Initial Disclosure Notice
Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Serko Limited (SKO)
Date this disclosure made:20-Dec-18
Date on which issuer listed or appointment made: Senior Manager appointment (due to new
accountabilities) 20-Dec-2018*
*Original appointment 12 April 2018
Director or senior manager giving disclosure
Full name:Tony D'Astolfo
Name of listed issuer:Serko Limited
Name of related body corporate (if applicable):Not applicable
Position held in listed issuer:Vice President of North America
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product: Ordinary Shares
Nature of relevant interest:
Holder of unlisted options entitling the
holder to subscribe for ordinary shares in
Serko Limited on a one for one basis,
subject to the terms of the Serko Limited
(US) 2018 Share Incentive Plan and
Option Agreement.
Number held in class:
99,263 unlisted options
Current registered holder: Mr D'Astolfo
Summary of specified derivatives relevant interest (if applicable)
Type of derivative: Not Applicable
Class of underlying financial products:Not Applicable
Details of derivative
The notional value of the derivative (if any) or the notional amount of underlying
products (if any):
Not Applicable
A statement as to whether the derivative is cash settled or physically settled:Not Applicable
Maturity date of the derivative (if any):Not Applicable
Expiry date of the derivative (if any):Not Applicable
The price specified in the terms of the derivative(if any):Not Applicable
Any other details needed to understand how the amount of the consideration
payable under the derivative or the value of the derivative is affected by the
value of the underlying financial products:
Not Applicable
For that derivative,-Not Applicable
Parties to the derivative:Not Applicable
If the director or senior manager is not a party to the derivative, the nature of
the relevant interest in the derivative:
Not Applicable
Certification
I certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Signature of director or officer:
Date of signature:20-Dec-18
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- SKC — SkyCity Entertainment Group Limited: DISCLOSURE OF SENIOR MANAGER’S RELEVANT INTERESTS2018-11-08
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: SKYCITY Entertainment Group Limited Date this disclosure made: 09/11/2018 Date of…”
- SEK — Seeka Limited: D&O Ongoing Disclosure – M Franks2019-01-02
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: Seeka Limited Date this disclosure made: 31-Dec-18 Date of last disclosure: 21-De…”
- SEK — Seeka Limited: D&O Ongoing Disclosure – M Brick2019-01-03
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: Seeka Limited Date this disclosure made: 3-Jan-19 Date of last disclosure: 21-Dec…”