 137,581.52 NZD
Tuesday, 10 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 3 N/A NZD
Tuesday, 10 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,394 N/A NZD
Tuesday, 10 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B Ordinary shares 7 N/A NZD
Wednesday, 11 July 2018
ASB Group Investments Limited ACN
533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 192,147 561,069.24 NZD
Wednesday, 11 July 2018
ASB Group Investments Limited ACN
533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 9,500 27,626.00 NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 3 N/A NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,394 N/A NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 5 N/A NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 7 N/A NZD
Wednesday, 11 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B Ordinary shares 1 N/A NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 1 N/A NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 1 N/A NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 5 N/A NZD
Thursday, 12 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 359 N/A NZD
Friday, 13 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 1 N/A NZD
Friday, 13 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 359 N/A NZD
Monday, 16 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B Ordinary shares 5 N/A NZD
Monday, 16 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 10 N/A NZD
Tuesday, 17 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 30,000 92,439.00 NZD
Tuesday, 17 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 5 N/A NZD
Tuesday, 17 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 10 N/A NZD
Wednesday, 18 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 19,504 55,440.12 AUD
Thursday, 19 July 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 10 N/A NZD
Friday, 20 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B Ordinary shares 10 N/A NZD
Wednesday, 25 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 44 N/A NZD
Thursday, 26 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 44 N/A NZD
Friday, 27 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 72,041 233,650.58 NZD
Monday, 30 July 2018
ASB Group Investments Limited ACN
533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 41,149 131,495.74 NZD
Monday, 30 July 2018
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Citicorp Nominees Pty Limited
(Australia)
Purchase Ordinary shares 18,599 54,296.06 AUD
Monday, 30 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 42,960 135,156.46 NZD
Tuesday, 31 July 2018
ASB Group Investments Limited ACN
533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 100,000 309,250.00 NZD
Tuesday, 31 July 2018
ASB Group Investments Limited ACN
533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 14,930 46,254.63 NZD
Tuesday, 31 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 16,271 50,741.11 NZD
Tuesday, 31 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 9,384 28,715.04 NZD
Wednesday, 1 August 2018
ASB Group Investments Limited ACN
533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 125,000 386,387.50 NZD
Wednesday, 1 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 34,982 108,094.38 NZD
Thursday, 2 August 2018
ASB Group Investments Limited ACN
533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 21,484 66,600.40 NZD
100080615/3821102.1 5
Thursday, 2 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 498 N/A NZD
Thursday, 2 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 65,273 202,385.46 NZD
Friday, 3 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 498 N/A NZD
Friday, 3 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 5,291 16,635.43 NZD
Monday, 6 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 103,451 N/A NZD
Tuesday, 7 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B Ordinary shares 103,451 N/A NZD
Tuesday, 7 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 55,967 N/A NZD
Tuesday, 7 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 27,616 86,924.12 NZD
Wednesday, 8 August 2018
ASB Group Investments Limited ACN
533945
Unknown Citibank N A Hong Kong Purchase Ordinary shares 3,000 9,450.90 NZD
Wednesday, 8 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 95,952 N/A NZD
Wednesday, 8 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 55,967 N/A NZD
Thursday, 9 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 83,877 N/A NZD
Thursday, 9 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B Ordinary shares 95,952 N/A NZD
Thursday, 9 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 26,235 81,947.65 NZD
Friday, 10 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 83,877 N/A NZD
Friday, 10 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
Purchase Ordinary shares 1,330 4,162.90 NZD
Monday, 13 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,929 N/A NZD
Tuesday, 14 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,929 N/A NZD
Tuesday, 14 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,779 N/A NZD
Wednesday, 15 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B Ordinary shares 100,980 N/A NZD
Wednesday, 15 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,779 N/A NZD
Thursday, 16 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 10,483 N/A NZD
Thursday, 16 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,980 N/A NZD
Friday, 17 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,504 N/A NZD
Friday, 17 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 10,483 N/A NZD
Friday, 17 August 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services Unknown Sale Ordinary shares 6,738 19,068.54 AUD
Monday, 20 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B Ordinary shares 71,892 N/A NZD
Monday, 20 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,504 N/A NZD
Monday, 20 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,868 N/A NZD
Tuesday, 21 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 70,789 N/A NZD
Tuesday, 21 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 71,892 N/A NZD
Tuesday, 21 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 100,868 N/A NZD
Wednesday, 22 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B Ordinary shares 65,044 N/A NZD
Wednesday, 22 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 70,789 N/A NZD
Wednesday, 22 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 66,970 N/A NZD
Thursday, 23 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 66,970 N/A NZD
Thursday, 23 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Thursday, 23 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Friday, 24 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B Ordinary shares 65,044 N/A NZD
Friday, 24 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Friday, 24 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 19,324 N/A NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 19,324 N/A NZD
Monday, 27 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B Ordinary shares 88,410 N/A NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 28,179 N/A NZD
Tuesday, 28 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 88,410 N/A NZD
Wednesday, 29 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 28,179 N/A NZD
Wednesday, 29 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B Ordinary shares 65,044 N/A NZD
100080615/3821102.1 6
Wednesday, 29 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Thursday, 30 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Thursday, 30 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Thursday, 30 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand) Unknown Sale Ordinary shares 2,554 8,402.66 NZD
Friday, 31 August 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B Ordinary shares 66,388 N/A NZD
Friday, 31 August 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B Ordinary shares 65,044 N/A NZD
Friday, 31 August 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Friday, 31 August 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 18,921 61,871.67 NZD
Monday, 3 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 66,388 N/A NZD
Monday, 3 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Monday, 3 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Tuesday, 4 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B Ordinary shares 65,044 N/A NZD
Tuesday, 4 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Wednesday, 5 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 88,392 N/A NZD
Wednesday, 5 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 65,044 N/A NZD
Wednesday, 5 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 5,830 18,656.00 NZD
Thursday, 6 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 87,912 N/A NZD
Thursday, 6 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 88,392 N/A NZD
Friday, 7 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B Ordinary shares 86,736 N/A NZD
Friday, 7 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 87,912 N/A NZD
Monday, 10 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 86,736 N/A NZD
Monday, 10 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 86,828 N/A NZD
Monday, 10 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 2,412 7,404.84 NZD
Tuesday, 11 September 2018
ASB Group Investments Limited ACN
533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 5,768 17,724.49 NZD
Tuesday, 11 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 86,828 N/A NZD
Tuesday, 11 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B Ordinary shares 74,643 N/A NZD
Tuesday, 11 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Wednesday, 12 September 2018
ASB Group Investments Limited ACN
533945
Unknown Citibank N A Hong Kong Purchase Ordinary shares 13,738 42,561.70 NZD
Wednesday, 12 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Wednesday, 12 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Wednesday, 12 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 74,643 N/A NZD
Wednesday, 12 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 14,386 40,295.19 AUD
Thursday, 13 September 2018
ASB Group Investments Limited ACN
533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 5,189 16,085.90 NZD
Thursday, 13 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Thursday, 13 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Thursday, 13 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 19,137 60,090.18 NZD
Friday, 14 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Friday, 14 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Friday, 14 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 23,820 75,364.10 NZD
Monday, 17 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B Ordinary shares 63,449 N/A NZD
Monday, 17 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Monday, 17 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 35,000 111,261.50 NZD
Tuesday, 18 September 2018
ASB Group Investments Limited ACN
533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 34,300 111,550.46 NZD
Tuesday, 18 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Tuesday, 18 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Tuesday, 18 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 57,421 N/A NZD
Tuesday, 18 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand) Unknown Sale Ordinary shares 2,158 6,970.34 NZD
Tuesday, 18 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 58,385 191,701.31 NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 74,912 N/A NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
Wednesday, 19 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 57,421 N/A NZD
Wednesday, 19 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 54,504 172,417.95 NZD
Thursday, 20 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Merrill
Lynch International, See
Appendix B
Ordinary shares 63,449 N/A NZD
100080615/3821102.1 7
Thursday, 20 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 74,912 N/A NZD
Thursday, 20 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 48,875 156,668.81 NZD
Friday, 21 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 72,089 N/A NZD
Friday, 21 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
Purchase Ordinary shares 8,725 28,181.75 NZD
Friday, 21 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 90,864 293,490.72 NZD
Monday, 24 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 71,234 N/A NZD
Monday, 24 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B Ordinary shares 72,089 N/A NZD
Tuesday, 25 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 71,234 N/A NZD
Tuesday, 25 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 72,779 N/A NZD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services Unknown Sale Ordinary shares 8,886 26,576.25 AUD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 62,429 204,710.93 NZD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
JPMorgan (UK) Unknown Sale Ordinary shares 6,457 19,311.60 AUD
Tuesday, 25 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 34,821 104,142.65 AUD
Wednesday, 26 September 2018
ASB Group Investments Limited ACN
533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 126,174 413,636.22 NZD
Wednesday, 26 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B Ordinary shares 72,753 N/A NZD
Wednesday, 26 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 72,779 N/A NZD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong Kong Unknown Sale Ordinary shares 28,747 86,223.75 AUD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 47,957 157,879.24 NZD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
JPMorgan (UK) Unknown Sale Ordinary shares 5,331 15,989.80 AUD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
Unknown Sale Ordinary shares 1,919 6,351.89 NZD
Wednesday, 26 September 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services Unknown Sale Ordinary shares 7,336 22,003.60 AUD
Thursday, 27 September 2018
ASB Group Investments Limited ACN
533945
Unknown Citibank N A Hong Kong Purchase Ordinary shares 49,826 163,673.43 NZD
Thursday, 27 September 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 73,848 N/A NZD
Thursday, 27 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B Ordinary shares 72,753 N/A NZD
Friday, 28 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 3 N/A NZD
Friday, 28 September 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 13,067 N/A NZD
Friday, 28 September 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 73,848 N/A NZD
Friday, 28 September 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown Citibank N A Hong Kong Purchase Ordinary shares 51,223 168,626.12 NZD
Friday, 28 September 2018
Realindex Investments Pty Limited ACN
133 312 017
National Custodian Services Unknown Sale Ordinary shares 6,333 18,999.00 AUD
Monday, 1 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 13,067 N/A NZD
Monday, 1 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B Ordinary shares 3 N/A NZD
Tuesday, 2 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 87,557 N/A NZD
Wednesday, 3 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 24 N/A NZD
Wednesday, 3 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 87,557 N/A NZD
Wednesday, 3 October 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 76,052 N/A NZD
Thursday, 4 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 76,052 N/A NZD
Thursday, 4 October 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B Ordinary shares 86,922 N/A NZD
Thursday, 4 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 24 N/A NZD
Friday, 5 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 6,369 N/A NZD
Friday, 5 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 86,922 N/A NZD
Monday, 8 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 6,369 N/A NZD
Monday, 8 October 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 87,557 N/A NZD
Tuesday, 9 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B Ordinary shares 87,557 N/A NZD
Wednesday, 10 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 90,718 N/A NZD
Thursday, 11 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 90,586 N/A NZD
Thursday, 11 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 90,718 N/A NZD
Thursday, 11 October 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
Purchase Ordinary shares 1,392 4,148.16 NZD
Friday, 12 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares 90,586 N/A NZD
Monday, 15 October 2018
Commonwealth Bank of Australia ACN
123 123 124 Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares 69,012 N/A NZD
Tuesday, 16 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B Ordinary shares 69,012 N/A NZD
Thursday, 18 October 2018
Realindex Investments Pty Limited ACN
133 312 017
JPMorgan (UK) Unknown Sale Ordinary shares 15,242 40,022.44 AUD
Friday, 19 October 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 1 N/A NZD
Monday, 22 October 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares 1 N/A NZD
Monday, 22 October 2018
Commonwealth Bank Officers
Superannuation Corporation Pty Limited
ACN 074 519 798
Unknown Citibank N A Hong Kong Purchase Ordinary shares 692,190 1,782,320.03 AUD
100080615/3821102.1 8
Appendix B
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1)Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1)Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Australian Master Securities Lending Agreement
Parties to agreement:
(1)Citigroup Global Markets Limited; and (2)
Colonial First State Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1)Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Goldman Sachs International
Citigroup Global Markets Limited (Agreement 5)
Citigroup Global Markets Limited (Agreement 12)
Barclays Capital Securities Ltd
100080615/3821102.1 9
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1)Commonwealth Bank of Australia and (2) Merril
Lynch International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Merrill Lynch International
100080615/3821102.1 10
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
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“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the form. To NZX Limited and To Millennium & Copthorne Hotels New Zealand Ltd (“MCK”) Dat…”
- PCT — Precinct Properties New Zealand Limited: SPH Notice – ANZ2019-01-16
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