NZX Shareholder Metrics December 2018

NZX Limited - Monthly Shareholder Metrics
December 2018
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersDec 2018Change YoYCapital RaisingDec 2018YTD
Total equity securities138-5.5%New Capital Listed
Total fund securities362.9%IPOs and compliance equity listings-$20 m
Total debt securities13216.8%Fund listings-$1 m
Total other securities6100.0%Debt listings$575 m$4,876 m
Total listed securities3125.1%
Secondary Capital Raisings
Total NZSX equity issuers121-2.4%Total capital raised by all issuers$372 m$4,642 m
Total NZAX equity issuers12-25.0%
Total NXT equity issuers2-33.3%Total equity raised - NZ issuers$109 m$1,509 m
Total NZSX fund issuers362.9%Total equity raised - dual or foreign issuer-$668 m
Total NZDX issuers5011.1%Total funds raised - NZ issuers *$53 m$830 m
Total other issuers566.7%Total funds raised - dual or foreign issuer *$13 m$187 m
Total unique issuers198-2.0%Total debt raised$197 m$1,448 m
Market CapitalisationDec 2018Change YoY% of GDP
Number of Capital Raising Events
All equity$129,567 m-1.4%45.0%Total number of capital raising events1041,309
All funds$3,673 m-2.1%1.3%Equity issuers - capital raised < $10m22349
All other$6 m49.4%0.0%Equity issuers - capital raised ≥ $10m < $100m322
Total equity$133,245 m-1.4%46.2%Equity issuers - capital raised ≥ $100m-3
Fund issuers - capital raised *75904
Debt$30,149 m14.3%10.5%Debt issuers - capital raised431
Green bonds$672 m-0.2%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Total NZDX$30,821 m16.9%10.7%
Cash MarketDec 2018Change YoYDerivativesDec 2018Change YoY
Total value traded *$2,519 m-16.6%Futures - total lots traded28,22615.2%
Daily average value traded *$133 m-16.6%Options - total lots traded2,45036.1%
On-market value traded *$1,441 m-7.4%Total derivatives lots traded30,67616.6%
% of value on-market57.2%11.1%
Total trades239,05137.1%Open interest70,57635.3%
Daily average trades12,58237.1%Notional value traded ($USD)$102 m17.3%
Average on-market trade size$8,800-25.5%Options to futures ratio8.7%18.1%
Block trade %6.2%551.3%
Total Equity Transactions
Total trades236,53937.7%
Derivatives Total Lots Traded 2016 / 2017 / 2018
Value traded *$2,432 m-15.8%
% of value on-market55.8%12.8%
Total Debt Transactions
Total trades2,512-4.0%
Value traded $87 m-34.0%
% of value on-market96.8%0.9%
Cumulative Numbers - YTD
Number of trades3,250,04258.3%
Total value traded$38,244 m-13.1%
% of value on-market53.4%27.4%

NZX Indices PerformanceDec 2018Change YoYClearing House / DepositoryDec 2018Change YoY
S&P/NZX50 Index8,8114.9%Gross value of cleared trades over month$2,545 m-16.3%
S&P/NZX 50 Portfolio Index5,4985.2%Collateral held at month end$27 m-3.9%
S&P/NZX Primary Sector Index15,1841.6%Depository transactions2,034-6.2%
Assets under custody in depository$720 m45.6%
S&P/NZX NZ Fixed Interest Composite Index1164.5%Value of stock lent over month$349 m-20.1%
S&P/NZX A-Grade Bond Index5,3834.4%
Wholesale DataDec 2018Change YoYDirect Data ProductsDec 2018Change YoY
Terminal numbers - professional*6,0660.1%Dairy data subscriptions96324.4%
Terminal numbers - retail*1,3144.4%
Licences - value ≥ $20k pa352.9%Proprietary security subscription products402-0.5%
Licences - value < $20k pa7011.1%- products ≥ $3,000 p.a145-8.8%
* 3 month average
- products < $3,000 p.a.2574.9%
Energy ContractsDec 2018Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Fund Management
SuperLifeDec 2018Change YoY
Funds under management - KiwiSaver$792 m5.7%
Funds under management - other$1,294 m3.5%
Total$2,086 m4.3%
SmartsharesDec 2018Change YoY
Funds under management - external$833 m18.7%
Funds under management - SuperLife funds$1,661 m16.1%
Total$2,493 m17.0%
Units on issue1,018 m16.3%
Wealth Technologies
Funds under administration *$1,988 m70.2%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market,
with a dual-listed or an overseas domiciled Issuer, the market capitalisation represents the amount that held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com