Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 15 March 2019
The previous notice was given to the ASX on: 1 March 2019
The previous notice was dated: 1 March 2019
2. Issued Share Capital
2,837,805,596 fully paid Ordinary Shares in the capital of ANZ have been issued as at
14 March 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,543,790 0.79%
22,500,543 0.79%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,543,790 0.79%
22,500,543 0.79%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
13,146 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,964,807 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,061,230 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 1,055,625 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 361,932 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 46,304 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,303,570 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 657,695 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,011,789 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,702,831 0.41%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 449,391 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 530,981 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 79,355 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,945 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 47,832 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,065 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 9,998 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 328,660 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 97,269 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 486,761 0.02%
Aggregation
22,500,543 0.79%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
1/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 7,738.02
Ordinary fully
paid
-276
1/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 7,199.41
Ordinary fully
paid
-257
4/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 51,015.65
Ordinary fully
paid
-1,834
4/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 9,406.55
Ordinary fully
paid
-323
4/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,951.21
Ordinary fully
paid
-67
4/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,484.86
Ordinary fully
paid
-154
4/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,552.55
Ordinary fully
paid
-225
5/03/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-11,412
5/03/2019
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,683,194.01
Ordinary fully
paid
60,566
6/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 475,120.31
Ordinary fully
paid
-17,136
6/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
Optimix
Wholesale
Australian Share
Trust
On-market sale 277,530.24
Ordinary fully
paid
-10,025
6/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 306,588.07
Ordinary fully
paid
-11,093
6/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 575,293.48
Ordinary fully
paid
-20,771
6/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for FSP
On-market sale 16,218.17
Ordinary fully
paid
-587
6/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 10,521.81
Ordinary fully
paid
-381
6/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 11,417.11
Ordinary fully
paid
-414
7/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
8,417.35
Ordinary fully
paid
304
7/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,225.69
Ordinary fully
paid
-226
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,154.21
Ordinary fully
paid
-40
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,837.76
Ordinary fully
paid
-133
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 461.68
Ordinary fully
paid
-16
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 807.95
Ordinary fully
paid
-28
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,348.17
Ordinary fully
paid
220
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
549.90
Ordinary fully
paid
19
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,164.15
Ordinary fully
paid
75
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
202.59
Ordinary fully
paid
7
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,933.31
Ordinary fully
paid
67
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
202.59
Ordinary fully
paid
7
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,587.04
Ordinary fully
paid
-55
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,347.22
Ordinary fully
paid
-116
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,107.39
Ordinary fully
paid
-177
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
577.11
Ordinary fully
paid
20
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
57.89
Ordinary fully
paid
2
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,038.79
Ordinary fully
paid
-36
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 86.57
Ordinary fully
paid
-3
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 346.26
Ordinary fully
paid
-12
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 750.24
Ordinary fully
paid
-26
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,703.41
Ordinary fully
paid
-163
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 779.09
Ordinary fully
paid
-27
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,799.92
Ordinary fully
paid
-201
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 86.57
Ordinary fully
paid
-3
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,184.97
Ordinary fully
paid
249
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
636.72
Ordinary fully
paid
22
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 750.24
Ordinary fully
paid
-26
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 981.08
Ordinary fully
paid
-34
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 201.99
Ordinary fully
paid
-7
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 432.83
Ordinary fully
paid
-15
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 288.55
Ordinary fully
paid
-10
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,341.09
Ordinary fully
paid
497
7/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,244.50
Ordinary fully
paid
43
8/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
Off-market transfer 10,232.86
Ordinary fully
paid
-336
8/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
Off-market transfer 10,232.86
Ordinary fully
paid
336
8/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,765.33
Ordinary fully
paid
-251
8/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 33,936.42
Ordinary fully
paid
-1,251
11/03/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,750
11/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 14,560.57
Ordinary fully
paid
-538
12/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 702,817.97
Ordinary fully
paid
-26,243
12/03/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 158,214.62
Ordinary fully
paid
-5,915
12/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for FSP
On-market sale 14,010.96
Ordinary fully
paid
-521
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,472.35
Ordinary fully
paid
53
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,032.01
Ordinary fully
paid
73
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,555.70
Ordinary fully
paid
-56
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 444.49
Ordinary fully
paid
-16
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 361.14
Ordinary fully
paid
-13
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 583.38
Ordinary fully
paid
-21
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 777.85
Ordinary fully
paid
-28
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,055.74
Ordinary fully
paid
74
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,867.09
Ordinary fully
paid
103
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,250.11
Ordinary fully
paid
-45
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 194.46
Ordinary fully
paid
-7
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 27.78
Ordinary fully
paid
-1
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,805.99
Ordinary fully
paid
-173
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 388.92
Ordinary fully
paid
-14
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 472.27
Ordinary fully
paid
-17
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,944.89
Ordinary fully
paid
178
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,903.29
Ordinary fully
paid
248
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 305.58
Ordinary fully
paid
-11
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 583.39
Ordinary fully
paid
-21
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,139.17
Ordinary fully
paid
-113
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
888.97
Ordinary fully
paid
32
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,280.44
Ordinary fully
paid
46
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,028.23
Ordinary fully
paid
181
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,014.63
Ordinary fully
paid
252
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,222.33
Ordinary fully
paid
44
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,725.82
Ordinary fully
paid
62
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,472.35
Ordinary fully
paid
-53
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
750.07
Ordinary fully
paid
27
14/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,085.60
Ordinary fully
paid
39
14/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
95,439.34
Ordinary fully
paid
3,586
14/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,604.70
Ordinary fully
paid
59
14/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
5,005.49
Ordinary fully
paid
186
14/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,018.63
Ordinary fully
paid
37
14/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
2,993.69
Ordinary fully
paid
111
14/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Mentor
On-market sale 23,059.34
Ordinary fully
paid
-869
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
15 March 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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“12/06/2018 12/06/2018 12/06/2018 12/06/2018 12/07/2018 12/07/2018 14/12/2018 1/03/2019 1/03/2019 1/03/2019 1/03/2019 1/10/2019 1/10/2019 1/10/2019 1/10/2019 1/10/2019 Details for: 122,819,235 10.141% Details for: 0.258% Off-market Sale(4,241.00) 6,128.25…”
- WBC — Westpac Banking Corporation: 259C Exemption Notice2018-12-19
“Page 1 of 3 Notice given in accordance with Australian Securities and Investments Commission Corporations Act Subsection 259C (2) Exemption To: MarketAnnouncements Office ASX Limited 20 Bridge Street Sydney NSW 2000 Westpac Banking Corporation (ABN 33 007 457 141) (…”