SPH Notice – BlackRock, Inc. and related bodies corporate
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To: New Zealand Stock Exchange
and
To: Fisher & Paykel Healthcare Corporation Limited
Date this disclosure made: 14 March 2019
Date on which substantial holding began: 12 March 2019
Substantial product holder(s) giving disclosure
Full name(s): BlackRock, Inc. and related bodies corporate
Summary of substantial holding
Class of quoted voting products: Ordinary Shares
Summary for: Product holders listed in Appendix A
For this disclosure,—
(a) total number held in class: 28,690,165 Ord
(b) total in class: 573,684,725
(c) total percentage held in class: 5.001%
Details of relevant interests
Details for: Product holders listed in Appendix A
Nature of relevant interest(s): The power to control the acquisition or disposal of the
quoted voting product and/or the exercise of a right to vote attached to the quoted voting
product, arising only from the powers of investment contained in each case under
investment management agreements appointing each entity as investment manager of
funds or separate accounts (i.e. entity currently exercising investment discretion on behalf
of the relevant funds or separate accounts). No relevant agreement document needs to be
attached under Regulation 139.
For that relevant interest,—
(a) number held in class: Refer to Appendix A
(b) percentage held in class: Refer to Appendix A
(c) current registered holder(s): Refer to Appendix A
(d) registered holder(s) once transfers are registered: Not applicable
For a derivative relevant interest, also—
(a) type of derivative: Contract for difference
2
(b) details of derivative:
- Notional number of underlying shares: 0
- These derivatives are all cash-settled.
- Derivatives were acquired and/or disposed of as follows: Refer to Appendix B
(c) parties to the derivative: Refer to Appendix C
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: The power to control the acquisition or disposal of
the derivative – Refer to Appendix C
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: Refer to Appendix B
Additional information
Address(es) of substantial product holder(s): Refer to Appendix A
Contact details: Bradley Taylor, Tel +1-302-797-2361, Email:
bradley.taylor@blackrock.com
Nature of connection between substantial product holders: Refer to Appendix A
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable.
Certification
I, Bradley Taylor, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Appendix A
ClassCCY
Number of
Securities
%
BlackRock (Netherlands) B.V.ORDNZD112,7010.020%subsidiary of
BlackRock Inc.
Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) LimitedORDNZD11,1410.002%subsidiary of
BlackRock Inc.
20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) LimitedORDNZD2,609,1410.455%subsidiary of
BlackRock Inc.
12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLCORDNZD342,1520.060%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Asset Management Canada
Limited
ORDNZD353,5340.062%subsidiary of
BlackRock Inc.
161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North
Asia Limited
ORDNZD8,7000.002%subsidiary of
BlackRock Inc.
15/F, 16/F, 17/F Champion
Tower & 17/F ICBC Tower,
Three Garden Road, Central,
Hong Kong
BlackRock Financial Management, Inc.ORDNZD198,4750.035%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Fund AdvisorsORDNZD9,652,0501.682%subsidiary of
BlackRock Inc.
400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company,
National Association
ORDNZD9,107,0211.587%subsidiary of
BlackRock Inc.
1225 17th Street,
Suite 300,
Denver, CO 80202 (Colorado,
USA)
BlackRock International LimitedORDNZD230,1750.040%subsidiary of
BlackRock Inc.
Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom (Scotland,
BlackRock Investment Management
(Australia) Limited
ORDAUD1,420,4940.248%subsidiary of
BlackRock Inc.
Level 26, 101 Collins Street
Melbourne VIC 3000
Australia (Victoria, Australia)
BlackRock Investment Management
(Australia) Limited
ORDNZD182,7490.032%subsidiary of
BlackRock Inc.
Level 26, 101 Collins Street
Melbourne VIC 3000
Australia (Victoria, Australia)
BlackRock Investment Management
(UK) Limited
ORDNZD3,441,5640.600%subsidiary of
BlackRock Inc.
12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management,
LLC
ORDAUD43,2430.008%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Investment Management,
LLC
ORDNZD543,6750.095%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Japan Co., Ltd.ORDNZD433,3500.076%subsidiary of
BlackRock Inc.
Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku, Tokyo 100-8217
(Japan)
Holder of Relevant Interests
Total Held in Class
Nature of
Association
Address
FPHpage 1 of 1
Appendix B
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
13-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.7ORD1,1061,106
13-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.7ORD2,7662,766
13-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.7ORD461461
13-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.7ORD1,2931,293
13-Nov-18BlackRock Fund Advisorsin specien/aORD1,4601,460
13-Nov-18BlackRock Fund Advisorsin specien/aORD2,4322,432
14-Nov-18BlackRock Fund Advisorson mkt buy13.46ORD67,46867,468
14-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.44ORD-94-94
14-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.44ORD-24-24
14-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.44ORD-23-23
14-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.45ORD461461
14-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.45ORD-3,924-3,924
14-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.45ORD1,5401,540
14-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.45ORD5,0715,071
14-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.45ORD1,2911,291
14-Nov-18BlackRock Investment Management (UK)
Limited
in specien/aORD2,0522,052
14-Nov-18BlackRock Investment Management (UK)
Limited
in specien/aORD-2,052-2,052
14-Nov-18BlackRock Fund Advisorsin specien/aORD2,0042,004
15-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.27ORD-6,647-6,647
15-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.4ORD469469
15-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.4ORD-740-740
15-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.4ORD938938
15-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.4ORD1,2881,288
15-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.4ORD938938
15-Nov-18BlackRock (Netherlands) B.V.on mkt buy13.4ORD425425
15-Nov-18BlackRock Fund Advisorson mkt buy13.4ORD7,0567,056
15-Nov-18BlackRock Financial Management, Inc.on mkt sell13.4ORD-3,076-3,076
15-Nov-18BlackRock Investment Management (Australia)
Limited
on mkt buy13.34ORD1,6471,647
15-Nov-18BlackRock Fund Advisorsin specien/aORD2,1902,190
16-Nov-18BlackRock Asset Management North Asia
Limited
on mkt buy13.22ORD517517
16-Nov-18BlackRock Financial Management, Inc.on mkt sell13.22ORD-1,724-1,724
16-Nov-18BlackRock Investment Management (UK)
Limited
on mkt buy13.25ORD734734
16-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.2ORD7878
16-Nov-18BlackRock Fund Advisorsin specien/aORD3,8223,822
16-Nov-18BlackRock Fund Advisorsin specien/aORD2,5302,530
16-Nov-18BlackRock Advisors, LLCin specien/aORD8,7528,752
16-Nov-18BlackRock Fund Advisorsin specien/aORD-8,752-8,752
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
Nature of change /
Consideration (NZD)
Class and number of
securities affected
FPHpage 1 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
19-Nov-18BlackRock Institutional Trust Company,
National Association
in specien/aORD-4,314-4,314
19-Nov-18BlackRock Advisors (UK) Limitedon mkt buy12.97ORD467467
19-Nov-18BlackRock Advisors (UK) Limitedon mkt sell12.97ORD-2,644-2,644
19-Nov-18BlackRock Fund Advisorson mkt buy12.97ORD4,4164,416
19-Nov-18BlackRock Fund Advisorsin specien/aORD1,4701,470
19-Nov-18BlackRock Fund Advisorsin specien/aORD3,0803,080
20-Nov-18BlackRock Advisors (UK) Limitedon mkt buy12.9ORD1,2891,289
20-Nov-18BlackRock Advisors (UK) Limitedon mkt buy12.9ORD227227
20-Nov-18BlackRock Fund Advisorsin specien/aORD1,5401,540
20-Nov-18BlackRock Fund Advisorsin specien/aORD3,3403,340
21-Nov-18BlackRock Japan Co., Ltd.on mkt sell12.63ORD-37,362-37,362
21-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.81ORD-162-162
21-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.81ORD-35-35
21-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.81ORD-34-34
21-Nov-18BlackRock Fund Advisorsin specien/aORD1,8751,875
21-Nov-18BlackRock Investment Management (UK)
Limited
in specien/aORD-14,661-14,661
21-Nov-18BlackRock Advisors (UK) Limitedin specien/aORD-11,554-11,554
21-Nov-18BlackRock Advisors (UK) Limitedin specien/aORD-6,640-6,640
23-Nov-18BlackRock Institutional Trust Company,
National Association
in specien/aORD-21,590-21,590
26-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.3ORD-1,359-1,359
26-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.3ORD-1,550-1,550
26-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.3ORD-604-604
26-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.3ORD149149
26-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt buy13.3ORD35,53935,539
26-Nov-18BlackRock Fund Advisorsin specien/aORD2,6722,672
26-Nov-18BlackRock Fund Advisorsin specien/aORD12,66412,664
27-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.45ORD-1,321-1,321
27-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.45ORD-14,653-14,653
27-Nov-18BlackRock Fund Advisorson mkt buy13.45ORD7,2137,213
27-Nov-18BlackRock Investment Management (Australia)
Limited
on mkt buy13.38ORD1,8301,830
27-Nov-18BlackRock Fund Advisorsin specien/aORD1,1921,192
27-Nov-18BlackRock Fund Advisorsin specien/aORD3,3403,340
27-Nov-18BlackRock Fund Advisorsin specien/aORD2,6722,672
27-Nov-18BlackRock Fund Advisorsin specien/aORD-25,693-25,693
28-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.22CFD-138-138
28-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.22CFD-1,951-1,951
28-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.2ORD-13-13
28-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.2ORD-11-11
28-Nov-18BlackRock Advisors (UK) Limitedon mkt buy13.2ORD930930
FPHpage 2 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
28-Nov-18BlackRock Fund Advisorson mkt buy13.2ORD21,38421,384
28-Nov-18BlackRock Fund Advisorsin specien/aORD2,8312,831
29-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.23CFD-93-93
29-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.23CFD-2,288-2,288
29-Nov-18BlackRock Investment Management (Australia)
Limited
on mkt sell13.29ORD-1,245-1,245
29-Nov-18BlackRock Advisors, LLCon mkt sell13.23ORD-47,001-47,001
29-Nov-18BlackRock Fund Advisorsin specien/aORD628628
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.42CFD-1,257-1,257
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.37CFD-36-36
30-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.3ORD-716-716
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt buy13.3ORD10,98710,987
30-Nov-18BlackRock Japan Co., Ltd.on mkt buy13.3ORD335335
30-Nov-18BlackRock Investment Management, LLCon mkt sell13.3ORD-341-341
30-Nov-18BlackRock Investment Management (UK)
Limited
on mkt buy13.3ORD3,4223,422
30-Nov-18BlackRock Fund Advisorson mkt sell13.3ORD-15,403-15,403
30-Nov-18BlackRock Fund Advisorson mkt sell13.3ORD-15,528-15,528
30-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.3ORD-16,797-16,797
30-Nov-18BlackRock Advisors (UK) Limitedon mkt sell13.3ORD-3,942-3,942
30-Nov-18BlackRock Fund Advisorson mkt sell13.3ORD-4,617-4,617
30-Nov-18BlackRock Fund Advisorson mkt sell13.3ORD-2,953-2,953
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt buy13.3ORD3,2643,264
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.3ORD-5,127-5,127
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt buy13.3ORD10,30910,309
30-Nov-18BlackRock Asset Management Canada Limitedon mkt sell13.3ORD-2,381-2,381
30-Nov-18BlackRock Investment Management (UK)
Limited
on mkt sell13.3ORD-63,615-63,615
30-Nov-18BlackRock Investment Management, LLCon mkt sell13.3ORD-412-412
30-Nov-18BlackRock Fund Advisorson mkt sell13.3ORD-18,634-18,634
30-Nov-18BlackRock Fund Advisorson mkt sell13.3ORD-18,782-18,782
30-Nov-18BlackRock Fund Advisorson mkt buy13.3ORD13,72213,722
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt buy13.3ORD22,84122,841
30-Nov-18BlackRock Institutional Trust Company,
National Association
on mkt buy13.3ORD1,2651,265
30-Nov-18BlackRock Investment Management (UK)
Limited
on mkt sell13.3ORD-1,369-1,369
03-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt sell13.32ORD-3,931-3,931
03-Dec-18BlackRock Fund Advisorson mkt sell13.31ORD-811-811
03-Dec-18BlackRock Fund Advisorson mkt sell13.31ORD-817-817
03-Dec-18BlackRock Advisors (UK) Limitedon mkt sell13.31ORD-884-884
03-Dec-18BlackRock Fund Advisorson mkt sell13.31ORD-243-243
03-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.31ORD-270-270
03-Dec-18BlackRock Investment Management (UK)
Limited
on mkt sell13.31ORD-3,348-3,348
FPHpage 3 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
03-Dec-18BlackRock Advisors (UK) Limitedon mkt sell13.31ORD-207-207
03-Dec-18BlackRock Fund Advisorson mkt sell13.31ORD-155-155
03-Dec-18BlackRock Asset Management Canada Limitedon mkt sell13.31ORD-125-125
03-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.34CFD-9,547-9,547
03-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.32CFD-36-36
03-Dec-18BlackRock Investment Management, LLCon mkt sell13.31ORD-18-18
03-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.29CFD-244-244
03-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt buy13.26ORD12,18712,187
03-Dec-18BlackRock Fund Advisorsin specien/aORD720720
04-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.2CFD-3,454-3,454
04-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.22CFD-225-225
04-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt buy13.34ORD2,8522,852
04-Dec-18BlackRock Advisors (UK) Limitedon mkt buy13ORD192192
04-Dec-18BlackRock Investment Management (UK)
Limited
on mkt sell13ORD-15,584-15,584
04-Dec-18BlackRock Fund Advisorsin specien/aORD3,7953,795
04-Dec-18BlackRock Fund Advisorsin specien/aORD12,82012,820
04-Dec-18BlackRock Fund Advisorsin specien/aORD1,9231,923
05-Dec-18BlackRock Fund Advisorson mkt buy12.55ORD13,77613,776
05-Dec-18BlackRock Fund Advisorson mkt buy12.55ORD14,76014,760
06-Dec-18BlackRock Investment Management (UK)
Limited
in specien/aORD516,346516,346
06-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.47ORD-5,104-5,104
06-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.47ORD296296
06-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.47ORD5,6985,698
06-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.47ORD1,5361,536
06-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.47ORD360360
06-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.47ORD2,3302,330
06-Dec-18BlackRock Investment Management (UK)
Limited
on mkt buy12.47ORD13,15113,151
06-Dec-18BlackRock Fund Advisorsin specien/aORD2,7842,784
06-Dec-18BlackRock Fund Advisorsin specien/aORD6,3646,364
06-Dec-18BlackRock Fund Advisorsin specien/aORD1,7501,750
06-Dec-18BlackRock Fund Advisorsin specien/aORD25,91825,918
07-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.37ORD-2,545-2,545
07-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.37ORD-509-509
07-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.37ORD-506-506
07-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.38ORD3,1593,159
07-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.38ORD-153-153
07-Dec-18BlackRock Fund Advisorsin specien/aORD5,5685,568
07-Dec-18BlackRock Fund Advisorsin specien/aORD2,5302,530
07-Dec-18BlackRock Investment Management, LLCon mkt sell12.21ORD-790-790
FPHpage 4 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
07-Dec-18BlackRock Investment Management (UK)
Limited
in specien/aORD-7,302-7,302
10-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.27ORD-112,589-112,589
10-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.25ORD-3,819-3,819
10-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.25ORD319319
10-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.25ORD702702
10-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt buy12.21ORD915915
10-Dec-18BlackRock Fund Advisorsin specien/aORD7,9557,955
10-Dec-18BlackRock Fund Advisorsin specien/aORD1,8751,875
11-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.31ORD-40,146-40,146
11-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt buy12.39ORD1,8301,830
11-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt sell12.39ORD-2,490-2,490
11-Dec-18BlackRock Fund Advisorsin specien/aORD4,4874,487
11-Dec-18BlackRock Fund Advisorsin specien/aORD1,9231,923
12-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.35ORD-202-202
12-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.35ORD-41-41
12-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.35ORD-40-40
12-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.3ORD465465
12-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.3ORD-604-604
12-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.3ORD-40,703-40,703
12-Dec-18BlackRock Fund Advisorsin specien/aORD7,5907,590
12-Dec-18BlackRock Fund Advisorsin specien/aORD1,7151,715
13-Dec-18BlackRock Fund Advisorsin specien/aORD2,0882,088
13-Dec-18BlackRock Investment Management (Australia)
Limited
in specien/aORD-2,896-2,896
13-Dec-18BlackRock Fund Advisorsin specien/aORD2,5642,564
13-Dec-18BlackRock Investment Management (UK)
Limited
in specien/aORD9,3059,305
13-Dec-18BlackRock Investment Management (UK)
Limited
in specien/aORD-9,305-9,305
14-Dec-18BlackRock Investment Management, LLCon mkt buy12.07ORD1,0401,040
14-Dec-18BlackRock Financial Management, Inc.on mkt buy12.07ORD6,6696,669
14-Dec-18BlackRock Advisors (UK) Limitedon mkt buy11.85ORD195195
14-Dec-18BlackRock Advisors (UK) Limitedon mkt sell11.85ORD-5,088-5,088
14-Dec-18BlackRock Advisors (UK) Limitedon mkt sell11.85ORD-3,258-3,258
14-Dec-18BlackRock Advisors (UK) Limitedon mkt buy11.85ORD9,3089,308
14-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell11.85ORD-2,668-2,668
14-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell11.85ORD-25,141-25,141
14-Dec-18BlackRock Advisors, LLCon mkt sell11.78ORD-1,964-1,964
14-Dec-18BlackRock Fund Advisorsin specien/aORD4,8224,822
14-Dec-18BlackRock Fund Advisorsin specien/aORD3,2053,205
14-Dec-18BlackRock Fund Advisorsin specien/aORD5,7695,769
17-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.4ORD-2,149-2,149
FPHpage 5 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
17-Dec-18BlackRock Fund Advisorsin specien/aORD6,3256,325
17-Dec-18BlackRock Fund Advisorsin specien/aORD759759
17-Dec-18BlackRock Fund Advisorsin specien/aORD3,7503,750
17-Dec-18BlackRock Fund Advisorsin specien/aORD16,02516,025
17-Dec-18BlackRock Fund Advisorsin specien/aORD5,1285,128
17-Dec-18BlackRock Fund Advisorsin specien/aORD4,8224,822
18-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.21ORD-8,918-8,918
18-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.28ORD-1,113-1,113
18-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.25ORD-954-954
18-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.25ORD195195
18-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.25ORD-151-151
18-Dec-18BlackRock Fund Advisorson mkt sell12.25ORD-25,405-25,405
18-Dec-18BlackRock Fund Advisorson mkt sell12.25ORD-16,800-16,800
18-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.25ORD-708-708
19-Dec-18BlackRock Investment Management (UK)
Limited
on mkt buy12.32ORD7,6267,626
19-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt sell12.43ORD-30,109-30,109
19-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.45ORD-125-125
19-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.45ORD-36-36
19-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell12.45ORD-35-35
19-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.5ORD-1,884-1,884
19-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.5ORD-2,546-2,546
19-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.5ORD-306-306
19-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.5ORD-302-302
19-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.5ORD-1,099-1,099
19-Dec-18BlackRock Institutional Trust Company,
National Association
in specien/aORD49,51249,512
20-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.25ORD-447-447
20-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt buy12.25ORD588588
20-Dec-18BlackRock (Netherlands) B.V.on mkt buy12.25ORD1,1551,155
20-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.25ORD-298-298
20-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.38ORD-3,882-3,882
20-Dec-18BlackRock Fund Advisorsin specien/aORD3,4803,480
20-Dec-18BlackRock Fund Advisorsin specien/aORD6,3046,304
20-Dec-18BlackRock Fund Advisorsin specien/aORD6,3406,340
21-Dec-18BlackRock Fund Advisorson mkt buy12.26ORD1,6071,607
21-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.6ORD-780-780
21-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.6ORD-600-600
21-Dec-18BlackRock Advisors (UK) Limitedon mkt buy12.6ORD7878
21-Dec-18BlackRock Advisors (UK) Limitedon mkt sell12.6ORD-5,172-5,172
21-Dec-18BlackRock Investment Management (UK)
Limited
on mkt buy12.6ORD4,7964,796
FPHpage 6 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
21-Dec-18BlackRock Investment Management (UK)
Limited
on mkt buy12.6ORD15,58215,582
21-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt buy12.54ORD1,4501,450
21-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt buy12.54ORD3,8383,838
21-Dec-18BlackRock Investment Management (Australia)
Limited
on mkt buy12.54ORD3,7823,782
21-Dec-18BlackRock Fund Advisorsin specien/aORD8,6408,640
21-Dec-18BlackRock Fund Advisorsin specien/aORD1,6401,640
24-Dec-18BlackRock Fund Advisorsin specien/aORD3,4803,480
24-Dec-18BlackRock Fund Advisorsin specien/aORD10,44010,440
24-Dec-18BlackRock Fund Advisorsin specien/aORD2,2772,277
27-Dec-18BlackRock Fund Advisorsin specien/aORD8,2428,242
27-Dec-18BlackRock Fund Advisorsin specien/aORD4,4384,438
27-Dec-18BlackRock Fund Advisorsin specien/aORD4,8224,822
27-Dec-18BlackRock Fund Advisorsin specien/aORD6,3046,304
27-Dec-18BlackRock Fund Advisorsin specien/aORD2,0242,024
27-Dec-18BlackRock Fund Advisorsin specien/aORD5,5665,566
27-Dec-18BlackRock Fund Advisorsin specien/aORD11,03211,032
27-Dec-18BlackRock Fund Advisorsin specien/aORD6,5786,578
27-Dec-18BlackRock Fund Advisorsin specien/aORD-25,534-25,534
28-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.04CFD-488-488
28-Dec-18BlackRock Institutional Trust Company,
National Association
on mkt sell13.05CFD-13,207-13,207
28-Dec-18BlackRock Advisors (UK) Limitedon mkt sell13ORD-388-388
28-Dec-18BlackRock Advisors (UK) Limitedon mkt sell13ORD-450-450
28-Dec-18BlackRock Advisors, LLCon mkt sell13ORD-801-801
28-Dec-18BlackRock Fund Advisorsin specien/aORD5,0725,072
31-Dec-18BlackRock Advisors (UK) Limitedon mkt sell13ORD-1,092-1,092
02-Jan-19BlackRock Fund Advisorsin specien/aORD3,4803,480
02-Jan-19BlackRock Fund Advisorsin specien/aORD7,0847,084
02-Jan-19BlackRock Fund Advisorsin specien/aORD7,2337,233
02-Jan-19BlackRock Fund Advisorsin specien/aORD3,1703,170
03-Jan-19BlackRock Fund Advisorsin specien/aORD-8,980-8,980
03-Jan-19BlackRock Fund Advisorsin specien/aORD8,8768,876
03-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.95CFD-468-468
03-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.96CFD-13,955-13,955
03-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.95CFD-4,111-4,111
03-Jan-19BlackRock Investment Management (UK)
Limited
on mkt sell12.96ORD-5,314-5,314
03-Jan-19BlackRock Investment Management (Australia)
Limited
on mkt buy13ORD22,89722,897
03-Jan-19BlackRock Advisors (UK) Limitedon mkt buy12.95ORD358358
03-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy12.95ORD2,8602,860
03-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy12.95ORD496496
FPHpage 7 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
03-Jan-19BlackRock Investment Management (Australia)
Limited
on mkt sell12.98ORD-1,486-1,486
03-Jan-19BlackRock Fund Advisorsin specien/aORD5,7065,706
03-Jan-19BlackRock Fund Advisorsin specien/aORD4,8224,822
03-Jan-19BlackRock Fund Advisorsin specien/aORD-76,602-76,602
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.97CFD-9,643-9,643
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.91CFD-349-349
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.04ORD-401-401
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.04ORD-387-387
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.01ORD-108-108
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.01ORD-35-35
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.01ORD-34-34
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.93CFD-4,101-4,101
04-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.14ORD114,960114,960
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.14ORD105,834105,834
04-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13CFD-4,501-4,501
04-Jan-19BlackRock Investment Management (UK)
Limited
on mkt sell13.19ORD-1,338-1,338
04-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.19ORD222222
04-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.19ORD358358
04-Jan-19BlackRock Advisors (UK) Limitedon mkt sell13.19ORD-1,624-1,624
04-Jan-19BlackRock Advisors (UK) Limitedon mkt sell13.19ORD-776-776
04-Jan-19BlackRock Investment Management, LLCon mkt sell13.19ORD-7,590-7,590
04-Jan-19BlackRock Fund Advisorsin specien/aORD6,5256,525
04-Jan-19BlackRock Fund Advisorsin specien/aORD2,5202,520
04-Jan-19BlackRock Fund Advisorsin specien/aORD3,4803,480
04-Jan-19BlackRock Fund Advisorsin specien/aORD3,7503,750
04-Jan-19BlackRock Fund Advisorsin specien/aORD1,5181,518
07-Jan-19BlackRock Advisors (UK) Limitedon mkt sell13.25ORD-5,156-5,156
07-Jan-19BlackRock Advisors (UK) Limitedon mkt sell13.25ORD-6,445-6,445
08-Jan-19BlackRock Advisors (UK) Limitedon mkt sell13.07ORD-2,864-2,864
08-Jan-19BlackRock Fund Advisorsin specien/aORD2,0302,030
08-Jan-19BlackRock Fund Advisorsin specien/aORD3,1203,120
09-Jan-19BlackRock Investment Management (UK)
Limited
on mkt sell13.25ORD-5,152-5,152
09-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.35ORD-529-529
09-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.35ORD-511-511
09-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.45ORD217217
09-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.45ORD3131
09-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.45ORD2929
09-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.48ORD1,5961,596
09-Jan-19BlackRock Advisors (UK) Limitedon mkt sell13.48ORD-359-359
FPHpage 8 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
09-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.48ORD5,3835,383
09-Jan-19BlackRock Fund Advisorsin specien/aORD480480
09-Jan-19BlackRock Fund Advisorsin specien/aORD480480
09-Jan-19BlackRock Fund Advisorsin specien/aORD960960
09-Jan-19BlackRock Fund Advisorsin specien/aORD27,12027,120
09-Jan-19BlackRock Fund Advisorsin specien/aORD-8,980-8,980
09-Jan-19BlackRock Fund Advisorsin specien/aORD-8,980-8,980
10-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.5ORD312312
10-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.49ORD2,6162,616
10-Jan-19BlackRock Asset Management North Asia
Limited
on mkt buy13.5ORD4,4664,466
10-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.5ORD2,4102,410
10-Jan-19BlackRock Fund Advisorsin specien/aORD2,5002,500
10-Jan-19BlackRock Fund Advisorsin specien/aORD1,2001,200
11-Jan-19BlackRock Institutional Trust Company,
National Association
in specien/aORD49,32449,324
11-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.6ORD1,3031,303
11-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.6ORD1,1861,186
11-Jan-19BlackRock Investment Management, LLCon mkt buy13.6ORD5,5365,536
11-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.6ORD1,6901,690
11-Jan-19BlackRock Fund Advisorsin specien/aORD-6,304-6,304
11-Jan-19BlackRock Fund Advisorsin specien/aORD-2,530-2,530
11-Jan-19BlackRock Advisors (UK) Limitedin specien/aORD-3,024-3,024
14-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.8ORD3,9713,971
14-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.8ORD361361
14-Jan-19BlackRock Investment Management, LLCon mkt buy13.73ORD7,3567,356
14-Jan-19BlackRock Fund Advisorsin specien/aORD-6,304-6,304
14-Jan-19BlackRock Fund Advisorsin specien/aORD-6,578-6,578
15-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.82ORD1,3031,303
15-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.84ORD359359
15-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.84ORD450450
15-Jan-19BlackRock Fund Advisorsin specien/aORD-2,783-2,783
15-Jan-19BlackRock Fund Advisorsin specien/aORD-1,771-1,771
15-Jan-19BlackRock Fund Advisorsin specien/aORD-9,456-9,456
15-Jan-19BlackRock Fund Advisorsin specien/aORD-22,064-22,064
15-Jan-19BlackRock Fund Advisorsin specien/aORD-1,771-1,771
15-Jan-19BlackRock Financial Management, Inc.in specien/aORD-28,515-28,515
16-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.95ORD-454-454
16-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.95ORD-433-433
16-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.95ORD-142-142
16-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.95ORD-32-32
FPHpage 9 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
16-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.95ORD-27-27
16-Jan-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-11,591-11,591
16-Jan-19BlackRock Advisors (UK) Limitedon mkt buy14.05ORD193193
16-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.05ORD3,4303,430
16-Jan-19BlackRock Investment Management (Australia)
Limited
on mkt buy14.03ORD9,0609,060
16-Jan-19BlackRock Fund Advisorsin specien/aORD6,9126,912
16-Jan-19BlackRock Fund Advisorsin specien/aORD-6,304-6,304
16-Jan-19BlackRock Fund Advisorsin specien/aORD1,2001,200
16-Jan-19BlackRock Fund Advisorsin specien/aORD-4,822-4,822
17-Jan-19BlackRock Asset Management Canada Limitedin specien/aORD4,0814,081
17-Jan-19BlackRock Advisors (UK) Limitedon mkt buy14.1ORD6,5156,515
17-Jan-19BlackRock Advisors (UK) Limitedon mkt sell14.1ORD-363-363
17-Jan-19BlackRock Advisors (UK) Limitedon mkt buy14.1ORD4,9804,980
17-Jan-19BlackRock Advisors (UK) Limitedon mkt buy14.1ORD450450
17-Jan-19BlackRock Advisors (UK) Limitedon mkt buy14.1ORD7,5167,516
17-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.1ORD-447-447
17-Jan-19BlackRock Asset Management Canada Limitedon mkt buy14.1ORD2,5542,554
17-Jan-19BlackRock Fund Advisorsin specien/aORD1,7401,740
17-Jan-19BlackRock Fund Advisorsin specien/aORD-17,280-17,280
17-Jan-19BlackRock Fund Advisorsin specien/aORD240240
17-Jan-19BlackRock Fund Advisorsin specien/aORD3,1703,170
18-Jan-19BlackRock Advisors, LLCon mkt buy13.98ORD2,3502,350
18-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.98ORD731731
18-Jan-19BlackRock Advisors, LLCon mkt buy13.98ORD1,8241,824
18-Jan-19BlackRock Investment Management, LLCon mkt buy13.98ORD1,3371,337
18-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.85ORD281281
18-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.85ORD650650
21-Jan-19BlackRock Advisors (UK) Limitedin specien/aORD-34,455-34,455
22-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.93ORD232232
22-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.93ORD1,3021,302
22-Jan-19BlackRock Investment Management (Australia)
Limited
on mkt buy13.93ORD9,2809,280
22-Jan-19BlackRock Fund Advisorsin specien/aORD-2,277-2,277
22-Jan-19BlackRock Fund Advisorsin specien/aORD-7,233-7,233
23-Jan-19BlackRock Investment Management (UK)
Limited
on mkt sell13.8ORD-2,222-2,222
23-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.89ORD-359-359
23-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.89ORD-343-343
23-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.93ORD5454
23-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.93ORD99
23-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.93ORD88
FPHpage 10 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
23-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.94ORD232232
23-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.94ORD38,51138,511
23-Jan-19BlackRock Fund Advisorsin specien/aORD-1,771-1,771
23-Jan-19BlackRock Fund Advisorsin specien/aORD-2,530-2,530
23-Jan-19BlackRock Fund Advisorsin specien/aORD720720
23-Jan-19BlackRock Fund Advisorsin specien/aORD3,1703,170
24-Jan-19BlackRock Investment Management (UK)
Limited
on mkt buy13.88ORD4,1564,156
24-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.8ORD30,07130,071
24-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.82ORD1,3021,302
24-Jan-19BlackRock Advisors (UK) Limitedon mkt buy13.82ORD1,0771,077
24-Jan-19BlackRock Asset Management North Asia
Limited
on mkt sell13.82ORD-7,752-7,752
24-Jan-19BlackRock Fund Advisorsin specien/aORD-2,191-2,191
24-Jan-19BlackRock Fund Advisorsin specien/aORD-7,776-7,776
24-Jan-19BlackRock Fund Advisorsin specien/aORD-3,888-3,888
24-Jan-19BlackRock Fund Advisorsin specien/aORD-984-984
24-Jan-19BlackRock Institutional Trust Company,
National Association
in specien/aORD3,7623,762
25-Jan-19BlackRock Investment Management (Australia)
Limited
on mkt buy13.49ORD1,0921,092
28-Jan-19BlackRock Fund Advisorsin specien/aORD-1,265-1,265
28-Jan-19BlackRock Fund Advisorsin specien/aORD2,5362,536
29-Jan-19BlackRock Investment Management (Australia)
Limited
on mkt buy12.56ORD2,9122,912
29-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy12.74ORD517517
29-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt buy12.74ORD40,00040,000
29-Jan-19BlackRock Fund Advisorsin specien/aORD-1,265-1,265
29-Jan-19BlackRock Fund Advisorsin specien/aORD-2,024-2,024
29-Jan-19BlackRock Fund Advisorsin specien/aORD1,2001,200
29-Jan-19BlackRock Fund Advisorsin specien/aORD-4,822-4,822
30-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.56ORD-3,202-3,202
30-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.56ORD-1,461-1,461
30-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.56ORD-1,451-1,451
30-Jan-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.52ORD-207-207
30-Jan-19BlackRock Fund Advisorsin specien/aORD-1,252-1,252
30-Jan-19BlackRock Fund Advisorsin specien/aORD8,9808,980
30-Jan-19BlackRock Fund Advisorsin specien/aORD3,1703,170
30-Jan-19BlackRock Fund Advisorsin specien/aORD1,9021,902
31-Jan-19BlackRock Advisors (UK) Limitedon mkt buy12.56ORD1,1911,191
31-Jan-19BlackRock Advisors (UK) Limitedon mkt buy12.56ORD300300
31-Jan-19BlackRock Fund Advisorsin specien/aORD-1,518-1,518
31-Jan-19BlackRock Fund Advisorsin specien/aORD-200-200
31-Jan-19BlackRock Fund Advisorsin specien/aORD8,9808,980
FPHpage 11 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
31-Jan-19BlackRock Fund Advisorsin specien/aORD-6,304-6,304
31-Jan-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-11,142-11,142
31-Jan-19BlackRock Institutional Trust Company,
National Association
in specien/aORD11,14211,142
31-Jan-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-8,739-8,739
31-Jan-19BlackRock Institutional Trust Company,
National Association
in specien/aORD8,7398,739
01-Feb-19BlackRock Investment Management (UK)
Limited
on mkt sell12.66ORD-3,893-3,893
04-Feb-19BlackRock Investment Management (UK)
Limited
on mkt sell12.67ORD-12,984-12,984
04-Feb-19BlackRock Advisors (UK) Limitedon mkt buy12.69ORD384384
04-Feb-19BlackRock Advisors (UK) Limitedon mkt buy12.69ORD600600
04-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell12.69ORD-1,215-1,215
04-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy12.69ORD7,5387,538
04-Feb-19BlackRock Fund Advisorsin specien/aORD-15,760-15,760
04-Feb-19BlackRock Fund Advisorsin specien/aORD-2,411-2,411
04-Feb-19BlackRock Fund Advisorsin specien/aORD2,5362,536
05-Feb-19BlackRock Financial Management, Inc.in specien/aORD-167,972-167,972
07-Feb-19BlackRock Advisors (UK) Limitedon mkt sell13.26ORD-912-912
07-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.26ORD361361
07-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.26ORD241241
07-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.26ORD363363
07-Feb-19BlackRock Advisors (UK) Limitedon mkt sell13.26ORD-85-85
07-Feb-19BlackRock Advisors, LLCon mkt sell13.26ORD-46,834-46,834
07-Feb-19BlackRock Fund Advisorsin specien/aORD51,06851,068
07-Feb-19BlackRock Fund Advisorsin specien/aORD-492-492
07-Feb-19BlackRock Fund Advisorsin specien/aORD720720
08-Feb-19BlackRock Advisors (UK) Limitedon mkt sell13.42ORD-242-242
08-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.42ORD363363
08-Feb-19BlackRock Advisors (UK) Limitedon mkt sell13.42ORD-1,671-1,671
08-Feb-19BlackRock Fund Advisorsin specien/aORD3,1703,170
08-Feb-19BlackRock Fund Advisorsin specien/aORD102,136102,136
11-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.67ORD15,38015,380
11-Feb-19BlackRock Fund Advisorsin specien/aORD-3,795-3,795
11-Feb-19BlackRock Fund Advisorsin specien/aORD-3,542-3,542
12-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.74ORD365365
12-Feb-19BlackRock Fund Advisorsin specien/aORD-7,880-7,880
12-Feb-19BlackRock Fund Advisorsin specien/aORD25,53425,534
12-Feb-19BlackRock Fund Advisorsin specien/aORD5,0005,000
13-Feb-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-98,437-98,437
13-Feb-19BlackRock Fund Advisorson mkt buy13.9ORD26,67126,671
13-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.89ORD-94-94
FPHpage 12 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
13-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.89ORD-36-36
13-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.89ORD-33-33
13-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.9ORD7,8307,830
13-Feb-19BlackRock Advisors (UK) Limitedon mkt sell13.9ORD-151-151
13-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.9ORD722722
13-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.9ORD2,6932,693
13-Feb-19BlackRock Investment Management (Australia)
Limited
on mkt buy13.77ORD4,9884,988
13-Feb-19BlackRock Fund Advisorsin specien/aORD-1,945-1,945
13-Feb-19BlackRock Fund Advisorsin specien/aORD960960
13-Feb-19BlackRock Fund Advisorsin specien/aORD-4,822-4,822
14-Feb-19BlackRock Fund Advisorson mkt buy13.72ORD71,24971,249
14-Feb-19BlackRock Advisors (UK) Limitedon mkt sell13.7ORD-36,534-36,534
14-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.7ORD728728
14-Feb-19BlackRock Fund Advisorsin specien/aORD-1,556-1,556
14-Feb-19BlackRock Fund Advisorsin specien/aORD-2,723-2,723
14-Feb-19BlackRock Fund Advisorsin specien/aORD8,8768,876
14-Feb-19BlackRock Investment Management, LLCin specien/aORD-1,650-1,650
14-Feb-19BlackRock Investment Management, LLCin specien/aORD1,6501,650
15-Feb-19BlackRock Investment Management (UK)
Limited
on mkt buy13.63ORD23,67023,670
15-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.51ORD798798
15-Feb-19BlackRock Fund Advisorsin specien/aORD1,9021,902
15-Feb-19BlackRock Fund Advisorsin specien/aORD3,1703,170
15-Feb-19BlackRock Advisors (UK) Limitedin specien/aORD-4,787-4,787
18-Feb-19BlackRock Investment Management (UK)
Limited
in specien/aORD-7,755-7,755
19-Feb-19BlackRock Advisors (UK) Limitedon mkt buy13.43ORD2,6362,636
19-Feb-19BlackRock Financial Management, Inc.in specien/aORD-12,650-12,650
19-Feb-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-12,846-12,846
19-Feb-19BlackRock Fund Advisorsin specien/aORD2,5362,536
20-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.39ORD-2,246-2,246
20-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.39ORD-601-601
20-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell13.39ORD-519-519
20-Feb-19BlackRock Investment Management, LLCon mkt buy13.39ORD1,7891,789
20-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.39ORD447447
20-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.39ORD9191
20-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy13.39ORD9191
20-Feb-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-7,833-7,833
20-Feb-19BlackRock Investment Management (UK)
Limited
on mkt buy13.38ORD21,31321,313
20-Feb-19BlackRock Institutional Trust Company,
National Association
in specien/aORD53,43453,434
20-Feb-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-53,434-53,434
FPHpage 13 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
21-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.29ORD732732
21-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.28ORD2,6362,636
21-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.29ORD7,9177,917
21-Feb-19BlackRock Fund Advisorsin specien/aORD-7,880-7,880
22-Feb-19BlackRock Investment Management (UK)
Limited
on mkt buy14.41ORD6,3236,323
22-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.41ORD1,1961,196
22-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.41ORD1,3201,320
22-Feb-19BlackRock Fund Advisorsin specien/aORD9,0729,072
22-Feb-19BlackRock Fund Advisorsin specien/aORD-17,336-17,336
22-Feb-19BlackRock Fund Advisorsin specien/aORD2,5362,536
25-Feb-19BlackRock Advisors (UK) Limitedon mkt sell14.37ORD-239-239
25-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.37ORD11,88011,880
25-Feb-19BlackRock Investment Management (UK)
Limited
on mkt buy14.37ORD16,56716,567
25-Feb-19BlackRock Fund Advisorsin specien/aORD2,0882,088
25-Feb-19BlackRock Fund Advisorsin specien/aORD10,36810,368
25-Feb-19BlackRock Fund Advisorsin specien/aORD1,2001,200
26-Feb-19BlackRock Investment Management (UK)
Limited
in specien/aORD61,53961,539
26-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.44ORD368368
26-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.44ORD-8,339-8,339
26-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.44ORD13,20313,203
27-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.35ORD-386-386
27-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.35ORD-82-82
27-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.35ORD-81-81
27-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.33ORD1,1921,192
27-Feb-19BlackRock Japan Co., Ltd.on mkt buy14.33ORD2,2352,235
27-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.33ORD3,5743,574
27-Feb-19BlackRock Fund Advisorsin specien/aORD-6,304-6,304
27-Feb-19BlackRock Fund Advisorsin specien/aORD1,2001,200
28-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.7ORD7,3117,311
28-Feb-19BlackRock Japan Co., Ltd.on mkt sell14.7ORD-256-256
28-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.7ORD4,3294,329
28-Feb-19BlackRock (Netherlands) B.V.on mkt buy14.7ORD7,6367,636
28-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.7ORD-64,690-64,690
28-Feb-19BlackRock International Limitedon mkt buy14.7ORD5,0265,026
28-Feb-19BlackRock Fund Advisorson mkt sell14.7ORD-547-547
28-Feb-19BlackRock Fund Advisorson mkt buy14.7ORD6,9326,932
28-Feb-19BlackRock Advisors (UK) Limitedon mkt buy14.7ORD1,3761,376
28-Feb-19BlackRock Japan Co., Ltd.on mkt buy14.7ORD2,8982,898
28-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.7ORD1,3441,344
FPHpage 14 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
28-Feb-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.7ORD219219
28-Feb-19BlackRock Investment Management (UK)
Limited
on mkt buy14.7ORD7,4927,492
28-Feb-19BlackRock Investment Management, LLCon mkt buy14.7ORD427427
28-Feb-19BlackRock Fund Advisorsin specien/aORD-7,880-7,880
28-Feb-19BlackRock Fund Advisorsin specien/aORD3,1703,170
28-Feb-19BlackRock Fund Advisorsin specien/aORD-2,411-2,411
01-Mar-19BlackRock Advisors (UK) Limitedon mkt sell15.05ORD-79,828-79,828
01-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.99ORD1,6651,665
01-Mar-19BlackRock Fund Advisorsin specien/aORD2,0882,088
04-Mar-19BlackRock Investment Management (UK)
Limited
on mkt sell15.02ORD-3,657-3,657
04-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.84ORD1,2891,289
04-Mar-19BlackRock Advisors (UK) Limitedon mkt sell14.69ORD-1,232-1,232
04-Mar-19BlackRock Advisors (UK) Limitedon mkt sell14.69ORD-376-376
04-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.73ORD60,00660,006
04-Mar-19BlackRock Fund Advisorsin specien/aORD-4,728-4,728
05-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.75ORD12,87012,870
05-Mar-19BlackRock Fund Advisorsin specien/aORD3,8043,804
05-Mar-19BlackRock Fund Advisorsin specien/aORD4,5324,532
06-Mar-19BlackRock Investment Management (UK)
Limited
on mkt buy14.81ORD16,44016,440
06-Mar-19BlackRock Investment Management (Australia)
Limited
on mkt buy14.84ORD20,97820,978
06-Mar-19BlackRock Investment Management (Australia)
Limited
on mkt buy14.84ORD3,2043,204
06-Mar-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.88ORD-171-171
06-Mar-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.88ORD-43-43
06-Mar-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.88ORD-43-43
06-Mar-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.95ORD2,5112,511
06-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.95ORD6,4706,470
06-Mar-19BlackRock Investment Management (Australia)
Limited
on mkt buy14.89ORD6,3516,351
06-Mar-19BlackRock Fund Advisorsin specien/aORD12,52812,528
06-Mar-19BlackRock Fund Advisorsin specien/aORD-3,152-3,152
07-Mar-19BlackRock Investment Management, LLCon mkt buy15.05ORD1,2021,202
07-Mar-19BlackRock Investment Management (Australia)
Limited
on mkt buy15.07ORD3,0163,016
07-Mar-19BlackRock Investment Management (UK)
Limited
on mkt buy15.03ORD4,8914,891
07-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15.05ORD1,1201,120
07-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15.05ORD366366
07-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15.05ORD366366
07-Mar-19BlackRock Fund Advisorsin specien/aORD9,0649,064
07-Mar-19BlackRock Fund Advisorsin specien/aORD-4,822-4,822
07-Mar-19BlackRock Fund Advisorsin specien/aORD2,5362,536
08-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15.09ORD1,4561,456
FPHpage 15 of 16
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
08-Mar-19BlackRock Advisors (UK) Limitedon mkt sell15.09ORD-7,842-7,842
08-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15.09ORD8181
08-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15.09ORD1,0081,008
08-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15.09ORD453453
08-Mar-19BlackRock Advisors (UK) Limitedon mkt sell15.09ORD-752-752
08-Mar-19BlackRock Fund Advisorsin specien/aORD2,7842,784
08-Mar-19BlackRock Fund Advisorsin specien/aORD8,2088,208
08-Mar-19BlackRock Fund Advisorsin specien/aORD4,5324,532
08-Mar-19BlackRock Fund Advisorsin specien/aORD720720
11-Mar-19BlackRock Advisors (UK) Limitedon mkt sell15ORD-7,818-7,818
11-Mar-19BlackRock Advisors (UK) Limitedon mkt sell15ORD-3,909-3,909
11-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15ORD364364
11-Mar-19BlackRock Advisors (UK) Limitedon mkt buy15ORD1,1871,187
11-Mar-19BlackRock Advisors, LLCon mkt sell15ORD-869-869
11-Mar-19BlackRock Fund Advisorsin specien/aORD2,5362,536
11-Mar-19BlackRock Fund Advisorsin specien/aORD9,0649,064
12-Mar-19BlackRock Investment Management (Australia)
Limited
on mkt buy14.78ORD1,7181,718
12-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.83ORD1,5681,568
12-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.83ORD1,4561,456
12-Mar-19BlackRock Advisors (UK) Limitedon mkt buy14.83ORD734734
12-Mar-19BlackRock Institutional Trust Company,
National Association
on mkt buy14.83ORD37,16937,169
12-Mar-19BlackRock Institutional Trust Company,
National Association
on mkt sell14.83ORD-891-891
12-Mar-19BlackRock Investment Management (Australia)
Limited
on mkt sell14.72ORD-4,179-4,179
12-Mar-19BlackRock Fund Advisorsin specien/aORD10,80010,800
FPHpage 16 of 16
Appendix C
Investment Manager / AgentFundOn Behalf ofCounterparty
BlackRock Institutional Trust Company, National AssociationGlobal Alpha Opportunities Equity Fund LtdMerrill Lynch International
BlackRock Institutional Trust Company, National AssociationGlobal Alpha Opportunities Equity Fund LtdCredit Suisse
BlackRock Institutional Trust Company, National AssociationGlobal Alpha Opportunities Equity Fund LtdMorgan Stanley & Co. International
BlackRock Institutional Trust Company, National AssociationGlobal Alpha Opportunities Equity Fund LtdHSBBK
BlackRock Institutional Trust Company, National AssociationGlobal Alpha Opportunities Equity Fund LtdUBS AG
BlackRock Institutional Trust Company, National AssociationGlobal Alpha Opportunities Equity Fund LtdJP Morgan
Parties to the Derivative
FPHpage 1 of 1
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- AIA — Auckland International Airport Limited: SPH Notice – BlackRock, Inc. and related bodies corporate2019-04-16
“1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To: New Zealand Stock Exchange and To: Auckland International Airport Limited Date this disclosure made: 17 April 2019 Date on which substantial holding began: 15 April 2…”
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“1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To: New Zealand Stock Exchange and To: AUCKLAND INTERNATIONAL AIRPORT LTD Date this disclosure made: 11 February 2019 Date on which substantial holding began: 07 February…”
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“1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To: New Zealand Stock Exchange and To: AUCKLAND INTERNATIONAL AIRPORT LTD Date this disclosure made: 04 April 2019 Date on which substantial holding began: 02 April 2019…”