Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 15 February 2019
The previous notice was given to the ASX on: 1 February 2019
The previous notice was dated: 1 February 2019
2. Issued Share Capital
2,853,992,860 fully paid Ordinary Shares in the capital of ANZ have been issued as at
14 February 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,250,379 0.78%
22,491,604 0.79%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 22,250,379 0.78%
22,491,604 0.79%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
20,778 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,802,970 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,059,428 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 1,055,625 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 367,847 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Tax Effective
Income Trust 0 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 48,164 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,326,168 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 656,796 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,037,112 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,745,280 0.41%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 450,341 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 562,845 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 78,738 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,945 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 49,343 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,934 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 9,998 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 335,258 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 98,121 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 494,556 0.02%
Aggregation
22,491,604 0.79%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
1/02/2019
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 252,500.22
Ordinary fully
paid
-10,000
4/02/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
8,936
4/02/2019
OnePath Funds
Management Ltd
as responsible
entity for Tax
Effective
Income Trust
Off-market transfer Nil
Ordinary fully
paid
-97,786
4/02/2019
OnePath Funds
Management Ltd
as responsible
entity for Tax
Effective
Income SSGM
Off-market transfer Nil
Ordinary fully
paid
97,786
4/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 34,418.59
Ordinary fully
paid
-1,368
5/02/2019
OnePath Funds
Management Ltd
as responsible
entity for
Optimix
Wholesale
Australian Share
Trust
On-market
purchase
422,000.48
Ordinary fully
paid
15,666
5/02/2019
OnePath Funds
Management Ltd
as responsible
entity for Tax
Effective
Income SSGM
On-market
purchase
6,191,849.19
Ordinary fully
paid
230,409
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
9,201.40
Ordinary fully
paid
370
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
5,041.59
Ordinary fully
paid
187
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
5,035.98
Ordinary fully
paid
187
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
5,037.85
Ordinary fully
paid
187
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
10,076.24
Ordinary fully
paid
375
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
9,985.36
Ordinary fully
paid
373
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
10,023.27
Ordinary fully
paid
374
5/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
5,050.94
Ordinary fully
paid
187
6/02/2019
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,602,061.59
Ordinary fully
paid
59,476
6/02/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 54,867.67
Ordinary fully
paid
-2,074
6/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 23,484.05
Ordinary fully
paid
-889
6/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 46,162.34
Ordinary fully
paid
-1,752
7/02/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
308
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,686.63
Ordinary fully
paid
-240
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,657.10
Ordinary fully
paid
131
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,644.19
Ordinary fully
paid
238
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,621.28
Ordinary fully
paid
-273
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,690.02
Ordinary fully
paid
168
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,372.93
Ordinary fully
paid
85
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,064.70
Ordinary fully
paid
-110
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,928.39
Ordinary fully
paid
-141
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,664.76
Ordinary fully
paid
-311
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,982.09
Ordinary fully
paid
-71
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 11,948.38
Ordinary fully
paid
-428
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,405.02
Ordinary fully
paid
-194
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,950.27
Ordinary fully
paid
-70
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,801.06
Ordinary fully
paid
-280
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 612.94
Ordinary fully
paid
-22
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 307.08
Ordinary fully
paid
-11
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 530.42
Ordinary fully
paid
-19
7/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,025.02
Ordinary fully
paid
180
7/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,225.64
Ordinary fully
paid
45
7/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Dominion
On-market sale 5,591.05
Ordinary fully
paid
-211
7/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 5,296.01
Ordinary fully
paid
-200
8/02/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
2,284
8/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 15,239.32
Ordinary fully
paid
-567
8/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,665.01
Ordinary fully
paid
-250
8/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 9,136.09
Ordinary fully
paid
-341
11/02/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-6,551
11/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 13,506.54
Ordinary fully
paid
-505
11/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,700.74
Ordinary fully
paid
-255
11/02/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 3,374.32
Ordinary fully
paid
-129
12/02/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 485,830.44
Ordinary fully
paid
-18,367
14/02/2019
OnePath Funds
Management Ltd
as responsible
entity for Blue
Chip Pool
Off-market transfer Nil
Ordinary fully
paid
328,195
14/02/2019
OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 891,069.57
Ordinary fully
paid
-33,592
14/02/2019
OnePath Funds
Management Ltd
as responsible
entity for Tax
Effective
Income SSGM
Off-market transfer Nil
Ordinary fully
paid
-328,195
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,338.50
Ordinary fully
paid
-48
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,210.71
Ordinary fully
paid
-151
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,756.79
Ordinary fully
paid
-63
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,294.37
Ordinary fully
paid
154
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,429.92
Ordinary fully
paid
123
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 697.14
Ordinary fully
paid
-25
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,489.57
Ordinary fully
paid
-161
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,171.19
Ordinary fully
paid
-42
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 278.85
Ordinary fully
paid
-10
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,732.78
Ordinary fully
paid
-98
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 334.63
Ordinary fully
paid
-12
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,450.05
Ordinary fully
paid
-52
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,450.04
Ordinary fully
paid
-52
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,439.79
Ordinary fully
paid
266
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,381.90
Ordinary fully
paid
193
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,413.66
Ordinary fully
paid
230
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 780.79
Ordinary fully
paid
-28
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,171.19
Ordinary fully
paid
42
14/02/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
391.57
Ordinary fully
paid
14
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
15 February 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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