Initial Disclosure Notices – Multiple

Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Bruce Robertson Irvine
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Heartland Bank Limited
Position held in listed issuer:
Director
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
115,806
Nature of relevant interest: Beneficial Owner
Current registered holder: Bruce Robertson Irvine
Class of quoted financial product:
Ordinary shares
Number held in class:
401,594
Nature of relevant interest:
Beneficial Owner
Current registered holder: Mary Therese Irvine
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I, certify that, to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.

Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8/11/2018
Name and title of authorised person:
Michael Drumm, General Counsel
Notes

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Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Christopher Patrick Francis Flood
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Senior Manager
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
1,424,917
Nature of relevant interest:
Beneficial Owner
Current registered holder: Christopher Patrick Francis Flood
Class of quoted financial product:
Ordinary shares
Number held in class:
42,360
Nature of relevant interest:
Beneficial Owner
Current registered holder:
Christopher Patrick Francis Flood
& Nicola Anne Moloney & Lane
Neave Trustees Limited
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
payable under the derivative or the value of the derivative is affected by the
value of the underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I, certify that, to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8-Nov-18
Name and title of authorised person:
Michael Drumm, General Counsel
Notes

---

Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Christopher Robert Mace
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
13,267,285
Nature of relevant interest: Beneficial Owner
Current registered holder: Oceania & Eastern Limited
Class of quoted financial product:
Ordinary shares
Number held in class:
1,070,204
Nature of relevant interest:
Beneficial Owner
Current registered holder: JNS Capital Limited
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I, certify that, to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.

Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8-Nov-18
Name and title of authorised person:
Michael Drumm, General Counsel
Notes

---

Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Geoffrey Thomas Ricketts
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
13,267,285
Nature of relevant interest:
Beneficial Owner
Current registered holder: Oceania & Eastern Limited
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
payable under the derivative or the value of the derivative is affected by the
value of the underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I, certify that, to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8-Nov-18
Name and title of authorised person:
Michael Drumm, General Counsel
Notes
Use this form to disclose the relevant interests that a director or senior
manager of a listed issuer has in quoted financial products of the listed
issuer or a related body corporate or a specified derivative. The disclosure
must be made within 5 trading days of—
(a) the listing of the public issuer; or
(b) the person’s appointment as a director or senior manager.

---

Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Graham Russell Kennedy
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Heartland Bank Limited
Position held in listed issuer:
Director
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
64,321
Nature of relevant interest:
Beneficial Owner
Current registered holder: Graham Russell Kennedy
Class of quoted financial product:
Ordinary shares
Number held in class:
436,789
Nature of relevant interest:
Beneficial Owner
Current registered holder: Black Quill Investments Limited
Class of quoted financial product:
Ordinary shares
Number held in class:
33,670
Nature of relevant interest:
Beneficial Owner
Current registered holder: Katie Margaret Kennedy
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
payable under the derivative or the value of the derivative is affected by the
value of the underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I certify that to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8-Nov-18
Name and title of authorised person:
Michael Drumm, General Counsel
Notes
Use this form to disclose the relevant interests that a director or senior
manager of a listed issuer has in quoted financial products of the listed
issuer or a related body corporate or a specified derivative. The disclosure
must be made within 5 trading days of—
(a) the listing of the public issuer; or
(b) the person’s appointment as a director or senior manager.

---

Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Gregory Raymond Tomlinson
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
53,975,036
Nature of relevant interest:
Harrogate Trustee Limited or its
directors are accustomed to act in
accordance with Gregory Raymond
Tomlinson's directions,
instructions, or wishes in relation to
the relevant interest held by
Harrogate Trustee Limited
Current registered holder: Harrogate Trustee Limited
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
payable under the derivative or the value of the derivative is affected by the
value of the underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I, certify that, to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8-Nov-18
Name and title of authorised person:
Michael Drumm, General Counsel
Notes
Use this form to disclose the relevant interests that a director or senior
manager of a listed issuer has in quoted financial products of the listed
issuer or a related body corporate or a specified derivative. The disclosure
must be made within 5 trading days of—
(a) the listing of the public issuer; or

(b) the person’s appointment as a director or senior manager.

---

Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Jeffrey Kenneth Greenslade
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
3,206,325
Nature of relevant interest:
Beneficial Owner
Current registered holder:
Jeffrey Kenneth Greeslade &
Sarah Ormond Greenslade
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
payable under the derivative or the value of the derivative is affected by the
value of the underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I, certify that, to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8-Nov-18
Name and title of authorised person:
Michael Drumm, General Counsel
Notes
Use this form to disclose the relevant interests that a director or senior
manager of a listed issuer has in quoted financial products of the listed
issuer or a related body corporate or a specified derivative. The disclosure
must be made within 5 trading days of—
(a) the listing of the public issuer; or
(b) the person’s appointment as a director or senior manager.

---

Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Heartland Group Holdings Limited
Date this disclosure made:
8-Nov-18
Date on which issuer listed or appointment made:
1-Nov-18
Director or senior manager giving disclosure
Full name:
Edward John Harvey
Name of listed issuer:
Heartland Group Holdings Limited
Name of related body corporate (if applicable):
Heartland Bank Limited
Position held in listed issuer:
Director
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Ordinary shares
Number held in class:
123,766
Nature of relevant interest: Beneficial Owner
Current registered holder:
Susan Shirley Harvey
Summary of specified derivatives relevant interest (if applicable)
Type of derivative:
Not applicable
Class of underlying financial products:
Details of derivative
The notional value of the derivative (if any) or the notional amount of
underlying products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration
payable under the derivative or the value of the derivative is affected by the
value of the underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Cerification
I, certify that, to the best of my knowledge and belief, the information
contained in this disclsoure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.
Signature of director or officer:
Date of signature:
or

Signature of person authorised to sign on behalf of director or officer:
Date of signature:
8-Nov-18
Name and title of authorised person:Michael Drumm, General Counsel
Notes
Use this form to disclose the relevant interests that a director or senior
manager of a listed issuer has in quoted financial products of the listed
issuer or a related body corporate or a specified derivative. The disclosure
must be made within 5 trading days of—
(a) the listing of the public issuer; or
(b) the person’s appointment as a director or senior manager.