NZX Shareholder Metrics January 2019

NZX Limited - Monthly Shareholder Metrics
January 2019
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersJan 2019Change YoYCapital RaisingJan 2019YTDChange YoY
Total equity securities136-4.9%Total capital raisings $108 m$108 m72.9%
Total fund securities372.8%
Total debt securities13216.8%New Capital Listed
Total other securities6200.0%Total capital listed by all issuers---
Total listed securities3115.8%Equity listings---
Fund listings---
Total NZSX equity issuers119-1.7%Debt listings---
Total NZAX equity issuers12-25.0%
Total NXT equity issuers2-33.3%Secondary Capital Raisings
Total NZSX fund issuers372.8%Total capital raised by all issuers$108 m$108 m72.9%
Total NZDX issuers5011.1%
Total other issuers5150.0%Total equity raised - NZ issuers$8 m$8 m180.7%
Total unique issuers197-1.5%Total equity raised - dual or foreign issuer---100%
Total funds raised - NZ issuers *$51 m$51 m0.7%
Market CapitalisationJan 2019Change YoY% of GDP
Total funds raised - dual or foreign issuer *$49 m$49 m454.3%
Total market capitalisation$166,174 m2.6%57.7%Total debt raised---
All equity$131,413 m-0.3%45.6%Total number of secondary capital raising events9898-2.0%
All funds$3,934 m4.3%1.4%Equity issuers - capital raised < $10m161630.8%
All other$6 m2492.3%0.0%Equity issuers - capital raised ≥ $10m < $100m---
Total NZSX/NZAX/NXT$135,353 m-0.1%47.0%Equity issuers - capital raised ≥ $100m---
Fund issuers - capital raised *8282-5.7%
Debt$30,149 m14.3%10.5%Debt issuers - capital raised---
Green bonds$672 m-0.2%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Total NZDX$30,821 m16.9%10.7%
Cash MarketJan 2019Change YoYDerivativesJan 2019Change YoY
Total value traded$2,407 m-12.1%Futures - total lots traded18,74813.3%
Daily average value traded$115 m-12.1%Options - total lots traded7,556118.7%
On-market value traded$1,197 m-10.8%Total derivatives lots traded26,30431.6%
% of value on-market49.7%-1.4%
Total trades206,174-4.1%Open interest67,17543.9%
Daily average trades9,818-4.1%Notional value traded ($USD)$78 m9.4%
Options to futures ratio40.3%92.9%
Total Equity TransactionsBlock trade %5.9%-36.3%
Total trades203,707-4.3%
Value traded$2,327 m-12.5%
Derivatives Total Lots Traded 2017 / 2018 / 2019
% of value on-market50.1%1.7%
Average on-market trade size$5,805-8.7%
Total Debt Transactions
Total trades2,46717.9%
Value traded $80 m2.4%
Cumulative Numbers - YTD
Number of trades206,174-4.1%
Total value traded$2,407 m-12.1%
% of equity value on-market50.1%1.7%

NZX Indices PerformanceJan 2019Change YoYClearing House / DepositoryJan 2019Change YoY
S&P/NZX 50 Index (Gross)8,9856.4%Gross value of cleared trades over month$2,433 m-12.5%
S&P/NZX 50 Index (Capital)3,9842.8%Collateral held at month end$40 m-6.7%
S&P/NZX 50 Portfolio Index5,5986.7%Depository transactions1,315-22.7%
S&P/NZX Primary Sector Index15,5142.5%Assets under custody in depository$730 m48.0%
S&P/NZX NZ Fixed Interest Composite Index1175.2%Value of stock lent over month$309 m-14.6%
S&P/NZX A-Grade Bond Index5,4144.9%
Wholesale DataJan 2019Change YoYDirect Data ProductsJan 2019Change YoY
Terminal numbers - professional*6,0960.9%Dairy data subscriptions9586.2%
Terminal numbers - retail*1,167-3.3%
Licences - value ≥ $20k pa365.9%Proprietary security subscription products402-1.0%
Licences - value < $20k pa686.3%- products ≥ $3,000 p.a145-8.8%
* 3 month average
- products < $3,000 p.a.2574.0%
Energy ContractsJan 2019Change YoY
Operating / Technology contracts16-5.9%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.12-7.7%
Fund Management
SuperLifeJan 2019Change YoY
Funds under management - KiwiSaver$820 m7.7%
Funds under management - other$1,341 m5.6%
Total$2,161 m6.4%
SmartsharesJan 2019Change YoY
Funds under management - external$863 m20.5%
Funds under management - SuperLife funds$1,741 m20.0%
Total$2,604 m20.1%
Units on issue1,033 m16.5%
Wealth Technologies
Funds under administration *$2,022 m73.2%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market (NXT),
with a dual-listed or an overseas domiciled Issuer, the market capitalisation represents the amount that held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com