NZX Shareholder Metrics February 2019

NZX Limited - Monthly Shareholder Metrics
February 2019
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersFeb 2019Change YoYCapital RaisingFeb 2019YTDChange YoY
Total equity securities136-4.9%Total capital raisings $763 m$871 m109.3%
Total fund securities372.8%New Capital Listed
Total debt securities13317.7%Total capital listed by all issuers$100 m$100 m403.3%
Total other securities6200.0%Equity listings---100.0%
Total listed securities3126.1%Fund listings---
Debt listings$100 m$100 m-
Total NZSX equity issuers1200.00%
Total NZAX equity issuers11-31.3%Secondary Capital Raisings
Total NXT equity issuers2-50.0%Total capital raised by all issuers$663 m$771 m94.6%
Total NZSX fund issuers372.8%
Total NZDX issuers5011.1%Total equity raised - NZ issuers$379 m$387 m8858.3%
Total other issuers5150.0%Total equity raised - dual or foreign issuer-
-
-100.0%
Total unique issuers197-1.5%Total funds raised - NZ issuers *$10 m$61 m-70.8%
Total funds raised - dual or foreign issuer *$75 m$124 m102.1%
Market CapitalisationFeb 2019Change YoY% of GDP
Total debt raised$199 m$199 m63.9%
Total market capitalisation$171,065 m5.7%59.4%
Total number of secondary capital raising events64162-24.7%
All equity$136,184 m8.6%47.3%Equity issuers - capital raised < $10m1430-
All funds$3,963 m4.1%1.4%Equity issuers - capital raised ≥ $10m < $100m---100.0%
All other$7 m2998.0%0.0%Equity issuers - capital raised ≥ $100m22-
Total NZSX/NZAX/NXT$140,154 m8.5%48.6%Fund issuers - capital raised *44126-30.4%
Debt issuers - capital raised4433.3%
Debt$30,239 m14.1%10.5%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Green bonds$672 m-0.2%
Total NZDX$30,911 m16.7%10.7%
Cash MarketFeb 2019Change YoYDerivativesFeb 2019Change YoY
Total value traded$3,009 m-5.3%Futures - total lots traded21,26022.0%
Daily average value traded$158 m-5.3%Options - total lots traded2,000-29.8%
On-market value traded$1,434 m-2.6%Total derivatives lots traded23,26014.7%
% of value on-market47.6%-1.2%
Total trades251,18310.6%Open interest52,94827.5%
Daily average trades13,22010.6%Notional value traded ($USD)$92 m2.6%
Options to futures ratio9.4%-42.5%
Total Equity TransactionsBlock trade %7.4%-23.3%
Total trades248,85310.7%
Value traded$2,941 m-4.1%
Derivatives Total Lots Traded 2017 / 2018 / 2019
% of value on-market47.9%2.5%
Average on-market trade size$5,746-12.6%
Total Debt Transactions
Total trades2,3300.2%
Value traded $67 m-39.8%
Cumulative Numbers - YTD
Number of trades457,3573.4%
Total value traded$5,416 m-8.5%
% of value on-market48.6%1.5%

NZX Indices PerformanceFeb 2019Change YoYClearing House / DepositoryFeb 2019Change YoY
S&P/NZX 50 Index (Gross)9,32511.4%Gross value of cleared trades over month$3,014 m-5.5%
S&P/NZX 50 Index (Capital)4,1327.5%Collateral held at month end$41 m-10.9%
S&P/NZX 50 Portfolio Index5,77412.2%Depository transactions1,556-29.5%
S&P/NZX Primary Sector Index16,2221.3%Assets under custody in depository$752 m32.1%
S&P/NZX NZ Fixed Interest Composite Index1185.6%Value of stock lent over month$353 m-11.7%
S&P/NZX A-Grade Bond Index5,4445.2%
Wholesale DataFeb 2019Change YoYDirect Data ProductsFeb 2019Change YoY
Terminal numbers - professional*6,2503.2%Dairy data subscriptions9688.0%
Terminal numbers - retail*1,2706.2%
Licences - value ≥ $20k pa378.8%Proprietary security subscription products403-0.5%
Licences - value < $20k pa697.8%- products ≥ $3,000 p.a146-7.6%
* 3 month average
- products < $3,000 p.a.2574.0%
Energy ContractsFeb 2019Change YoY
Operating / Technology contracts160.0%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.120.0%
Fund Management
SuperLifeFeb 2019Change YoY
Funds under management - KiwiSaver$851 m12.7%
Funds under management - other$1,368 m8.5%
Total$2,219 m10.1%
SmartsharesFeb 2019Change YoY
Funds under management - external$895 m25.6%
Funds under management - SuperLife funds$1,778 m16.7%
Total$2,673 m19.6%
Units on issue1,035 m12.3%
Wealth Technologies
Funds under administration *$2,067 m79.8%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market (NXT),
with a dual-listed or an overseas domiciled Issuer, the market capitalisation represents the amount that held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com