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SPH Notice – Commonwealth Bank of Australia

Substantial Holder Notice24 October 2018KMDConsumer Discretionary

Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013

To NZX LIMITED

and

To KATHMANDU HOLDINGS LIMITED

Date this disclosure made: 24-Oct-2018

Date on which substantial holding began: 22-Oct-2018

Substantial product holder(s) giving disclosure

Full name(s): Commonwealth Bank of Australia

Summary of substantial holding

Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia

For this disclosure,—

(a) total number held in class:11,894,652

(b)total in class: 225,781,068

(c)total percentage held in class:5.268%

100080615/3821102.1 1

Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979

(a) Nature of relevant interest(s):

Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed

accounts.

(b

) number held in class: 10,000

(c) percentage held in class:0.004%

Custodian Name Custodian Total Holding Custodian Total Holding(%)

Avanteos Investments Limited

10,000 0.004%

Details for ASB Group Investments Limited Company Number 533945

(a) Nature of relevant interest(s):

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of


securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or

manager of a managed investment scheme.

(b) number held in class: 3,260,932

(c) percentage held in class:1.444%

Custodian Name Custodian Total Holding Custodian Total Holding(%)

Citibank N A Hong Kong

3,260,932

1.444%

Details for Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798

(a) Nature of relevant interest(s):

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as trustee for the Officers' Superannuation Fu

nd.

(b

) number held in class: 692,190

(c) percentage held in class:0.307%

Custodian Name Custodian Total Holding Custodian Total Holding(%)

Citibank N A Hong Kong

692,190 0.307%

Details for Colonial First State Investments Limited ACN 002 348 352

(a) Nature of relevant interest(s):

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of


securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments

Limited or a related body co

rporate).

100080615/3821102.1 2

(b) number held in class: 1,142,506
(c) percentage held in class:0.506%

Custodian Name Custodian Total Holding Custodian Total Holding(%)

Citicorp Nominees Pty Limited (Australia)

424,239

0.188%

Northern Trust Company

433,860

0.192%

UBS Nominees Pty Ltd

284,407

0.126%

Details for Realindex Investments Pty Limited ACN 133 312 017

(a) Nature of relevant interest(s):

Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as investment manager (as provided for under its investment manda

tes).

(b

) number held in class: 6,789,024

(c) percentage held in class:3.007%

Custodian Name Custodian Total Holding Custodian Total Holding(%)

Citibank N A Hong Kong

5,552,256

2.459%

Citicorp Nominees Pty Limited (New Zealand)

301,906

0.134%

JPMorgan (UK)

387,287

0.172%

National Custodian Services

547,575

0.243%

Grand Total

11,894,652

5.268%

Details of transactions and events giving rise to substantial holding

Details of transactions or other events requiring disclosure:

See Appendix A

Additional information

Address(es) of substantial product holder(s):

*Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand

*Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St Sydney NSW 2000

*Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sy

dney, NSW, 2000, Australia

100080615/3821102.1 3

Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au

*Nature of connection between substantial product holders:

Commonwealth Bank of Australia is a related body corporate of

Avanteos Investments Limited ACN 096 259 979

ASB Group Investments Limited Company Number 533945

Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798

Colonial First State Investments Limited ACN 002 348 352

Realindex Investments Pty Limited ACN 133 312 017

Name of any

other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates:

[

not applicable]

Certification

I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

100080615/3821102.1 4

Appendix A
Details of the transactions or other events requiring disclosure:

Date of Transaction Holder of Relevant Interest Registered Company Before Event Registered Company After Event Nature of Change Class

Number of

Securities

Cash

Consideration

Currency

Thursday, 21 June 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 90,974 N/A NZD

Thursday, 21 June 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 90,934 N/A NZD

Friday, 22 June 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B Ordinary shares 90,974 N/A NZD

Monday, 25 June 2018

Colonial First State Asset Management

(Australia) Limited ACN 114 194 311

Citibank N A Hong Kong Unknown

Borrow Decrease, Citigroup

Global Markets Limited

(Agreement 12), See

Appendix B

Ordinary shares 537,812 N/A AUD

Monday, 25 June 2018

Colonial First State Asset Management

(Australia) Limited ACN 114 194 311

Citicorp Nominees Pty Limited (Australia) Unknown

Borrow Decrease, Citigroup

Global Markets Limited

(Agreement 5), See

Appendix B

Ordinary shares 287,210 N/A AUD

Tuesday, 26 June 2018

Realindex Investments Pty Limited ACN

133 312 017


National Custodian Services Unknown Sale Ordinary shares 37,636 98,700.41 AUD

Tuesday, 26 June 2018

Realindex Investments Pty Limited ACN

133 312 017


JPMorgan (UK) Unknown Sale Ordinary shares 27,766 72,816.34 AUD

Wednesday, 27 June 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 112,782 305,424.93 AUD

Wednesday, 27 June 2018

Realindex Investments Pty Limited ACN

133 312 017

Citicorp Nominees Pty Limited (New

Zealand)

Unknown Sale Ordinary shares 13,296 38,300.46 NZD

Friday, 29 June 2018

ASB Group Investments Limited ACN

533945

Citibank N A Hong Kong Unknown Sale Ordinary shares 15,908 47,157.68 NZD

Friday, 29 June 2018

ASB Group Investments Limited ACN

533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 46,086 136,617.34 NZD

Friday, 29 June 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 64,158 187,726.31 NZD

Wednesday, 4 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B Ordinary shares 620 N/A NZD

Thursday, 5 July 2018

ASB Group Investments Limited ACN

533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 190,000 562,400.00 NZD

Thursday, 5 July 2018

Colonial First State Investments Limited

ACN 002 348 352

Unknown

Citicorp Nominees Pty Limited

(Australia) Purchase Ordinary shares 9,040 24,421.56 AUD

Thursday, 5 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 620 N/A NZD

Tuesday, 10 July 2018

ASB Group Investments Limited ACN

533945

Citibank N A Hong Kong Unknown Sale Ordinary shares 47,274 137,581.52 NZD

Tuesday, 10 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 3 N/A NZD

Tuesday, 10 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,394 N/A NZD

Tuesday, 10 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B Ordinary shares 7 N/A NZD

Wednesday, 11 July 2018

ASB Group Investments Limited ACN

533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 192,147 561,069.24 NZD

Wednesday, 11 July 2018

ASB Group Investments Limited ACN

533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 9,500 27,626.00 NZD

Wednesday, 11 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 3 N/A NZD

Wednesday, 11 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,394 N/A NZD

Wednesday, 11 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 5 N/A NZD

Wednesday, 11 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 7 N/A NZD

Wednesday, 11 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B Ordinary shares 1 N/A NZD

Thursday, 12 July 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 1 N/A NZD

Thursday, 12 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 1 N/A NZD

Thursday, 12 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 5 N/A NZD

Thursday, 12 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 359 N/A NZD

Friday, 13 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 1 N/A NZD

Friday, 13 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 359 N/A NZD

Monday, 16 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B Ordinary shares 5 N/A NZD

Monday, 16 July 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 10 N/A NZD

Tuesday, 17 July 2018

ASB Group Investments Limited ACN

533945

Citibank N A Hong Kong Unknown Sale Ordinary shares 30,000 92,439.00 NZD

Tuesday, 17 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 5 N/A NZD

Tuesday, 17 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 10 N/A NZD

Wednesday, 18 July 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 19,504 55,440.12 AUD

Thursday, 19 July 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 10 N/A NZD

Friday, 20 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B Ordinary shares 10 N/A NZD

Wednesday, 25 July 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 44 N/A NZD

Thursday, 26 July 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 44 N/A NZD

Friday, 27 July 2018

ASB Group Investments Limited ACN

533945

Citibank N A Hong Kong Unknown Sale Ordinary shares 72,041 233,650.58 NZD

Monday, 30 July 2018

ASB Group Investments Limited ACN

533945

Citibank N A Hong Kong Unknown Sale Ordinary shares 41,149 131,495.74 NZD

Monday, 30 July 2018

Colonial First State Investments Limited

ACN 002 348 352

Unknown

Citicorp Nominees Pty Limited

(Australia)

Purchase Ordinary shares 18,599 54,296.06 AUD

Monday, 30 July 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 42,960 135,156.46 NZD

Tuesday, 31 July 2018

ASB Group Investments Limited ACN

533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 100,000 309,250.00 NZD

Tuesday, 31 July 2018

ASB Group Investments Limited ACN

533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 14,930 46,254.63 NZD

Tuesday, 31 July 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 16,271 50,741.11 NZD

Tuesday, 31 July 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 9,384 28,715.04 NZD

Wednesday, 1 August 2018

ASB Group Investments Limited ACN

533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 125,000 386,387.50 NZD

Wednesday, 1 August 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 34,982 108,094.38 NZD

Thursday, 2 August 2018

ASB Group Investments Limited ACN

533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 21,484 66,600.40 NZD

100080615/3821102.1 5

Thursday, 2 August 2018
Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 498 N/A NZD

Thursday, 2 August 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 65,273 202,385.46 NZD

Friday, 3 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 498 N/A NZD

Friday, 3 August 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 5,291 16,635.43 NZD

Monday, 6 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 103,451 N/A NZD

Tuesday, 7 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B Ordinary shares 103,451 N/A NZD

Tuesday, 7 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 55,967 N/A NZD

Tuesday, 7 August 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 27,616 86,924.12 NZD

Wednesday, 8 August 2018

ASB Group Investments Limited ACN

533945

Unknown Citibank N A Hong Kong Purchase Ordinary shares 3,000 9,450.90 NZD

Wednesday, 8 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 95,952 N/A NZD

Wednesday, 8 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 55,967 N/A NZD

Thursday, 9 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 83,877 N/A NZD

Thursday, 9 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B Ordinary shares 95,952 N/A NZD

Thursday, 9 August 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 26,235 81,947.65 NZD

Friday, 10 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 83,877 N/A NZD

Friday, 10 August 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown

Citicorp Nominees Pty Limited (New

Zealand)

Purchase Ordinary shares 1,330 4,162.90 NZD

Monday, 13 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,929 N/A NZD

Tuesday, 14 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,929 N/A NZD

Tuesday, 14 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,779 N/A NZD

Wednesday, 15 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B Ordinary shares 100,980 N/A NZD

Wednesday, 15 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,779 N/A NZD

Thursday, 16 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 10,483 N/A NZD

Thursday, 16 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,980 N/A NZD

Friday, 17 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,504 N/A NZD

Friday, 17 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 10,483 N/A NZD

Friday, 17 August 2018

Realindex Investments Pty Limited ACN

133 312 017


National Custodian Services Unknown Sale Ordinary shares 6,738 19,068.54 AUD

Monday, 20 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B Ordinary shares 71,892 N/A NZD

Monday, 20 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,504 N/A NZD

Monday, 20 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,868 N/A NZD

Tuesday, 21 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 70,789 N/A NZD

Tuesday, 21 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 71,892 N/A NZD

Tuesday, 21 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 100,868 N/A NZD

Wednesday, 22 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B Ordinary shares 65,044 N/A NZD

Wednesday, 22 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 70,789 N/A NZD

Wednesday, 22 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 66,970 N/A NZD

Thursday, 23 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 66,970 N/A NZD

Thursday, 23 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Thursday, 23 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Friday, 24 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B Ordinary shares 65,044 N/A NZD

Friday, 24 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Friday, 24 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 19,324 N/A NZD

Monday, 27 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Monday, 27 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Monday, 27 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 19,324 N/A NZD

Monday, 27 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B Ordinary shares 88,410 N/A NZD

Tuesday, 28 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Tuesday, 28 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Tuesday, 28 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 28,179 N/A NZD

Tuesday, 28 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 88,410 N/A NZD

Wednesday, 29 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 28,179 N/A NZD

Wednesday, 29 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B Ordinary shares 65,044 N/A NZD

100080615/3821102.1 6

Wednesday, 29 August 2018
Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Thursday, 30 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Thursday, 30 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Thursday, 30 August 2018

Realindex Investments Pty Limited ACN

133 312 017

Citicorp Nominees Pty Limited (New

Zealand) Unknown Sale Ordinary shares 2,554 8,402.66 NZD

Friday, 31 August 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B Ordinary shares 66,388 N/A NZD

Friday, 31 August 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B Ordinary shares 65,044 N/A NZD

Friday, 31 August 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Friday, 31 August 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 18,921 61,871.67 NZD

Monday, 3 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 66,388 N/A NZD

Monday, 3 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Monday, 3 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Tuesday, 4 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B Ordinary shares 65,044 N/A NZD

Tuesday, 4 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Wednesday, 5 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 88,392 N/A NZD

Wednesday, 5 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 65,044 N/A NZD

Wednesday, 5 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 5,830 18,656.00 NZD

Thursday, 6 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 87,912 N/A NZD

Thursday, 6 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 88,392 N/A NZD

Friday, 7 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B Ordinary shares 86,736 N/A NZD

Friday, 7 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 87,912 N/A NZD

Monday, 10 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 86,736 N/A NZD

Monday, 10 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 86,828 N/A NZD

Monday, 10 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 2,412 7,404.84 NZD

Tuesday, 11 September 2018

ASB Group Investments Limited ACN

533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 5,768 17,724.49 NZD

Tuesday, 11 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 86,828 N/A NZD

Tuesday, 11 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B Ordinary shares 74,643 N/A NZD

Tuesday, 11 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Wednesday, 12 September 2018

ASB Group Investments Limited ACN

533945

Unknown Citibank N A Hong Kong Purchase Ordinary shares 13,738 42,561.70 NZD

Wednesday, 12 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Wednesday, 12 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Wednesday, 12 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 74,643 N/A NZD

Wednesday, 12 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 14,386 40,295.19 AUD

Thursday, 13 September 2018

ASB Group Investments Limited ACN

533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 5,189 16,085.90 NZD

Thursday, 13 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Thursday, 13 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Thursday, 13 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 19,137 60,090.18 NZD

Friday, 14 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Friday, 14 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Friday, 14 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 23,820 75,364.10 NZD

Monday, 17 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B Ordinary shares 63,449 N/A NZD

Monday, 17 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Monday, 17 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 35,000 111,261.50 NZD

Tuesday, 18 September 2018

ASB Group Investments Limited ACN

533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 34,300 111,550.46 NZD

Tuesday, 18 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Tuesday, 18 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Tuesday, 18 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 57,421 N/A NZD

Tuesday, 18 September 2018

Realindex Investments Pty Limited ACN

133 312 017

Citicorp Nominees Pty Limited (New

Zealand) Unknown Sale Ordinary shares 2,158 6,970.34 NZD

Tuesday, 18 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 58,385 191,701.31 NZD

Wednesday, 19 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Wednesday, 19 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 74,912 N/A NZD

Wednesday, 19 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

Wednesday, 19 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 57,421 N/A NZD

Wednesday, 19 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 54,504 172,417.95 NZD

Thursday, 20 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Merrill

Lynch International, See

Appendix B

Ordinary shares 63,449 N/A NZD

100080615/3821102.1 7

Thursday, 20 September 2018
Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 74,912 N/A NZD

Thursday, 20 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 48,875 156,668.81 NZD

Friday, 21 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 72,089 N/A NZD

Friday, 21 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown

Citicorp Nominees Pty Limited (New

Zealand)

Purchase Ordinary shares 8,725 28,181.75 NZD

Friday, 21 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 90,864 293,490.72 NZD

Monday, 24 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 71,234 N/A NZD

Monday, 24 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B Ordinary shares 72,089 N/A NZD

Tuesday, 25 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 71,234 N/A NZD

Tuesday, 25 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 72,779 N/A NZD

Tuesday, 25 September 2018

Realindex Investments Pty Limited ACN

133 312 017


National Custodian Services Unknown Sale Ordinary shares 8,886 26,576.25 AUD

Tuesday, 25 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 62,429 204,710.93 NZD

Tuesday, 25 September 2018

Realindex Investments Pty Limited ACN

133 312 017


JPMorgan (UK) Unknown Sale Ordinary shares 6,457 19,311.60 AUD

Tuesday, 25 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 34,821 104,142.65 AUD

Wednesday, 26 September 2018

ASB Group Investments Limited ACN

533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 126,174 413,636.22 NZD

Wednesday, 26 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B Ordinary shares 72,753 N/A NZD

Wednesday, 26 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 72,779 N/A NZD

Wednesday, 26 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Citibank N A Hong Kong Unknown Sale Ordinary shares 28,747 86,223.75 AUD

Wednesday, 26 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 47,957 157,879.24 NZD

Wednesday, 26 September 2018

Realindex Investments Pty Limited ACN

133 312 017


JPMorgan (UK) Unknown Sale Ordinary shares 5,331 15,989.80 AUD

Wednesday, 26 September 2018

Realindex Investments Pty Limited ACN

133 312 017

Citicorp Nominees Pty Limited (New

Zealand)

Unknown Sale Ordinary shares 1,919 6,351.89 NZD

Wednesday, 26 September 2018

Realindex Investments Pty Limited ACN

133 312 017


National Custodian Services Unknown Sale Ordinary shares 7,336 22,003.60 AUD

Thursday, 27 September 2018

ASB Group Investments Limited ACN

533945

Unknown Citibank N A Hong Kong Purchase Ordinary shares 49,826 163,673.43 NZD

Thursday, 27 September 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 73,848 N/A NZD

Thursday, 27 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B Ordinary shares 72,753 N/A NZD

Friday, 28 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 3 N/A NZD

Friday, 28 September 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 13,067 N/A NZD

Friday, 28 September 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 73,848 N/A NZD

Friday, 28 September 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown Citibank N A Hong Kong Purchase Ordinary shares 51,223 168,626.12 NZD

Friday, 28 September 2018

Realindex Investments Pty Limited ACN

133 312 017


National Custodian Services Unknown Sale Ordinary shares 6,333 18,999.00 AUD

Monday, 1 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 13,067 N/A NZD

Monday, 1 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B Ordinary shares 3 N/A NZD

Tuesday, 2 October 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 87,557 N/A NZD

Wednesday, 3 October 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 24 N/A NZD

Wednesday, 3 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 87,557 N/A NZD

Wednesday, 3 October 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 76,052 N/A NZD

Thursday, 4 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 76,052 N/A NZD

Thursday, 4 October 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B Ordinary shares 86,922 N/A NZD

Thursday, 4 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 24 N/A NZD

Friday, 5 October 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 6,369 N/A NZD

Friday, 5 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 86,922 N/A NZD

Monday, 8 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 6,369 N/A NZD

Monday, 8 October 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 87,557 N/A NZD

Tuesday, 9 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B Ordinary shares 87,557 N/A NZD

Wednesday, 10 October 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 90,718 N/A NZD

Thursday, 11 October 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 90,586 N/A NZD

Thursday, 11 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 90,718 N/A NZD

Thursday, 11 October 2018

Realindex Investments Pty Limited ACN

133 312 017


Unknown

Citicorp Nominees Pty Limited (New

Zealand)

Purchase Ordinary shares 1,392 4,148.16 NZD

Friday, 12 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B

Ordinary shares 90,586 N/A NZD

Monday, 15 October 2018

Commonwealth Bank of Australia ACN

123 123 124 Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Goldman

Sachs International, See

Appendix B

Ordinary shares 69,012 N/A NZD

Tuesday, 16 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch Unknown

Borrow Decrease, Goldman

Sachs International, See

Appendix B Ordinary shares 69,012 N/A NZD

Thursday, 18 October 2018

Realindex Investments Pty Limited ACN

133 312 017


JPMorgan (UK) Unknown Sale Ordinary shares 15,242 40,022.44 AUD

Friday, 19 October 2018

Commonwealth Bank of Australia ACN

123 123 124

Unknown

The Bank Of New York Mellon,

Sydney Branch

Borrow Increase, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 1 N/A NZD

Monday, 22 October 2018

Commonwealth Bank of Australia ACN

123 123 124

The Bank Of New York Mellon, Sydney

Branch

Unknown

Borrow Decrease, Barclays

Capital Securities Ltd, See

Appendix B

Ordinary shares 1 N/A NZD

Monday, 22 October 2018

Commonwealth Bank Officers

Superannuation Corporation Pty Limited

ACN 074 519 798


Unknown Citibank N A Hong Kong Purchase Ordinary shares 692,190 1,782,320.03 AUD

100080615/3821102.1 8

Appendix B
Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:

(1)Commonwealth Bank of Australia and (2)

Barclays Capital Securities Ltd

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):

Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]

Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]

No

If yes, in which circumstances? N/A

Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:

(1)Citigroup Global Markets Limited; and (2)

Colonial First State Investments Limited

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):

Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]

Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]

No

If yes, in which circumstances? N/A

Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:

(1)Citigroup Global Markets Limited; and (2)

Colonial First State Investments Limited

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):

Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]

Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]

No

If yes, in which circumstances? N/A

Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:

(1)Commonwealth Bank of Australia and (2)

Goldman Sachs International

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):

Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Goldman Sachs International

Citigroup Global Markets Limited (Agreement 5)

Citigroup Global Markets Limited (Agreement 12)

Barclays Capital Securities Ltd

100080615/3821102.1 9

Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]

No

If yes, in which circumstances? N/A

Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:

(1)Commonwealth Bank of Australia and (2) Merril

Lynch International

Can the parties exercise voting rights attaching to the securities? No

If yes, in what circumstances? N/A

Date on which the securities were (or are) expected to be delivered to the

borrower or its nominee (ie borrow date):

The dates indicated in Annexure B on which

securities were borrowed.

Scheduled date (if any) when the securities are expected to be returned to the

borrower or its nominee (ie return date):

Any particular day.

Does the borrower have the right to return the securities early? [Yes/No] Yes

If yes, in which circumstances? At any time subject to giving notice.

Does the lender have the right to recall the securities early (ie before the

scheduled return date)? [Yes/No]

Yes

If yes, in which circumstances? At any time subject to giving notice.

Are there circumstances in which the borrower will not be required to return the

securities on settlement? [Yes/No]

No

If yes, in which circumstances? N/A

Merrill Lynch International

100080615/3821102.1 10

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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