Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 29 March 2019
The previous notice was given to the ASX on: 15 March 2019
The previous notice was dated: 15 March 2019
2. Issued Share Capital
2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at
28 March 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,500,543 0.79%
22,545,040 0.80%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,500,543 0.79% 22,545,040 0.80%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
19,791 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,964,807 0.11%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,059,253 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 996,958 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 348,554 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 45,774 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,469,221 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 663,780 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,011,789 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,686,680 0.41%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 430,016 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 517,457 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 76,933 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,945 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 47,832 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,065 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 9,650 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 326,474 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 96,378 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 482,326 0.02%
Aggregation
22,545,040 0.80%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
15/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 425,177.63
Ordinary fully
paid
-16,151
15/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 510,447.01
Ordinary fully
paid
-19,375
15/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 356,092.44
Ordinary fully
paid
-13,524
15/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 573.76
Ordinary fully
paid
-23
18/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
64,967.77
Ordinary fully
paid
2,455
19/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market sale 8,124.95
Ordinary fully
paid
-309
19/03/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 898,608.86
Ordinary fully
paid
-34,175
19/03/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 131,182.43
Ordinary fully
paid
-4,989
19/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 7,450.57
Ordinary fully
paid
-284
19/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 13,140.01
Ordinary fully
paid
-500
19/03/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-37
20/03/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
5,693
20/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market sale 5,803.81
Ordinary fully
paid
-221
20/03/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 643,199.07
Ordinary fully
paid
-24,492
20/03/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 93,885.22
Ordinary fully
paid
-3,575
20/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 116,215.66
Ordinary fully
paid
-4,435
20/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 4,679.90
Ordinary fully
paid
-179
20/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 34,240.81
Ordinary fully
paid
-1,300
20/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,815.81
Ordinary fully
paid
-260
21/03/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
989
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,403.01
Ordinary fully
paid
199
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,724.56
Ordinary fully
paid
395
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,199.21
Ordinary fully
paid
81
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,185.80
Ordinary fully
paid
191
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,669.93
Ordinary fully
paid
172
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 189.39
Ordinary fully
paid
-7
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 325.81
Ordinary fully
paid
-12
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 649.34
Ordinary fully
paid
-24
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,466.14
Ordinary fully
paid
-54
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 676.39
Ordinary fully
paid
-25
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,190.46
Ordinary fully
paid
-44
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 243.50
Ordinary fully
paid
-9
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 81.45
Ordinary fully
paid
-3
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,954.86
Ordinary fully
paid
-72
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 298.66
Ordinary fully
paid
-11
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 244.36
Ordinary fully
paid
-9
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 814.52
Ordinary fully
paid
-30
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,194.63
Ordinary fully
paid
-44
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 405.84
Ordinary fully
paid
-15
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 868.82
Ordinary fully
paid
-32
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,602.22
Ordinary fully
paid
280
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,217.51
Ordinary fully
paid
-45
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 946.95
Ordinary fully
paid
-35
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 380.11
Ordinary fully
paid
-14
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 923.13
Ordinary fully
paid
-34
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,683.35
Ordinary fully
paid
-62
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 162.90
Ordinary fully
paid
-6
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,601.90
Ordinary fully
paid
-59
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 649.34
Ordinary fully
paid
-24
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,438.20
Ordinary fully
paid
-201
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,599.48
Ordinary fully
paid
-170
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,194.96
Ordinary fully
paid
-265
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,823.68
Ordinary fully
paid
-104
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,873.40
Ordinary fully
paid
-69
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,248.94
Ordinary fully
paid
-46
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 9,964.33
Ordinary fully
paid
-367
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 27.06
Ordinary fully
paid
-1
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 351.72
Ordinary fully
paid
-13
21/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 678.77
Ordinary fully
paid
-25
22/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 10,308.05
Ordinary fully
paid
-391
22/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Matrix
On-market sale 9,219.85
Ordinary fully
paid
-348
25/03/2019
OnePath Funds
Management Ltd
as responsible
entity for Blue
Chip Pool
On-market
purchase
2,730,610.00
Ordinary fully
paid
105,651
26/03/2019
OnePath Funds
Management Ltd
as responsible
entity for Blue
Chip Pool
On-market
purchase
1,555,314.18
Ordinary fully
paid
60,000
26/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 22,467.94
Ordinary fully
paid
-871
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,913.10
Ordinary fully
paid
-72
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 479.96
Ordinary fully
paid
-18
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 26.57
Ordinary fully
paid
-1
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,543.62
Ordinary fully
paid
-171
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,461.40
Ordinary fully
paid
-55
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,306.55
Ordinary fully
paid
-49
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 319.97
Ordinary fully
paid
-12
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,524.24
Ordinary fully
paid
-95
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 666.61
Ordinary fully
paid
-25
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
959.91
Ordinary fully
paid
36
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,759.84
Ordinary fully
paid
66
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,763.37
Ordinary fully
paid
-104
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 159.43
Ordinary fully
paid
-6
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,437.34
Ordinary fully
paid
-167
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 773.26
Ordinary fully
paid
-29
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,226.56
Ordinary fully
paid
-46
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,543.62
Ordinary fully
paid
-171
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,753.68
Ordinary fully
paid
-66
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,062.84
Ordinary fully
paid
-40
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,999.82
Ordinary fully
paid
-75
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,426.26
Ordinary fully
paid
166
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,328.54
Ordinary fully
paid
-50
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 346.63
Ordinary fully
paid
-13
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 186.00
Ordinary fully
paid
-7
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 26.66
Ordinary fully
paid
-1
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,516.18
Ordinary fully
paid
-97
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,322.94
Ordinary fully
paid
-51
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,504.52
Ordinary fully
paid
-58
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,997.38
Ordinary fully
paid
-77
27/03/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,971.44
Ordinary fully
paid
-76
27/03/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
93,927.42
Ordinary fully
paid
3,630
27/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 42,790.52
Ordinary fully
paid
-1,667
27/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 3,584.81
Ordinary fully
paid
-140
28/03/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
3,020.47
Ordinary fully
paid
116
28/03/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 125,012.89
Ordinary fully
paid
-4,814
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
29 March 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- PCT — Precinct Properties New Zealand Limited: SPH Notice – ANZ2019-01-16
“12/06/2018 12/06/2018 12/06/2018 12/06/2018 12/07/2018 12/07/2018 14/12/2018 1/03/2019 1/03/2019 1/03/2019 1/03/2019 1/10/2019 1/10/2019 1/10/2019 1/10/2019 1/10/2019 Details for: 122,819,235 10.141% Details for: 0.258% Off-market Sale(4,241.00) 6,128.25…”