SPH Notice – The Vanguard Group, Inc.
100080615/3821102.1
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To Spark New Zealand Limited
Date this disclosure made: 18 December 2018
Date on which substantial holding began: 13 December 2018
Substantial product holder(s) giving disclosure
Full name(s): The Vanguard Group, Inc.
Summary of substantial holding
Class of quoted voting products: ordinary shares
Summary for The Vanguard Group, Inc.
For this disclosure,—
(a) total number held in class: 95,668,054
(b) total in class: 1,836,191,581
(c) total percentage held in class: 5.210%
100080615/3821102.1
2
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
Date Change Price Share Quantity
15‐Aug‐18 SELL 3.89 (22,260)
15‐Aug‐18 BUY 3.55 1,452
16‐Aug‐18 BUY 3.92 194,429
16‐Aug‐18 BUY 3.93 4,002
16‐Aug‐18 SELL 3.93 (38,882)
20‐Aug‐18 BUY 4.00 247,507
21‐Aug‐18 BUY 3.98 3,312
21‐Aug‐18 BUY 3.98 1,392
21‐Aug‐18 BUY 3.62 1,960
22‐Aug‐18 BUY 3.95 47,234
24‐Aug‐18 SELL 3.86 (42,563)
24‐Aug‐18 BUY 3.86 42,563
28‐Aug‐18 BUY 3.89 9,512
28‐Aug‐18 SELL 3.89 (9,512)
29‐Aug‐18 BUY 3.97 249,448
29‐Aug‐18 BUY 3.93 2,355
30‐Aug‐18 BUY 3.93 20,215
4‐Sep‐18 BUY 3.66 1,518
5‐Sep‐18 SELL 3.96 (1,588)
7‐Sep‐18 BUY 3.90 26,322
7‐Sep‐18 BUY 3.90 10,880
10‐Sep‐18 BUY 3.93 3,368
10‐Sep‐18 BUY 3.60 1,380
12‐Sep‐18 BUY 4.02 16,320
12‐Sep‐18 SELL 4.01 (125,623)
12‐Sep‐18 BUY 4.02 34,888
17‐Sep‐18 BUY 3.99 15,127
17‐Sep‐18 BUY 3.65 1,518
18‐Sep‐18 BUY 4.06 2,011
20‐Sep‐18 BUY 3.98 6,588
21‐Sep‐18 SELL 3.93 (5,902)
21‐Sep‐18 BUY 3.93 6,206
24‐Sep‐18 BUY 3.95 1,729
26‐Sep‐18 BUY 4.01 10,380
26‐Sep‐18 BUY 4.01 20,760
26‐Sep‐18 BUY 4.01 25,950
26‐Sep‐18 SELL 4.00 (15,822)
26‐Sep‐18 BUY 3.67 1,116
27‐Sep‐18 BUY 3.62 32,646
27‐Sep‐18 BUY 3.62 14,322
100080615/3821102.1
3
1‐Oct‐18 BUY 3.97 15,570
1‐Oct‐18 BUY 3.65 1,593
2‐Oct‐18 BUY 4.02 41,520
2‐Oct‐18 SELL 3.96 (1,488)
2‐Oct‐18 SELL 4.02 (6,385)
3‐Oct‐18 BUY 4.04 15,570
3‐Oct‐18 BUY 4.04 18,054
8‐Oct‐18 BUY 3.98 33,970
8‐Oct‐18 BUY 3.60 1,593
9‐Oct‐18 BUY 3.97 51,153
9‐Oct‐18 BUY 3.91 4,301
10‐Oct‐18 BUY 3.94 69,946
11‐Oct‐18 BUY 3.81 11,280
11‐Oct‐18 BUY 3.50 1,608
15‐Oct‐18 BUY 3.89 18,800
17‐Oct‐18 BUY 3.59 2,278
17‐Oct‐18 BUY 3.59 53,572
18‐Oct‐18 SELL 3.88 (838)
18‐Oct‐18 SELL 3.88 (324)
19‐Oct‐18 BUY 3.90 11,280
19‐Oct‐18 BUY 3.90 15,570
19‐Oct‐18 SELL 3.90 (324)
23‐Oct‐18 BUY 3.86 11,462
24‐Oct‐18 BUY 3.58 1,608
25‐Oct‐18 BUY 3.84 12,975
25‐Oct‐18 BUY 3.48 1,876
26‐Oct‐18 BUY 3.83 244,492
26‐Oct‐18 BUY 3.83 243,852
26‐Oct‐18 BUY 3.83 95,696
26‐Oct‐18 BUY 3.83 4,006
29‐Oct‐18 BUY 3.54 34,251
30‐Oct‐18 BUY 3.95 33,973
31‐Oct‐18 BUY 3.96 18,165
31‐Oct‐18 SELL 3.96 (4,482)
31‐Oct‐18 SELL 3.96 (13,120)
31‐Oct‐18 BUY 3.66 372
31‐Oct‐18 BUY 3.66 1,984
1‐Nov‐18 BUY 3.98 25,950
1‐Nov‐18 SELL 3.98 (120,266)
1‐Nov‐18 BUY 3.69 248
2‐Nov‐18 SELL 3.89 (41,267)
2‐Nov‐18 BUY 3.62 1,612
5‐Nov‐18 SELL 3.98 (13,801)
5‐Nov‐18 BUY 3.90 12,996
100080615/3821102.1
4
5‐Nov‐18 BUY 3.94 41,478
7‐Nov‐18 BUY 4.10 20,760
9‐Nov‐18 SELL 4.07 (3,445)
12‐Nov‐18 BUY 4.07 15,570
12‐Nov‐18 BUY 3.83 1,612
13‐Nov‐18 BUY 4.07 5,058
13‐Nov‐18 BUY 4.11 9,102
13‐Nov‐18 SELL 4.06 (12,019)
13‐Nov‐18 SELL 4.06 (12,020)
14‐Nov‐18 BUY 4.13 20,760
14‐Nov‐18 BUY 4.13 15,570
14‐Nov‐18 BUY 4.14 39,953
15‐Nov‐18 BUY 4.12 119,928
15‐Nov‐18 BUY 4.19 2,554
15‐Nov‐18 BUY 4.18 18,067
16‐Nov‐18 BUY 4.18 95,000
21‐Nov‐18 BUY 4.15 20,760
22‐Nov‐18 SELL 4.19 (9,680)
22‐Nov‐18 SELL 4.19 (9,649)
22‐Nov‐18 BUY 3.87 2,282
23‐Nov‐18 BUY 3.84 31,782
28‐Nov‐18 BUY 4.13 11,280
28‐Nov‐18 BUY 4.13 1,880
28‐Nov‐18 BUY 4.13 12,975
28‐Nov‐18 BUY 4.13 21,063
29‐Nov‐18 BUY 3.89 1,793
30‐Nov‐18 BUY 4.24 1,473
30‐Nov‐18 SELL 4.23 (52,449)
30‐Nov‐18 BUY 4.23 127,584
3‐Dec‐18 BUY 4.27 2,946
3‐Dec‐18 SELL 4.28 (37,520)
3‐Dec‐18 BUY 4.28 14,641
3‐Dec‐18 BUY 4.01 2,119
4‐Dec‐18 BUY 4.18 20,760
4‐Dec‐18 BUY 4.21 6,814
4‐Dec‐18 BUY 4.21 18,549
4‐Dec‐18 BUY 3.98 16,479
5‐Dec‐18 BUY 4.20 105,479
5‐Dec‐18 BUY 4.21 9,164
6‐Dec‐18 BUY 4.23 26,925
6‐Dec‐18 SELL 4.19 (552)
6‐Dec‐18 BUY 4.19 12,370
6‐Dec‐18 SELL 4.19 (2,993)
7‐Dec‐18 BUY 4.23 235,928
100080615/3821102.1
5
7‐Dec‐18 BUY 4.18 18,165
7‐Dec‐18 BUY 4.18 20,760
7‐Dec‐18 BUY 4.22 16,117
7‐Dec‐18 BUY 4.22 11,695
7‐Dec‐18 SELL 4.19 (8,716)
10‐Dec‐18 BUY 4.25 91,075
10‐Dec‐18 BUY 4.27 9,824
11‐Dec‐18 BUY 4.28 20,760
11‐Dec‐18 BUY 4.28 15,570
11‐Dec‐18 BUY 4.08 4,100
11‐Dec‐18 BUY 4.08 2,460
12‐Dec‐18 BUY 4.33 44,115
12‐Dec‐18 BUY 4.33 15,570
12‐Dec‐18 BUY 4.33 15,570
12‐Dec‐18 SELL 4.30 (1,359)
12‐Dec‐18 BUY 4.33 12,036
12‐Dec‐18 BUY 4.33 34,736,845
12‐Dec‐18 BUY 4.12 171,185
13‐Dec‐18 BUY 4.30 21,063
13‐Dec‐18 BUY 4.30 2,554
13‐Dec‐18 BUY 4.31 422
Additional information
Address(es) of substantial product holder(s):
The Vanguard Group Inc. – P.O. Box 2600, V26 Valley Forge, PA 19482 USA
Contact details: Shawn Acker, 001-610-669-8989,
Vanguard_Fund_Compliance@Vanguard.com
Certification
I, Shawn Acker, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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