Seeka Releases – Cleansing Notice
101226.39 - 972573-6
11 December 2018
NZX Limited
Level 1, NZX Centre
11 Cable Street
Wellington
NOTICE PURSUANT TO CLAUSE 20(1)(a) OF SCHEDULE 8 TO THE FINANCIAL MARKETS CONDUCT
REGULATIONS 2014: SHORTFALL BOOKBUILD OFFER
1. Seeka Limited (NZX:SEK) (“Seeka”) has announced that, following its recently completed
pro-rata 1 for 1.5 renounceable rights offer (“Rights Offer”), it will undertake a shortfall
bookbuild for shares not taken up under the Rights Offer (“Shortfall Bookbuild Offer”),
to be run by First NZ Capital Securities Limited as Lead Manager. The Shortfall Bookbuild
Offer is an offer of fully paid ordinary shares of the same class as already quoted on the NZX
Main Board operated by NZX Limited. The Rights Offer and the Shortfall Bookbuild Offer
are fully underwritten by First NZ Capital Group Limited.
2. Pursuant to clause 20(1)(a) of Schedule 8 to the Financial Markets Conduct Regulations
2014 (“FMC Regulations”), and clause 19 of Schedule 1 to the Financial Markets Conduct
Act 2013 (“FMCA”), Seeka states that:
(a) Seeka is making the Shortfall Bookbuild Offer in reliance on the exclusion in clause 19
of Schedule 1 to the FMCA and provides this notice under clause 20(1)(a) of Schedule
8 to the FMC Regulations.
(b) As at the date of this notice, Seeka is in compliance with the “continuous disclosure
obligations” (as defined in section 6 of the FMCA) that apply to it in relation to
ordinary shares in Seeka and there is no information that is “excluded information”
(as defined in clause 20(5) of Schedule 8 to the FMC Regulations).
(c) As at the date of this notice, Seeka is in compliance with its “financial reporting
obligations” (as defined in clause 20(5) of Schedule 8 to the FMC Regulations).
3. The Shortfall Bookbuild Offer is not expected to have any material effect or consequence on
the control of Seeka.
Yours faithfully
Seeka Limited
Michael Franks
Chief Executive Officer
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