Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 18 January 2019
The previous notice was given to the ASX on: 4 January 2019
The previous notice was dated: 4 January 2019
2. Issued Share Capital
2,866,077,510 fully paid Ordinary Shares in the capital of ANZ have been issued as at
17 January 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,331,632 0.78%
22,334,403 0.78%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,331,632 0.78%
22,334,403 0.78%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
26,701 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,743,494 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 240,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,063,832 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 1,055,625 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 375,803 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Tax Effective
Income Trust 97,786 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 46,497 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 997,973 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 661,604 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,039,646 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,776,099 0.41%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 478,773 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 596,437 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 78,399 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 11,156 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 49,515 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,934 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 9,998 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 338,449 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 99,804 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 495,521 0.02%
Aggregation
22,334,403 0.78%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
4/01/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market
purchase
53,784.16
Ordinary fully
paid
2,234
4/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 254.49
Ordinary fully
paid
-10
4/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
50.90
Ordinary fully
paid
2
4/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,221.84
Ordinary fully
paid
87
4/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
101.80
Ordinary fully
paid
4
4/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,809.22
Ordinary fully
paid
110
4/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
101.80
Ordinary fully
paid
4
4/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,630.44
Ordinary fully
paid
103
9/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 26,472.47
Ordinary fully
paid
-1,067
9/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 37,709.69
Ordinary fully
paid
-1,500
9/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,456.81
Ordinary fully
paid
-220
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,509.64
Ordinary fully
paid
57
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,195.85
Ordinary fully
paid
346
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
79.45
Ordinary fully
paid
3
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
584.71
Ordinary fully
paid
22
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
874.00
Ordinary fully
paid
33
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,342.10
Ordinary fully
paid
201
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
450.24
Ordinary fully
paid
17
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,790.65
Ordinary fully
paid
105
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,827.46
Ordinary fully
paid
-69
9/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,085.88
Ordinary fully
paid
-41
10/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 9,118.66
Ordinary fully
paid
-294
10/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 17,121.80
Ordinary fully
paid
590
10/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 25,269.64
Ordinary fully
paid
-1,000
10/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 17,121.80
Ordinary fully
paid
-590
10/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 9,118.66
Ordinary fully
paid
294
11/01/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
6,070
14/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 1,444.08
Ordinary fully
paid
-58
17/01/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,938.51
Ordinary fully
paid
-230
17/01/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
261
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,658.30
Ordinary fully
paid
135
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 21,224.91
Ordinary fully
paid
-786
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 10,189.06
Ordinary fully
paid
-376
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,404.19
Ordinary fully
paid
-52
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 650.37
Ordinary fully
paid
-24
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,080.15
Ordinary fully
paid
-40
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 514.87
Ordinary fully
paid
-19
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,815.60
Ordinary fully
paid
67
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 81.01
Ordinary fully
paid
-3
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,402.47
Ordinary fully
paid
-126
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 297.04
Ordinary fully
paid
-11
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 704.56
Ordinary fully
paid
-26
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 270.99
Ordinary fully
paid
-10
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 867.15
Ordinary fully
paid
-32
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,781.38
Ordinary fully
paid
-103
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 189.69
Ordinary fully
paid
-7
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,111.04
Ordinary fully
paid
-41
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 756.11
Ordinary fully
paid
-28
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 270.04
Ordinary fully
paid
-10
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,350.18
Ordinary fully
paid
-50
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,138.14
Ordinary fully
paid
-42
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 36,590.03
Ordinary fully
paid
-1,355
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,942.54
Ordinary fully
paid
-146
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 11,300.10
Ordinary fully
paid
-417
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,148.72
Ordinary fully
paid
-190
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,007.94
Ordinary fully
paid
-111
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,350.19
Ordinary fully
paid
-50
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 729.10
Ordinary fully
paid
-27
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,296.18
Ordinary fully
paid
-48
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 27.00
Ordinary fully
paid
-1
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 783.11
Ordinary fully
paid
-29
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,431.19
Ordinary fully
paid
-53
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,680.11
Ordinary fully
paid
-62
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,029.75
Ordinary fully
paid
-38
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,159.43
Ordinary fully
paid
-117
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 432.06
Ordinary fully
paid
-16
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 650.37
Ordinary fully
paid
-24
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,056.84
Ordinary fully
paid
-39
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,015.25
Ordinary fully
paid
591
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,431.20
Ordinary fully
paid
-53
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,565.35
Ordinary fully
paid
-95
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,951.10
Ordinary fully
paid
-72
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,711.87
Ordinary fully
paid
506
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 486.07
Ordinary fully
paid
-18
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 135.02
Ordinary fully
paid
-5
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 270.99
Ordinary fully
paid
-10
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 351.05
Ordinary fully
paid
-13
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 135.49
Ordinary fully
paid
-5
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,666.24
Ordinary fully
paid
246
17/01/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 14,059.48
Ordinary fully
paid
542
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
18 January 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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