ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure31 March 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 29 March 2019

The previous notice was given to the ASX on: 15 March 2019

The previous notice was dated: 15 March 2019

2. Issued Share Capital

2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at

28 March 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,500,543 0.79%


22,545,040 0.80%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,500,543 0.79% 22,545,040 0.80%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

19,791 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,964,807 0.11%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,059,253 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 996,958 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 348,554 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 45,774 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,469,221 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 663,780 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,011,789 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,686,680 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 430,016 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 517,457 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 76,933 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,945 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 47,832 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,065 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 9,650 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 326,474 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 96,378 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 482,326 0.02%


Aggregation


22,545,040 0.80%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

15/03/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market sale 425,177.63

Ordinary fully

paid

-16,151

15/03/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market sale 510,447.01

Ordinary fully

paid

-19,375

15/03/2019

OnePath Funds

Management Ltd

as responsible

entity for

OptiMix

Australian

Shares Fidelity

On-market sale 356,092.44

Ordinary fully

paid

-13,524

15/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 573.76

Ordinary fully

paid

-23

18/03/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

64,967.77

Ordinary fully

paid

2,455




19/03/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Sustainable

Investments -

Wholesale

Australian Share

Trust

On-market sale 8,124.95

Ordinary fully

paid

-309

19/03/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Australian

Industrial

Equities Fund

On-market sale 898,608.86

Ordinary fully

paid

-34,175

19/03/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 131,182.43

Ordinary fully

paid

-4,989

19/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 7,450.57

Ordinary fully

paid

-284

19/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 13,140.01

Ordinary fully

paid

-500

19/03/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-37

20/03/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

5,693




20/03/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Sustainable

Investments -

Wholesale

Australian Share

Trust

On-market sale 5,803.81

Ordinary fully

paid

-221

20/03/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Australian

Industrial

Equities Fund

On-market sale 643,199.07

Ordinary fully

paid

-24,492

20/03/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 93,885.22

Ordinary fully

paid

-3,575

20/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 116,215.66

Ordinary fully

paid

-4,435

20/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 4,679.90

Ordinary fully

paid

-179

20/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 34,240.81

Ordinary fully

paid

-1,300

20/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,815.81

Ordinary fully

paid

-260

21/03/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

989




21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,403.01

Ordinary fully

paid

199

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,724.56

Ordinary fully

paid

395

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,199.21

Ordinary fully

paid

81

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,185.80

Ordinary fully

paid

191

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,669.93

Ordinary fully

paid

172

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 189.39

Ordinary fully

paid

-7

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 325.81

Ordinary fully

paid

-12

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 649.34

Ordinary fully

paid

-24

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,466.14

Ordinary fully

paid

-54

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 676.39

Ordinary fully

paid

-25




21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,190.46

Ordinary fully

paid

-44

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 243.50

Ordinary fully

paid

-9

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 81.45

Ordinary fully

paid

-3

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,954.86

Ordinary fully

paid

-72

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 298.66

Ordinary fully

paid

-11

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 244.36

Ordinary fully

paid

-9

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 814.52

Ordinary fully

paid

-30

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,194.63

Ordinary fully

paid

-44

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 405.84

Ordinary fully

paid

-15

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 868.82

Ordinary fully

paid

-32




21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,602.22

Ordinary fully

paid

280

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,217.51

Ordinary fully

paid

-45

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 946.95

Ordinary fully

paid

-35

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 380.11

Ordinary fully

paid

-14

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 923.13

Ordinary fully

paid

-34

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,683.35

Ordinary fully

paid

-62

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 162.90

Ordinary fully

paid

-6

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,601.90

Ordinary fully

paid

-59

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 649.34

Ordinary fully

paid

-24

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,438.20

Ordinary fully

paid

-201




21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,599.48

Ordinary fully

paid

-170

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,194.96

Ordinary fully

paid

-265

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,823.68

Ordinary fully

paid

-104

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,873.40

Ordinary fully

paid

-69

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,248.94

Ordinary fully

paid

-46

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 9,964.33

Ordinary fully

paid

-367

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 27.06

Ordinary fully

paid

-1

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 351.72

Ordinary fully

paid

-13

21/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 678.77

Ordinary fully

paid

-25

22/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 10,308.05

Ordinary fully

paid

-391

22/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Matrix

On-market sale 9,219.85

Ordinary fully

paid

-348



25/03/2019

OnePath Funds

Management Ltd

as responsible

entity for Blue

Chip Pool

On-market

purchase

2,730,610.00

Ordinary fully

paid

105,651

26/03/2019

OnePath Funds

Management Ltd

as responsible

entity for Blue

Chip Pool

On-market

purchase

1,555,314.18

Ordinary fully

paid

60,000

26/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 22,467.94

Ordinary fully

paid

-871

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,913.10

Ordinary fully

paid

-72

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 479.96

Ordinary fully

paid

-18

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 26.57

Ordinary fully

paid

-1

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,543.62

Ordinary fully

paid

-171

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,461.40

Ordinary fully

paid

-55

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,306.55

Ordinary fully

paid

-49

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 319.97

Ordinary fully

paid

-12

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,524.24

Ordinary fully

paid

-95



27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 666.61

Ordinary fully

paid

-25

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

959.91

Ordinary fully

paid

36

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,759.84

Ordinary fully

paid

66

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,763.37

Ordinary fully

paid

-104

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 159.43

Ordinary fully

paid

-6

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,437.34

Ordinary fully

paid

-167

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 773.26

Ordinary fully

paid

-29

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,226.56

Ordinary fully

paid

-46

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,543.62

Ordinary fully

paid

-171

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,753.68

Ordinary fully

paid

-66

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,062.84

Ordinary fully

paid

-40



27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,999.82

Ordinary fully

paid

-75

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,426.26

Ordinary fully

paid

166

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,328.54

Ordinary fully

paid

-50

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 346.63

Ordinary fully

paid

-13

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 186.00

Ordinary fully

paid

-7

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 26.66

Ordinary fully

paid

-1

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,516.18

Ordinary fully

paid

-97

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,322.94

Ordinary fully

paid

-51

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,504.52

Ordinary fully

paid

-58

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,997.38

Ordinary fully

paid

-77

27/03/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,971.44

Ordinary fully

paid

-76



27/03/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

93,927.42

Ordinary fully

paid

3,630

27/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 42,790.52

Ordinary fully

paid

-1,667

27/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 3,584.81

Ordinary fully

paid

-140

28/03/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

3,020.47

Ordinary fully

paid

116

28/03/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 125,012.89

Ordinary fully

paid

-4,814





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

29 March 2019

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

Other issuers discussed similar conditions around this time

Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.

  • PCT — Precinct Properties New Zealand Limited: SPH Notice – ANZ
    2019-01-16

    12/06/2018 12/06/2018 12/06/2018 12/06/2018 12/07/2018 12/07/2018 14/12/2018 1/03/2019 1/03/2019 1/03/2019 1/03/2019 1/10/2019 1/10/2019 1/10/2019 1/10/2019 1/10/2019 Details for: 122,819,235 10.141% Details for: 0.258% Off-market Sale(4,241.00) 6,128.25…”