ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure18 January 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 18 January 2019

The previous notice was given to the ASX on: 4 January 2019

The previous notice was dated: 4 January 2019

2. Issued Share Capital

2,866,077,510 fully paid Ordinary Shares in the capital of ANZ have been issued as at

17 January 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,331,632 0.78%


22,334,403 0.78%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,331,632 0.78%


22,334,403 0.78%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

26,701 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,743,494 0.10%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 240,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,063,832 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 1,055,625 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 375,803 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Tax Effective

Income Trust 97,786 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 46,497 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 997,973 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 661,604 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,039,646 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,776,099 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 478,773 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 596,437 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 78,399 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 11,156 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 49,515 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,934 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 9,998 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 338,449 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 99,804 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 495,521 0.02%


Aggregation


22,334,403 0.78%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

4/01/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Sustainable

Investments -

Wholesale

Australian Share

Trust

On-market

purchase

53,784.16

Ordinary fully

paid

2,234

4/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 254.49

Ordinary fully

paid

-10

4/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

50.90

Ordinary fully

paid

2

4/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,221.84

Ordinary fully

paid

87

4/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

101.80

Ordinary fully

paid

4




4/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,809.22

Ordinary fully

paid

110

4/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

101.80

Ordinary fully

paid

4

4/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,630.44

Ordinary fully

paid

103

9/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 26,472.47

Ordinary fully

paid

-1,067

9/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 37,709.69

Ordinary fully

paid

-1,500

9/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 5,456.81

Ordinary fully

paid

-220

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,509.64

Ordinary fully

paid

57

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,195.85

Ordinary fully

paid

346

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

79.45

Ordinary fully

paid

3

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

584.71

Ordinary fully

paid

22




9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

874.00

Ordinary fully

paid

33

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,342.10

Ordinary fully

paid

201

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

450.24

Ordinary fully

paid

17

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,790.65

Ordinary fully

paid

105

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,827.46

Ordinary fully

paid

-69

9/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,085.88

Ordinary fully

paid

-41

10/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

Off-market transfer 9,118.66

Ordinary fully

paid

-294

10/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

Off-market transfer 17,121.80

Ordinary fully

paid

590

10/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 25,269.64

Ordinary fully

paid

-1,000

10/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

Off-market transfer 17,121.80

Ordinary fully

paid

-590




10/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

Off-market transfer 9,118.66

Ordinary fully

paid

294

11/01/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

6,070

14/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 1,444.08

Ordinary fully

paid

-58

17/01/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 5,938.51

Ordinary fully

paid

-230

17/01/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

261

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,658.30

Ordinary fully

paid

135

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 21,224.91

Ordinary fully

paid

-786

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 10,189.06

Ordinary fully

paid

-376




17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,404.19

Ordinary fully

paid

-52

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 650.37

Ordinary fully

paid

-24

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,080.15

Ordinary fully

paid

-40

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 514.87

Ordinary fully

paid

-19

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,815.60

Ordinary fully

paid

67

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 81.01

Ordinary fully

paid

-3

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,402.47

Ordinary fully

paid

-126

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 297.04

Ordinary fully

paid

-11

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 704.56

Ordinary fully

paid

-26

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 270.99

Ordinary fully

paid

-10




17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 867.15

Ordinary fully

paid

-32

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,781.38

Ordinary fully

paid

-103

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 189.69

Ordinary fully

paid

-7

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,111.04

Ordinary fully

paid

-41

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 756.11

Ordinary fully

paid

-28

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 270.04

Ordinary fully

paid

-10

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,350.18

Ordinary fully

paid

-50

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,138.14

Ordinary fully

paid

-42

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 36,590.03

Ordinary fully

paid

-1,355

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,942.54

Ordinary fully

paid

-146




17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 11,300.10

Ordinary fully

paid

-417

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,148.72

Ordinary fully

paid

-190

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,007.94

Ordinary fully

paid

-111

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,350.19

Ordinary fully

paid

-50

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 729.10

Ordinary fully

paid

-27

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,296.18

Ordinary fully

paid

-48

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 27.00

Ordinary fully

paid

-1

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 783.11

Ordinary fully

paid

-29

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,431.19

Ordinary fully

paid

-53

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,680.11

Ordinary fully

paid

-62




17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,029.75

Ordinary fully

paid

-38

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,159.43

Ordinary fully

paid

-117

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 432.06

Ordinary fully

paid

-16

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 650.37

Ordinary fully

paid

-24

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,056.84

Ordinary fully

paid

-39

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,015.25

Ordinary fully

paid

591

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,431.20

Ordinary fully

paid

-53

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,565.35

Ordinary fully

paid

-95

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,951.10

Ordinary fully

paid

-72

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,711.87

Ordinary fully

paid

506




17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 486.07

Ordinary fully

paid

-18

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 135.02

Ordinary fully

paid

-5

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 270.99

Ordinary fully

paid

-10

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 351.05

Ordinary fully

paid

-13

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 135.49

Ordinary fully

paid

-5

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,666.24

Ordinary fully

paid

246

17/01/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 14,059.48

Ordinary fully

paid

542





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

18 January 2019

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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