ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure15 February 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 15 February 2019

The previous notice was given to the ASX on: 1 February 2019

The previous notice was dated: 1 February 2019

2. Issued Share Capital

2,853,992,860 fully paid Ordinary Shares in the capital of ANZ have been issued as at

14 February 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,250,379 0.78%


22,491,604 0.79%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 22,250,379 0.78%


22,491,604 0.79%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

20,778 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,802,970 0.10%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,059,428 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 1,055,625 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 367,847 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Tax Effective

Income Trust 0 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 48,164 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,326,168 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 656,796 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,037,112 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,745,280 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 450,341 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 562,845 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 78,738 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,945 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 49,343 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,934 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 9,998 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 335,258 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 98,121 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 494,556 0.02%


Aggregation


22,491,604 0.79%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

1/02/2019

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 252,500.22

Ordinary fully

paid

-10,000

4/02/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

8,936

4/02/2019

OnePath Funds

Management Ltd

as responsible

entity for Tax

Effective

Income Trust

Off-market transfer Nil

Ordinary fully

paid

-97,786

4/02/2019

OnePath Funds

Management Ltd

as responsible

entity for Tax

Effective

Income SSGM

Off-market transfer Nil

Ordinary fully

paid

97,786




4/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 34,418.59

Ordinary fully

paid

-1,368

5/02/2019

OnePath Funds

Management Ltd

as responsible

entity for

Optimix

Wholesale

Australian Share

Trust

On-market

purchase

422,000.48

Ordinary fully

paid

15,666

5/02/2019

OnePath Funds

Management Ltd

as responsible

entity for Tax

Effective

Income SSGM

On-market

purchase

6,191,849.19

Ordinary fully

paid

230,409

5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

9,201.40

Ordinary fully

paid

370

5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

5,041.59

Ordinary fully

paid

187

5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

5,035.98

Ordinary fully

paid

187

5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

5,037.85

Ordinary fully

paid

187

5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

10,076.24

Ordinary fully

paid

375

5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

9,985.36

Ordinary fully

paid

373

5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

10,023.27

Ordinary fully

paid

374




5/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

5,050.94

Ordinary fully

paid

187

6/02/2019

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,602,061.59

Ordinary fully

paid

59,476

6/02/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 54,867.67

Ordinary fully

paid

-2,074

6/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 23,484.05

Ordinary fully

paid

-889

6/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 46,162.34

Ordinary fully

paid

-1,752

7/02/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

308

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,686.63

Ordinary fully

paid

-240

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,657.10

Ordinary fully

paid

131




7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,644.19

Ordinary fully

paid

238

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,621.28

Ordinary fully

paid

-273

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,690.02

Ordinary fully

paid

168

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,372.93

Ordinary fully

paid

85

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,064.70

Ordinary fully

paid

-110

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,928.39

Ordinary fully

paid

-141

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 8,664.76

Ordinary fully

paid

-311

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,982.09

Ordinary fully

paid

-71

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 11,948.38

Ordinary fully

paid

-428

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,405.02

Ordinary fully

paid

-194




7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,950.27

Ordinary fully

paid

-70

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,801.06

Ordinary fully

paid

-280

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 612.94

Ordinary fully

paid

-22

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 307.08

Ordinary fully

paid

-11

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 530.42

Ordinary fully

paid

-19

7/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,025.02

Ordinary fully

paid

180

7/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

1,225.64

Ordinary fully

paid

45

7/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Dominion

On-market sale 5,591.05

Ordinary fully

paid

-211

7/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 5,296.01

Ordinary fully

paid

-200




8/02/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

2,284

8/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 15,239.32

Ordinary fully

paid

-567

8/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,665.01

Ordinary fully

paid

-250

8/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 9,136.09

Ordinary fully

paid

-341

11/02/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-6,551

11/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 13,506.54

Ordinary fully

paid

-505

11/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,700.74

Ordinary fully

paid

-255

11/02/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 3,374.32

Ordinary fully

paid

-129




12/02/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market sale 485,830.44

Ordinary fully

paid

-18,367

14/02/2019

OnePath Funds

Management Ltd

as responsible

entity for Blue

Chip Pool

Off-market transfer Nil

Ordinary fully

paid

328,195

14/02/2019

OnePath Funds

Management Ltd

as responsible

entity for

OptiMix

Australian

Shares Fidelity

On-market sale 891,069.57

Ordinary fully

paid

-33,592

14/02/2019

OnePath Funds

Management Ltd

as responsible

entity for Tax

Effective

Income SSGM

Off-market transfer Nil

Ordinary fully

paid

-328,195

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,338.50

Ordinary fully

paid

-48

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,210.71

Ordinary fully

paid

-151

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,756.79

Ordinary fully

paid

-63

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,294.37

Ordinary fully

paid

154

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,429.92

Ordinary fully

paid

123

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 697.14

Ordinary fully

paid

-25




14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,489.57

Ordinary fully

paid

-161

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,171.19

Ordinary fully

paid

-42

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 278.85

Ordinary fully

paid

-10

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,732.78

Ordinary fully

paid

-98

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 334.63

Ordinary fully

paid

-12

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,450.05

Ordinary fully

paid

-52

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,450.04

Ordinary fully

paid

-52

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,439.79

Ordinary fully

paid

266

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,381.90

Ordinary fully

paid

193

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,413.66

Ordinary fully

paid

230




14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 780.79

Ordinary fully

paid

-28

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,171.19

Ordinary fully

paid

42

14/02/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

391.57

Ordinary fully

paid

14





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

15 February 2019

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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