L&Q Notice: Carbon Fund (NS) (“CO2”) Units

LISTING AND QUOTATION NOTICE: NZX MAIN BOARD
CARBON FUND (NS) (“CO2”) UNITS
NZX Limited, Level 1, NZX Centre, 11 Cable Street, PO Box 2959, Wellington 6140, New Zealand
Tel +64 4 472 7599, www.nzx.com


Fund:
Carbon Fund (NS)
Issuer Code:
CO2
ISIN:
NZCO2E0005S7
Short Name:
Carbon Fund
Registered Office:
Level 3, The Imperial Buildings,
44 Queen Street,
Auckland
Website:
www.carbonfund.co.nz
Telephone Number:
09 967 7276
Financial Year End:
31 March
Nature of Business:
The Fund’s aim is to provide investors with a total return
exposure to the price of carbon credits. The Fund has the ability
to buy carbon credits in emissions trading schemes in New
Zealand and offshore. As a result, the Fund may also provide
exposure to the price of carbon offshore.
Directors of the Manager:
Matthew Goodson (Managing Director) and Paul Harrison
(Managing Director)
Details of Issue:
Listing and quotation of all units issued as part of the initial offer
period.
Initial Offer Open Date:
Tuesday, 23 October 2018
Initial Offer Close Date:
Monday, 5 November 2018
Initial Issue Date:
Wednesday, 7 November 2018
Initial Number of Securities to be
Quoted:
1,068,500
Issue Price:
$1
Supervisor:
The New Zealand Guardian Trust Company Limited
Manager of the Fund:
Salt Investment Funds Limited
Auditors:
PricewaterhouseCoopers
Solicitors:
Kensington Swan
Registrar:
Link Market Services Limited (“LNKT”)

Settlement Status:
NZCDC Settlement System
Prospectus Dated:
12 October 2018
Expected Commencement of
Trading on the NZX Main Board:
8 November 2018


Mark Peterson
Chief Executive Officer
NZX Limited
25 October 2018